BRIARWOOD CHASE MANAGEMENT LLC
Adviser information for BRIARWOOD CHASE MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $884.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $884.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $884.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79074 |
|---|---|
| SEC ERA File Number | 801-79074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170245 |
| Legal Entity Identifier | 549300W4K894YXKESP57 |
Principal Office
1350 AVENUE OF THE AMERICASSUITE 3005
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-984-6798, Fax: 646-219-0088
Websites
Chief Compliance Officer
MARIO SGARLATA
CHIEF FINANCIAL OFFICER
1350 AVENUE OF THE AMERICAS
SUITE 3005
NEW YORK
NY
United States
Tel:
212-984-6798
M****@***************M
(Full email address available in API data)
Regulatory Contact
IQEQ FUND SERVICES, LLC
COMPLIANCE CONSULTANTS
250 W. 57TH STREET
10TH FLOOR
NEW YORK
NY
United States
Tel:
872-249-9293
B*******************@*******M
(Full email address available in API data)
Industry Affiliates
| BRIARWOOD CAPITAL PARTNERS GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BW SOUTH ASIA, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRIARWOOD CAPITAL PARTNERS LP | Hedge Fund | $823.8M | $1.0M | 188 |
| DARK ROAST CAPITAL LP | CO-INVESTMENT VEHICLE | $57.4M | $5.0M | 10 |
| METACOLOR CAPITAL LP | CO-INVESTMENT VEHICLE | $2.9M | $5.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHADEVIA, AALAP | Individual | – | CIO / MANAGING MEMBER / PORTFOLIO MANAGER | 12/2013 | > 75% |
| IMVIA, LLC | Domestic Entity | – | MEMBER | 12/2013 | 5-10% |
| PAGIDIPATI, RAHULDEV, RAVI | Individual | IMVIA, LLC | MANAGING MEMBER | 10/2014 | > 75% |
| SGARLATA, MARIO, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |