ARK INVEST
ARK INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for ARK INVEST last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 408 | $15.2B |
| Non-Discretionary | 0 | $0 |
| Total | 408 | $15.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $19.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 16 | $14.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $91.2M |
| Pension and profit sharing plans | <5 | $22.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $298.0M |
| Other investment advisers | 25 | $77.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 37 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 77.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAPTRUST SMA WRAP PROGRAM | CAPTRUST |
| AMERICAN PORTFOLIOS ADVISOR SOLUTIONS | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. |
| AZZAD ETHICAL WRAP PROGRAM | AZZAD ASSET MANAGEMENT, INC. |
| UNIFIED MANAGED ACCOUNT PORTFOLIOS | GREENROCK RESEARCH, INC. |
| CUSTOM ADVISORY PORTFOLIO & OPPORTUNITY PROGRAMS | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| MANAGED ACCOUNT PROGRAM | SIMPLICITY SOLUTIONS, LLC |
| SELECT UMA PROGRAM | MORGAN STANLEY |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MANAGED ACCOUNT ADVISORS LLC |
| ESM ADVISORY | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED |
| EMP (EMERGING MANAGERS PLATFORM) | EMERGE CAPITAL MANAGEMENT |
| EWM MODEL PORTFOLIOS | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC |
| CRESSET ONE FEE PROGRAM | CRESSET ASSET MANAGEMENT, LLC |
| LOCKWOOD SPONSORED PROGRAM - MANAGED 360 | BNY MELLON ADVISORS, INC. |
| MANAGED SELECT / MANAGER SELECT ACCESS | LPL FINANCIAL LLC |
| AXXCESS WEALTH MANAGEMENT LLC | AXXCESS WEALTH MANAGEMENT, LLC |
| UBS ACCESS | UBS FINANCIAL SERVICES INC. |
| THIRD PARTY SMA MODELS PROGRAM | ENVESTNET PMC |
| UNIFIED OVERLAY MANAGEMENT PROGRAM | FDX ADVISORS, INC. |
| PERSHING ADVISOR SOLUTIONS | PERSHING LLC |
| LOCKWOOD ADVISORS UMA | SANCTUARY ADVISORS, LLC |
| ENVESTNET INC. UMA | DYNASTY WEALTH MANAGEMENT, LLC |
| VESTMARK MODEL PORTFOLIOS | VESTMARK ADVISORY SOLUTIONS, INC. |
| SMA PROGRAM | WELLINGTON-ALTUS USA INC. |
Principal Office
200 CENTRAL AVENUESUITE 220
ST. PETERSBURG
FL
United States
Monday - Friday, 9:00A.M. - 5:30 P.M.
Tel: 727-810-8160, Fax: None
Websites
ark-invest.com/
ark-funds.com/
twitter.com/arkinvest
www.facebook.com/arkinvest
www.linkedin.com/company/ark-investment-management/
www.youtube.com/channel/uck-zlnufodhzuwxcbddtnkg
www.instagram.com/arkinvest/
ark-invest.store/
www.tiktok.com/@ark_invest
ark-ventures.com/
www.tiktok.com/@arkfunds
twitter.com/ark_funds
www.instagram.com/ark_funds
www.reddit.com/user/ark_invest/
Chief Compliance Officer
KELLEN CARTER
CORPORATE COUNSEL
200 CENTRAL AVENUE
SUITE 220
ST. PETERSBURG
FL
United States
Tel:
727-810-8160
K******@*************M
(Full email address available in API data)
Regulatory Contact
FOREST WOLFE
GENERAL COUNSEL
200 CENTRAL AVENUE
SUITE 220
ST. PETERSBURG
FL
United States
Tel:
727-810-8160
F*****@*************M
(Full email address available in API data)
Industry Affiliates
| ARK CRYPTOCURRENCY FUND MM LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARK CRYPTO REVOLUTIONS MASTER FUND LLC | Hedge Fund | $24.8M | $0.5M | 12 |
| ARK CRYPTOCURRENCY MASTER FUND LLC | Hedge Fund | $31.6M | $1.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOD, CATHERINE, DUDDY | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | 06/2014 | < 5% |
| CARTER, KELLEN | Individual | – | CHIEF COMPLIANCE OFFICER; CORPORATE COUNSEL | 03/2016 | < 5% |
| STAUDT, THOMAS, GREGORY | Individual | – | CHIEF OPERATING OFFICER; PRESIDENT | 10/2023 | < 5% |
| ARK INVESTMENT MANAGEMENT LP | Domestic Entity | – | MANAGING MEMEBER | 05/2014 | > 75% |
| WOOD, CATHERINE, DUDDY | Individual | ARK INVEST LLC | MANAGING MEMBER | 06/2014 | > 75% |
| WILSON, PAUL, EDWARD | Individual | – | CHIEF FINANCIAL OFFICER; CHIEF STRATEGY OFFICER | 10/2023 | < 5% |
| WOLFE, DANA, FOREST | Individual | – | GENERAL COUNSEL | 08/2021 | < 5% |
| ARK INVEST HOLDINGS LLC | Domestic Entity | ARK INVESTMENT MANAGEMENT LP | LIMITED PARTNER | 07/2022 | > 75% |
| ARK INVEST LLC | Domestic Entity | ARK INVEST HOLDINGS LLC | MANAGING MEMBER | 07/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AeroVironment Inc | Common Stock | 59M | 324K | – |
| Align Technology Inc | Common Stock | 1M | 6K | – |
| ATI Inc | Common Stock | 131K | 2K | – |
| Alphabet Inc | Common Stock | 23M | 127K | – |
| Altair Engineering Inc | Common Stock | 5M | 51K | – |
| Amazon.com Inc | Common Stock | 19M | 99K | – |
| AMETEK Inc | Common Stock | 2M | 10K | – |
| ANSYS Inc | Common Stock | 16M | 51K | – |
| Arcturus Therapeutics Holdings | Common Stock | 48M | 2M | – |
| Autodesk Inc | Common Stock | 5M | 19K | – |
| CareDx Inc | Common Stock | 89M | 6M | – |
| Carpenter Technology Corp | Common Stock | 167K | 2K | – |
| Cerus Corp | Common Stock | 35M | 20M | – |
| Deere & Co | Common Stock | 33M | 88K | – |
| DuPont de Nemours Inc | Common Stock | 133K | 2K | – |
| Eastman Chemical Co | Common Stock | 124K | 1K | – |
| FARO Technologies Inc | Common Stock | 4M | 222K | – |
| HP Inc | Common Stock | 5M | 153K | – |
| Hexcel Corp | Common Stock | 123K | 2K | – |
| Incyte Corp | Common Stock | 24M | 399K | – |
| Intellia Therapeutics Inc | Common Stock | 260M | 12M | – |
| Intercontinental Exchange Inc | Common Stock | 10M | 75K | – |
| Intuit Inc | Common Stock | 28M | 43K | – |
| Intuitive Surgical Inc | Common Stock | 15M | 33K | – |
| Ionis Pharmaceuticals Inc | Common Stock | 65M | 1M | – |
| Iridium Communications Inc | Common Stock | 67M | 3M | – |
| Kaiser Aluminum Corp | Common Stock | 2M | 20K | – |
| Kratos Defense & Security Solu | Common Stock | 93M | 5M | – |
| Lincoln Electric Holdings Inc | Common Stock | 1M | 7K | – |
| Materialise NV | ADR | 8M | 2M | – |
| MercadoLibre Inc | Common Stock | 43M | 26K | – |
| Microsoft Corp | Common Stock | 15M | 34K | – |
| Moog Inc | Common Stock | 2M | 12K | – |
| Hilan Ltd | Common Stock | 2M | 38K | – |
| Nano Dimension Ltd | ADR | 4M | 2M | – |
| Elbit Systems Ltd | Common Stock | 16M | 91K | – |
| Nice Ltd | ADR | 2M | 9K | – |
| PTC Inc | Common Stock | 4M | 23K | – |
| Pacific Biosciences of Califor | Common Stock | 46M | 33M | – |
| Personalis Inc | Common Stock | 7M | 6M | – |
| Proto Labs Inc | Common Stock | 4M | 133K | – |
| Roku Inc | Common Stock | 762M | 13M | – |
| Shopify Inc | Common Stock | 328M | 5M | – |
| Block Inc | Common Stock | 535M | 8M | – |
| Teladoc Health Inc | Common Stock | 73M | 7M | – |
| Teradyne Inc | Common Stock | 236M | 2M | – |
| Tesla Inc | Common Stock | 1B | 5M | – |
| Teva Pharmaceutical Industries | ADR | 3M | 169K | – |
| 3D Systems Corp | Common Stock | 9M | 3M | – |
| 3M Co | Common Stock | 135K | 1K | – |
| Trimble Inc | Common Stock | 64M | 1M | – |
| Twilio Inc | Common Stock | 454 | 8 | – |
| Twist Bioscience Corp | Common Stock | 302M | 6M | – |
| United Parcel Service Inc | Common Stock | 2M | 13K | – |
| Veracyte Inc | Common Stock | 148M | 7M | – |
| Xerox Holdings Corp | Common Stock | 87K | 7K | – |
| Zillow Group Inc | Common Stock | 8M | 168K | – |
| Sapiens International Corp NV | Common Stock | 2M | 72K | – |
| CRISPR Therapeutics AG | Common Stock | 420M | 8M | – |
| Spotify Technology SA | Common Stock | 45M | 142K | – |
| AudioCodes Ltd | Common Stock | 2M | 202K | – |
| Camtek Ltd/Israel | Common Stock | 3M | 27K | – |
| Check Point Software Technolog | Common Stock | 2M | 14K | – |
| CyberArk Software Ltd | Common Stock | 2M | 9K | – |
| Fiverr International Ltd | Common Stock | 3M | 110K | – |
| Ituran Location and Control Lt | Common Stock | 2M | 87K | – |
| Nova Ltd | Common Stock | 3M | 13K | – |
| Radware Ltd | Common Stock | 2M | 134K | – |
| Stratasys Ltd | Common Stock | 5M | 643K | – |
| Tower Semiconductor Ltd | Common Stock | 3M | 70K | – |
| UroGen Pharma Ltd | Common Stock | 3M | 152K | – |
| Wix.com Ltd | Common Stock | 3M | 18K | – |
| Inmode Ltd | Common Stock | 2M | 125K | – |
| Perion Network Ltd | Common Stock | 2M | 192K | – |
| Sea Ltd | ADR | 15M | 209K | – |
| Synopsys Inc | Common Stock | 18M | 29K | – |
| PagerDuty Inc | Common Stock | 243M | 11M | – |
| Caterpillar Inc | Common Stock | 8M | 24K | – |
| Adaptive Biotechnologies Corp | Common Stock | 41M | 11M | – |
| 10X Genomics Inc | Common Stock | 181M | 9M | – |
| Schrodinger Inc/United States | Common Stock | 47M | 2M | – |
| Accolade Inc | Common Stock | 20M | 6M | – |
| Vertex Pharmaceuticals Inc | Common Stock | 35M | 75K | – |
| Gilat Satellite Networks Ltd | Common Stock | 2M | 403K | – |
| Exact Sciences Corp | Common Stock | 15M | 344K | – |
| Unity Software Inc | Common Stock | 184M | 11M | – |
| Beam Therapeutics Inc | Common Stock | 179M | 8M | – |
| Regeneron Pharmaceuticals Inc | Common Stock | 17M | 16K | – |
| Repare Therapeutics Inc | Common Stock | 9M | 3M | – |
| Cloudflare Inc | Common Stock | 33M | 395K | – |
| Zoom Video Communications Inc | Common Stock | 149M | 3M | – |
| Honeywell International Inc | Common Stock | 4M | 17K | – |
| Kaspi.KZ JSC | ADR | 20M | 152K | – |
| 908 Devices Inc | Common Stock | 20M | 4M | – |
| Magna International Inc | Common Stock | 10M | 245K | – |
| Veeva Systems Inc | Common Stock | 31M | 168K | – |
| Grayscale Ethereum Trust | Open-End Fund | 472K | 15K | – |
| JFrog Ltd | Common Stock | 2M | 57K | – |
| Eastman Kodak Co | Common Stock | 141K | 26K | – |
| Lockheed Martin Corp | Common Stock | 12M | 26K | – |
| Nano-X Imaging Ltd | Common Stock | 2M | 240K | – |
| Teledyne Technologies Inc | Common Stock | 13M | 34K | – |
| Butterfly Network Inc | Common Stock | 9M | 11M | – |
| BILL Holdings Inc | Common Stock | 11M | 200K | – |
| Vuzix Corp | Common Stock | 6M | 5M | – |
| Garmin Ltd | Common Stock | 6M | 38K | – |
| HEICO Corp | Common Stock | 4M | 16K | – |
| L3Harris Technologies Inc | Common Stock | 15M | 66K | – |
| The 3D Printing ETF | ETP | 6M | 320K | – |
| ROBLOX Corp | Common Stock | 496M | 13M | – |
| UiPath Inc | Common Stock | 377M | 30M | – |
| Coinbase Global Inc | Common Stock | 791M | 4M | – |
| Recursion Pharmaceuticals Inc | Common Stock | 211M | 28M | – |
| Blade Air Mobility Inc | Common Stock | 22M | 6M | – |
| Quantum-Si Inc | Common Stock | 13M | 12M | – |
| Verve Therapeutics Inc | Common Stock | 14M | 3M | – |
| Markforged Holding Corp | Common Stock | 8M | 19M | – |
| Xometry Inc | Common Stock | 3M | 265K | – |
| Robinhood Markets Inc | Common Stock | 435M | 19M | – |
| Playtika Holding Corp | Common Stock | 2M | 315K | – |
| Cognyte Software Ltd | Common Stock | 3M | 331K | – |
| Monday.com Ltd | Common Stock | 3M | 12K | – |
| SimilarWeb Ltd | Common Stock | 2M | 288K | – |
| WalkMe Ltd | Common Stock | 4M | 272K | – |
| Joby Aviation Inc | Common Stock | 16M | 3M | – |
| General Electric Co | Common Stock | 2M | 12K | – |
| Genius Sports Ltd | Common Stock | 34M | 6M | – |
| Ginkgo Bioworks Holdings Inc | Common Stock | 8M | 24M | – |
| Archer Aviation Inc | Common Stock | 90M | 25M | – |
| Toast Inc | Common Stock | 58M | 2M | – |
| MYNARIC AGNAMENS AKTIEN O N | ADR | 2M | 489K | – |
| Nextdoor Holdings Inc | Common Stock | 24M | 9M | – |
| Crowdstrike Holdings Inc | Common Stock | 38M | 100K | – |
| NVIDIA Corp | Common Stock | 52M | 418K | – |
| NU Holdings Ltd/Cayman Islands | Common Stock | 30M | 2M | – |
| Nurix Therapeutics Inc | Common Stock | 48M | 2M | – |
| Global-e Online Ltd | Common Stock | 18M | 509K | – |
| Cellebrite DI Ltd | Common Stock | 2M | 209K | – |
| Riskified Ltd | Common Stock | 3M | 440K | – |
| Taboola.com Ltd | Common Stock | 2M | 544K | – |
| DraftKings Inc | Common Stock | 236M | 6M | – |
| Moderna Inc | Common Stock | 125M | 1M | – |
| Senti Biosciences Inc | Common Stock | 438K | 2M | – |
| Guardant Health Inc | Common Stock | 13M | 454K | – |
| Compass Pathways Plc | ADR | 13M | 2M | – |
| Rocket Lab USA Inc | Common Stock | 30M | 6M | – |
| Prime Medicine Inc | Common Stock | 31M | 6M | – |
| Pinterest Inc | Common Stock | 191M | 4M | – |
| Mobileye Global Inc | Common Stock | 2M | 70K | – |
| Nayax Ltd | Common Stock | 2M | 85K | – |
| Advanced Micro Devices Inc | Common Stock | 38M | 237K | – |
| iShares Russell 1000 Growth ET | ETP | 85K | 233 | – |
| Palantir Technologies Inc | Common Stock | 330M | 13M | – |
| SoFi Technologies Inc | Common Stock | 96M | 15M | – |
| Meta Platforms Inc | Common Stock | 219M | 434K | – |
| Taiwan Semiconductor Manufactu | ADR | 45M | 256K | – |
| Pure Storage Inc | Common Stock | 14M | 219K | – |
| Trade Desk Inc/The | Common Stock | 178M | 2M | – |
| ARK Genomic Revolution ETF | ETP | 172K | 7K | – |
| Avient Corp | Common Stock | 124K | 3K | – |
| DENTSPLY SIRONA Inc | Common Stock | 3M | 136K | – |
| Kennametal Inc | Common Stock | 118K | 5K | – |
| AvidXchange Holdings Inc | Common Stock | 12M | 990K | – |
| Cameco Corp | Common Stock | 11M | 233K | – |
| Pagaya Technologies Ltd | Common Stock | 3M | 222K | – |
| Vanguard Growth ETF | ETP | 6K | 16 | – |
| Jabil Inc | Common Stock | 106K | 973 | – |
| Absci Corp | Common Stock | 17M | 6M | – |
| Amgen Inc | Common Stock | 23M | 75K | – |
| Standard BioTools Inc | Common Stock | 22M | 13M | – |
| QUALCOMM Inc | Common Stock | 24M | 122K | – |
| Magic Software Enterprises Ltd | Common Stock | 2M | 187K | – |
| Compugen Ltd | Common Stock | 2M | 1M | – |
| Oddity Tech Ltd | Common Stock | 3M | 64K | – |
| ARK 21Shares Bitcoin ETF | ETP | 205M | 3M | – |
| SPDR S&P 500 ETF Trust | ETP | 9K | 16 | – |
| Natera Inc | Common Stock | 45M | 415K | – |
| ServiceNow Inc | Common Stock | 42K | 54 | – |
| iShares Russell 1000 ETF | ETP | 10K | 34 | – |
| Reddit Inc | Common Stock | 10M | 160K | – |
| Ibotta Inc | Common Stock | 980K | 13K | – |
| ARK 21Shares Active Ethereum F | ETP | 803K | 20K | – |
| Datadog Inc | Common Stock | 11M | 88K | – |
| Proshares Ether Strategy Etf | ETP | 5M | 76K | – |
| Rubrik Inc | Common Stock | 6M | 197K | – |
| Adobe Inc | Common Stock | 42K | 76 | – |
| PayPal Holdings Inc | Common Stock | 8M | 142K | – |
| Velo3D Inc | Common Stock | 174K | 52K | – |
| Desktop Metal Inc | Common Stock | 2M | 511K | – |
| Tempus AI Inc | Common Stock | 18M | 523K | – |