CSOP ASSET MANAGEMENT LIMITED
Adviser information for CSOP ASSET MANAGEMENT LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 106 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 127 | $13.2B |
| Non-Discretionary | 3 | $494.3M |
| Total | 130 | $13.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 14 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $4.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $50.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $155.0M |
| Other | 112 | $13.5B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
2801-2803, TWO EXCHANGE SQUARE8 CONNAUGHT PLACE
CENTRAL
Hong Kong
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 852 3406-5652, Fax: 852 3406-5619
Websites
www.youtube.com/channel/uclxnayzkpjutd99vrmb8x9q
mp.weixin.qq.com/mp/profile_ext?action=home&__biz=mza5mdg1mjuyma==&scene=124#wechat_redirect
www.instagram.com/csop__assetmanagement/
www.csopasset.com
hk.linkedin.com/company/csop-asset-management
www.facebook.com/csopassetmanagement
www.hstong.com/account/forum/status/list
q.futunn.com/nnq?lang=zh-hk
Chief Compliance Officer
MICHELLE WONG
CHIEF LEGAL OFFICER
2801-2803, TWO EXCHANGE SQUARE
8 CONNAUGHT PLACE
CENTRAL
Hong Kong
Tel:
852 3406-5652
Fax:
852 3406-5619
M************@************M
(Full email address available in API data)
Regulatory Contact
JOSEPH LEE
COMPLIANCE DIRECTOR
2801-2803, TWO EXCHANGE SQUARE
8 CONNAUGHT PLACE
CENTRAL
Hong Kong
Tel:
852 3406-5652
Fax:
852 3406-5619
J*********@************M
(Full email address available in API data)
Industry Affiliates
| CHINA SOUTHERN ASSET MANAGEMENT CO LTD | Other investment adviser, including financial planners |
| CSOP ASSET MANAGEMENT PTE. LTD | Other investment adviser, including financial planners |
| KINGSTON SMART LIMITED | Other investment adviser, including financial planners |
| WEALTHINK AI-INNOVATION CAPITAL LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEALTHINK AI-INNOVATION CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 07/2008 | 10-25% |
| CHINA SOUTHERN ASSET MANAGEMENT CO. LTD. | Foreign Entity | – | SHAREHOLDER | 07/2008 | 50-75% |
| DING, CHEN | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2013 | < 5% |
| ZHANG, GAOBO | Individual | – | DIRECTOR | 02/2008 | < 5% |
| HUATAI SECURITIES CO., LTD. | Foreign Entity | CHINA SOUTHERN ASSET MANAGEMENT CO., LTD. | SHAREHOLDER | 04/2008 | 25-50% |
| SHENZHEN INVESTMENT HOLDINGS CO., LTD. | Foreign Entity | CHINA SOUTHERN ASSET MANAGEMENT CO., LTD. | SHAREHOLDER | 04/2008 | 25-50% |
| CAI, ZHONGPING | Individual | – | DIRECTOR | 04/2014 | < 5% |
| STATE-OWNED ASSETS SUPERVISION AND MANAGEMENT COMMISSION OF SHENZHEN MUNICIPAL PEOPLE'S GOVERNMENT | Foreign Entity | SHENZHEN INVESTMENT HOLDINGS CO., LTD. | SHAREHOLDER | 04/2008 | > 75% |
| WONG, MICHELLE | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | 10/2014 | < 5% |
| ZHOU, GANG | Individual | – | CHIEF FINANCIAL OFFICER | 07/2015 | < 5% |
| LIU, ZHIWEI | Individual | – | DIRECTOR | 11/2017 | < 5% |
| ZHOU, YI | Individual | – | DIRECTOR | 11/2017 | < 5% |
| YANG, XIAOSONG | Individual | – | DIRECTOR | 11/2017 | < 5% |
| KINGSTON SMART LIMITED | Foreign Entity | – | SHAREHOLDER | 07/2019 | 25-50% |
| ZHU, YUNDONG | Individual | – | DIRECTOR | 06/2022 | < 5% |
| WANG, CHEN | Individual | – | DEPUTY COO | 11/2023 | < 5% |