Hedge Fund Database

IMA WEALTH

IMA WEALTH, INC. Legal Name

Adviser information for IMA WEALTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 13
No. of Firms/People that Solicit Clients 37

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 966 $910.8M
Non-Discretionary 4 $762,313
Total 970 $911.6M

Clients

Type Number RAUM
Individuals 259 $131.2M
HNW Individuals 108 $348.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 59 $405.6M
Charitable organizations <5 $18.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $7.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 151
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-79108
SEC ERA File Number 801-79108
SEC CIK Numbers 1455495
SEC CRD Numbers 112091
Legal Entity Identifier None

Principal Office

430 E DOUGLAS AVE
SUITE 400
WICHITA
KS
United States
Monday - Friday, 8:00 - 5:00
Tel: 316-266-6574, Fax: 316-262-7661

Websites

www.imacorp.com www.linkedin.com/company/ima-wealth-inc www.imawealth.com www.youtube.com/rhondarandell

Chief Compliance Officer

STACY FLEMING
36 W. PIKE ST
COVINGTON
KY
United States
Tel: 859-402-1458
(Full email address available in API data)

Regulatory Contact

RICHARD HOLT
PRESIDENT
430 E DOUGLAS AVE
SUITE 400
WICHITA
KS
United States
Tel: 316-266-6584
Fax: 316-262-7661
(Full email address available in API data)

Industry Affiliates

EYDENT INSURANCE SERVICES LLC Insurance company or agency
IMA, INC. Insurance company or agency
SYNTRINSIC LLC Other investment adviser, including financial planners
TOWERSTONE, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
POOL, SUSAN LOUISE Individual – SENIOR VICE PRESIDENT/DIRECTOR 03/2006 < 5%
FLEMING, STACY, GRAVES Individual – CHIEF COMPLIANCE OFFICER 02/2024 < 5%
HOLT, RICHARD, WILLIAM Individual – PRESIDENT, DIRECTOR, CIO 06/2019 < 5%
PAULY, ERIC MICHAEL Individual – GENERAL COUNSEL/SECRETARY 03/2023 < 5%
IMA ADVISORS LLC Domestic Entity – MEMBER 10/2023 > 75%
IMA FINANCIAL GROUP, INC. Domestic Entity IMA ADVISORS LLC MEMBER 10/2023 > 75%

No. Employees, Historic

30150201920202021202220232024202519 on 6/19/201920 on 1/24/202020 on 5/12/202020 on 7/15/202020 on 1/19/202120 on 3/31/202120 on 4/22/202122 on 3/31/202221 on 3/31/202321 on 7/31/202321 on 10/23/202321 on 2/19/202420 on 3/29/2024

RAUM, Historic

1B500M02019202020212022202320242025443053757 on 6/19/2019522503257 on 1/24/2020522503257 on 5/12/2020522503257 on 7/15/2020522503257 on 1/19/2021681009333 on 3/31/2021681009333 on 4/22/2021794453414 on 3/31/2022721277792 on 3/31/2023721277792 on 7/31/2023721277792 on 10/23/2023721277792 on 2/19/2024911558004 on 3/29/2024

No. Clients, Historic

50025002019202020212022202320242025318 on 6/19/2019333 on 1/24/2020333 on 5/12/2020333 on 7/15/2020333 on 1/19/2021343 on 3/31/2021343 on 4/22/2021371 on 3/31/2022404 on 3/31/2023404 on 7/31/2023404 on 10/23/2023404 on 2/19/2024434 on 3/29/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 2M 11K IMA Wealth
ADOBE INC COM 3M 5K IMA Wealth
ADVANCED MICRO DEVICES INC COM 2M 12K IMA Wealth
AES CORP COM 2M 130K IMA Wealth
ALPHABET INC CAP STK CL C 5M 27K IMA Wealth
AMAZON COM INC COM 6M 31K IMA Wealth
AMERICAN CENTY ETF TR AVANTIS EMGMKT 2M 27K IMA Wealth
AMERICAN CENTY ETF TR US SML CP VALU 3M 31K IMA Wealth
AMERIPRISE FINL INC COM 3M 6K IMA Wealth
APPLE INC COM 8M 39K IMA Wealth
AUTOMATIC DATA PROCESSING IN COM 956K 4K IMA Wealth
BANK AMERICA CORP COM 2M 38K IMA Wealth
CAPITAL ONE FINL CORP COM 2M 14K IMA Wealth
CARRIER GLOBAL CORPORATION COM 2M 26K IMA Wealth
CONCENTRIX CORP COM 648K 10K IMA Wealth
COSTCO WHSL CORP NEW COM 220K 259 IMA Wealth
CRISPR THERAPEUTICS AG NAMEN AKT 1M 23K IMA Wealth
CROWDSTRIKE HLDGS INC CL A 6M 15K IMA Wealth
DATADOG INC CL A COM 5M 35K IMA Wealth
DRAFTKINGS INC NEW COM CL A 1M 32K IMA Wealth
DXC TECHNOLOGY CO COM 1M 77K IMA Wealth
ELEVANCE HEALTH INC COM 3M 5K IMA Wealth
ENVESTNET INC COM 1M 24K IMA Wealth
EVOLENT HEALTH INC CL A 698K 37K IMA Wealth
EXACT SCIENCES CORP COM 1M 34K IMA Wealth
EXELIXIS INC COM 3M 145K IMA Wealth
EXXON MOBIL CORP COM 4M 34K IMA Wealth
FEDEX CORP COM 532K 2K IMA Wealth
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 4M 211K IMA Wealth
FORTIVE CORP COM 929K 13K IMA Wealth
GUARDANT HEALTH INC COM 455K 16K IMA Wealth
INNOVATIVE INDL PPTYS INC COM 2M 17K IMA Wealth
INTUITIVE SURGICAL INC COM NEW 3M 6K IMA Wealth
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 4M 186K IMA Wealth
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 7M 329K IMA Wealth
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 7M 382K IMA Wealth
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 12M 611K IMA Wealth
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 11M 547K IMA Wealth
INVESCO EXCHANGE TRADED FD T SP500 EQL FIN 244K 4K IMA Wealth
INVESCO QQQ TR UNIT SER 1 946K 2K IMA Wealth
IRON MTN INC DEL COM 265K 3K IMA Wealth
ISHARES TR HIGH YLD SYSTM B 12M 265K IMA Wealth
ISHARES TR IBONDS DEC25 ETF 775K 31K IMA Wealth
ISHARES TR MSCI EAFE MIN VL 3M 46K IMA Wealth
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 9M 203K IMA Wealth
JPMORGAN CHASE CO COM 5M 23K IMA Wealth
KINDER MORGAN INC DEL COM 3M 161K IMA Wealth
LUMENTUM HLDGS INC COM 1M 20K IMA Wealth
MASTERCARD INCORPORATED CL A 863K 2K IMA Wealth
MAXLINEAR INC COM 651K 32K IMA Wealth
MERCADOLIBRE INC COM 2M 1K IMA Wealth
MERCK CO INC COM 3M 21K IMA Wealth
META PLATFORMS INC CL A 6M 12K IMA Wealth
NVIDIA CORPORATION COM 10M 82K IMA Wealth
ONEMAIN HLDGS INC COM 3M 65K IMA Wealth
OREILLY AUTOMOTIVE INC COM 422K 400 IMA Wealth
ORGANON CO COMMON STOCK 2M 89K IMA Wealth
OTIS WORLDWIDE CORP COM 905K 9K IMA Wealth
PURE STORAGE INC CL A 2M 29K IMA Wealth
REGENERON PHARMACEUTICALS COM 3M 3K IMA Wealth
SALESFORCE INC COM 2M 6K IMA Wealth
SHIFT4 PMTS INC CL A 2M 26K IMA Wealth
SPDR SP 500 ETF TR TR UNIT 970K 2K IMA Wealth
SPDR SER TR BLOOMBERG 1 3 MO 15M 167K IMA Wealth
SPDR SER TR NUVEEN BLOOMBERG 301K 12K IMA Wealth
TARGET CORP COM 2M 15K IMA Wealth
TESLA INC COM 2M 10K IMA Wealth
UNITEDHEALTH GROUP INC COM 2M 4K IMA Wealth
VALERO ENERGY CORP COM 4M 27K IMA Wealth
VERALTO CORP COM SHS 724K 8K IMA Wealth
VIASAT INC COM 518K 41K IMA Wealth
VISA INC COM CL A 3M 12K IMA Wealth
ZOETIS INC CL A 2M 12K IMA Wealth