Hedge Fund Database

LAUREL WEALTH PLANNING

LAUREL WEALTH PLANNING LLC Legal Name

Adviser information for LAUREL WEALTH PLANNING last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 877 $351.1M
Non-Discretionary 12 $3.6M
Total 889 $354.7M

Clients

Type Number RAUM
Individuals 54 $22.4M
HNW Individuals 109 $325.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $6.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-79116
SEC ERA File Number 801-79116
SEC CIK Numbers 1842010
SEC CRD Numbers 122035
Legal Entity Identifier None

Principal Office

3300 EDINBOROUGH WAY
SUITE 790
EDINA
MN
United States
Monday - Friday, 8:00 A.M TO 4:30 P.M.
Tel: 952-854-6250, Fax: 952-854-6276

Websites

www.facebook.com/laurel-wealth-planning-455967247944174/ www.laurelwealthplanning.com www.linkedin.com/company/laurel-wealth-planning/ www.youtube.com/channel/uciapalrzut5f54atzycn2ba

Chief Compliance Officer

LAURA A. KUNTZ
PRINCIPAL
3300 EDINBOROUGH WAY
SUITE 790
EDINA
MN
United States
Tel: 952-854-6250
Fax: 952-854-6276
(Full email address available in API data)

Regulatory Contact

KATIE THEN
CLIENT SERVICE & OPERATIONS MANAGER
3300 EDINBOROUGH WAY
SUITE 790
EDINA
MN
United States
Tel: 952-854-6250
Fax: 952-854-6276
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KUNTZ, LAURA, ANN Individual – MEMBER AND CCO 01/1998 > 75%
Kretman, MALLORY, AMANDA Individual – MEMBER 07/2019 5-10%
WARD, ANNE, MICHELLE Individual – MEMBER 12/2020 10-25%

No. Employees, Historic

105020192020202120222023202420258 on 4/10/20198 on 3/5/20208 on 4/27/20208 on 6/23/20208 on 6/24/20208 on 7/3/20208 on 7/10/20208 on 3/12/20218 on 8/4/20218 on 8/16/20218 on 12/15/20219 on 3/17/20229 on 4/19/20228 on 9/28/20228 on 3/8/20238 on 4/10/20238 on 10/30/20237 on 3/15/2024

RAUM, Historic

400M200M02019202020212022202320242025161479743 on 4/10/2019208315341 on 3/5/2020208315341 on 4/27/2020208315341 on 6/23/2020208315341 on 6/24/2020208315341 on 7/3/2020208315341 on 7/10/2020261763142 on 3/12/2021261763142 on 8/4/2021261763142 on 8/16/2021261763142 on 12/15/2021341786534 on 3/17/2022341786534 on 4/19/2022341786534 on 9/28/2022331763050 on 3/8/2023331763050 on 4/10/2023331763050 on 10/30/2023354710057 on 3/15/2024

No. Clients, Historic

20010002019202020212022202320242025137 on 4/10/2019135 on 3/5/2020135 on 4/27/2020135 on 6/23/2020135 on 6/24/2020135 on 7/3/2020135 on 7/10/2020146 on 3/12/2021146 on 8/4/2021146 on 8/16/2021146 on 12/15/2021163 on 3/17/2022163 on 4/19/2022163 on 9/28/2022171 on 3/8/2023171 on 4/10/2023171 on 10/30/2023163 on 3/15/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 659 6K 0
APPLE INC COM 817 4K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2K 4K 0
DIMENSIONAL ETF TRUST US SUSTAINABILTY 253 7K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 4K 116K 0
ECOLAB INC COM 597 3K 0
FIRST TR VALUE LINE DIVID IN SHS 2K 51K 0
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 1K 26K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 222 6K 0
INVESCO EXCH TRADED FD TR II CALIF AMT MUN 246 10K 0
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 2K 26K 0
ISHARES TR CORE S&P500 ETF 3K 5K 0
ISHARES TR S&P 500 GRWT ETF 5K 59K 0
ISHARES TR CORE S&P SCP ETF 1K 14K 0
ISHARES TR MSCI KLD400 SOC 4K 40K 0
ISHARES INC MSCI EMRG CHN 323 5K 0
ISHARES INC MSCI JPN ETF NEW 4K 59K 0
ISHARES INC ESG AWR MSCI EM 5K 140K 0
ISHARES TR ESG AWR MSCI USA 12K 99K 0
ISHARES TR ESG AW MSCI EAFE 8K 100K 0
ISHARES TR USD GRN BOND ETF 3K 57K 0
ISHARES TR ESG AWARE MSCI 2K 51K 0
ISHARES TR US INFRASTRUC 9K 207K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 2K 38K 0
MICROSOFT CORP COM 387 866 0
NUSHARES ETF TR NUVEEN ESG LRGCP 3K 37K 0
NUSHARES ETF TR NUVEEN ESG LRGVL 457 12K 0
NUSHARES ETF TR NUVEEN ESG SMLCP 860 22K 0
PIMCO ETF TR MUNI INCOME OPP 857 19K 0
PIMCO ETF TR ENHANCD SHORT 4K 41K 0
PROSHARES TR S&P 500 DV ARIST 225 2K 0
SPDR S&P 500 ETF TR TR UNIT 1K 2K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2K 51K 0
SPDR SER TR PRTFLO S&P500 VL 7K 144K 0
SPDR SER TR S&P 500 ESG ETF 12K 222K 0
SPDR SER TR NUVEEN BLMBRG SH 293 6K 0
SPDR SER TR SPDR MSCI USA GE 578 5K 0
UNITEDHEALTH GROUP INC COM 278 545 0
VANECK ETF TRUST MRNGSTR WDE MOAT 8K 96K 0
VANGUARD STAR FDS VG TL INTL STK F 683 11K 0
VANGUARD WORLD FD ESG INTL STK ETF 241 4K 0
VANGUARD WORLD FD ESG US STK ETF 1K 13K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 700 2K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3K 56K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 10K 20K 0
VANGUARD INDEX FDS REAL ESTATE ETF 985 12K 0
VANGUARD INDEX FDS GROWTH ETF 354 946 0
VANGUARD INDEX FDS SMALL CP ETF 1K 5K 0
VANGUARD INDEX FDS TOTAL STK MKT 277 1K 0
WISDOMTREE TR EMG MKTS SMCAP 7K 129K 0
WISDOMTREE TR ITL HDG QTLY DIV 6K 140K 0