VITAL WEALTH MANAGEMENT, LLC
Adviser information for VITAL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 766 | $208.2M |
| Non-Discretionary | 21 | $10.4M |
| Total | 787 | $218.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 205 | $59.1M |
| HNW Individuals | 57 | $120.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $15.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $23.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-79119 |
|---|---|
| SEC ERA File Number | 801-79119 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156455 |
| Legal Entity Identifier | None |
Principal Office
9501 W. DEVON AVE.SUITE 601
ROSEMONT
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 847-384-9703, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
8157821250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRATOFIL, ANTHONY, JAMES | Individual | – | MANAGING MEMBER | 05/2021 | > 75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CCO | 06/2013 | < 5% |