WEALTHSTAR ADVISORS, LLC
Adviser information for WEALTHSTAR ADVISORS, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 10 |
Licensed Agents of an Insurance Company | 7 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2,571 | $671.5M |
Non-Discretionary | 0 | $0 |
Total | 2,571 | $671.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 203 | $148.6M |
HNW Individuals | 304 | $522.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Other Business Activities | Insurance broker or agent |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 615.0M |
Portfolio Manager | 615.0M |
Both for Same | 615.0M |
Portfolio Manager to Program | Sponsor |
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WEALTHSTAR ADVISORS, LLC WRAP FEE PROGRAM | WEALTHSTAR ADVISORS, LLC |
Principal Office
305B W SPRING CREEK PARKWAYSUITE 400
PLANO
TX
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 972-372-2935, Fax: 972-372-2960
Chief Compliance Officer
JASON DALLMANN
ASSOCIATE ADVISOR
305B W SPRING CREEK PARKWAY
PLANO
TX
United States
Tel:
972-372-2933
Fax:
972-372-2960
J********@*********************M
(Full email address available in API data)
Regulatory Contact
JEFF WOLF
MANAGING MEMBER
10000 MARSHALL DR
LENEXA
KS
United States
Tel:
972-372-2945
Fax:
972-372-2960
J****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WOLF, JEFFREY, ROBERT | Individual | – | MANAGING MEMBER | 01/2013 | 25-50% |
STOCKTON, SCOTT, ALAN | Individual | – | MANAGING MEMBER | 01/2013 | 25-50% |
WYSE, ERIK, LLOYD | Individual | – | MANAGING MEMBER | 01/2013 | 25-50% |
DALLMANN, JASON, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPS ETF TR | ALERIAN MLP | 2M | 34K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 5M | 79K | – |
APPLE INC | COM | 486K | 2K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 547K | 1K | – |
ENTERPRISE PRODS PARTNERS L | COM | 320K | 11K | – |
EXXON MOBIL CORP | COM | 2M | 21K | – |
GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 677K | 13K | – |
INVESCO QQQ TR | UNIT SER 1 | 13M | 27K | – |
ISHARES TR | 1 3 YR TREAS BD | 14M | 169K | – |
ISHARES TR | 7-10 YR TRSY BD | 311K | 3K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 793K | 16K | – |
JONES LANG LASALLE INC | COM | 2M | 8K | – |
MERCK & CO INC | COM | 285K | 2K | – |
MICROSOFT CORP | COM | 259K | 580 | – |
NRG ENERGY INC | COM NEW | 1M | 15K | – |
PALANTIR TECHNOLOGIES INC | CL A | 424K | 17K | – |
PEPSICO INC | COM | 264K | 2K | – |
SELECT SECTOR SPDR TR | ENERGY | 3M | 32K | – |
SPDR S&P 500 ETF TR | TR UNIT | 17M | 32K | – |
SPDR SER TR | PORTFOLIO SH TSR | 937K | 32K | – |
VANECK MERK GOLD TR | GOLD TRUST | 9M | 410K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 25M | 93K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 5M | 106K | – |
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 6M | 111K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 5M | 94K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 477K | 8K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 8M | 152K | – |
WEST BANCORPORATION INC | CAP STK | 631K | 35K | – |