Hedge Fund Database

ARENA CAPITAL ADVISORS

ARENA CAPITAL ADVISORS LLC Legal Name

Adviser information for ARENA CAPITAL ADVISORS last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 38 $4.9B
Non-Discretionary 0 $0
Total 38 $4.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $6.8M
Business development companies 0 $0
Pooled investment vehicles 29 $3.8B
Pension and profit sharing plans 4 $596.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 4 $528.6M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 37
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-79134
SEC ERA File Number 801-79134
SEC CIK Numbers None
SEC CRD Numbers 170313
Legal Entity Identifier 549300EYF7YJFPRU1G96

Principal Office

12121 WILSHIRE BLVD
SUITE 1010
LOS ANGELES
CA
United States
Monday - Friday, 6:00AM - 5:00PM
Tel: 310-806-6700, Fax: 310-806-6709

Websites

www.linkedin.com www.arenaca.com

Chief Compliance Officer

SANIJE PERRETT
PRESIDENT
12121 WILSHIRE BLVD
SUITE 1010
LOS ANGELES
CA
United States
Tel: 310-806-6700
(Full email address available in API data)

Regulatory Contact

MICHELLE KATO
DEPUTY CHIEF COMPLIANCE OFFICER
12121 WILSHIRE BLVD
SUITE 1010
LOS ANGELES
CA
United States
Tel: 310-806-6700
(Full email address available in API data)

Industry Affiliates

ARENA MANAGEMENT Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARENA CAPITAL FUND L.P. - SERIES 11 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P. - SERIES 9 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P. - SERIES 10 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.- SERIES 1 PRIVATE POOLED INVESTMENT VEHICLE $80.7M $0.5M 11
ARENA CAPITAL FUND, L.P.- SERIES 2 PRIVATE POOLED INVESTMENT VEHICLE $105.2M $0.5M 4
ARENA CAPITAL FUND, L.P.- SERIES 3 PRIVATE POOLED INVESTMENT VEHICLE $31.8M $0.5M 6
ARENA CAPITAL FUND, L.P.- SERIES 4 PRIVATE POOLED INVESTMENT VEHICLE $27.5M $0.5M 3
ARENA CAPITAL FUND, L.P.- SERIES 5 PRIVATE POOLED INVESTMENT VEHICLE $52.9M $0.5M 4
ARENA CAPITAL FUND, L.P.- SERIES 6 PRIVATE POOLED INVESTMENT VEHICLE $30.1M $0.5M 2
ARENA CAPITAL FUND, L.P.- SERIES 8 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.- SERIES 12 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.- SERIES 14 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.- SERIES 15 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.- SERIES 16 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA CAPITAL FUND, L.P.-SERIES 17 PRIVATE POOLED INVESTMENT VEHICLE $0.0M $0.5M 0
ARENA OPPORTUNITIES FUND, L.P. - SERIES 2 PRIVATE POOLED INVESTMENT VEHICLE $134.1M $2.0M 1
ARENA OPPORTUNITIES FUND, L.P. - SERIES 3 PRIVATE POOLED INVESTMENT VEHICLE $36.0M $2.0M 1
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES A PRIVATE POOLED INVESTMENT $1,174.7M $0.2M 99
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES B Hedge Fund $78.8M $0.2M 27
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES C PRIVATE POOLED INVESTMENT $446.8M $0.2M 3
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES D PRIVATE POOLED INVESTMENT VEHICLE $229.0M $0.2M 1
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES E PRIVATE POOLED INVESTMENT VEHICLE $267.6M $0.2M 15
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES F PRIVATE POOLED INVESTMENT VEHICLE $73.9M $0.2M 1
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES G PRIVATE POOLED INVESTMENT VEHICLE $195.8M $0.2M 1
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES H PRIVATE POOLED INVESTMENT VEHICLE $295.0M $0.2M 1
ARENA VII, LLC Hedge Fund $42.7M $0.2M 2

Control Persons

Name Type Entity Title Since Ownership
PERRETT, SANIJE, JANE Individual – MEMBER, PRESIDENT & CCO 12/2013 10-25%
SAGI, JEREMY, BEN Individual – MEMBER & CHIEF INVESTMENT OFFICER 03/2014 25-50%
ELPERIN, DANIEL, MICHAEL Individual – MEMBER & MANAGING DIRECTOR TRADING 03/2014 25-50%
POST ADVISORY GROUP, INC. Domestic Entity – MEMBER 03/2014 5-10%
POST, LAWRENCE, ARON Individual POST ADVISORY GROUP, INC. PRESIDENT & STOCKHOLDER 04/1992 > 75%

No. Employees, Historic

30150201920202021202220232024202515 on 4/22/201915 on 6/13/201914 on 3/29/202018 on 3/30/202121 on 3/30/202220 on 3/29/202320 on 6/13/202323 on 3/31/2024

RAUM, Historic

5B3B020192020202120222023202420251745565358 on 4/22/20191745565358 on 6/13/20192121848370 on 3/29/20203358577212 on 3/30/20213452765178 on 3/30/20223423507467 on 3/29/20233423507467 on 6/13/20234907916673 on 3/31/2024

No. Clients, Historic

40200201920202021202220232024202511 on 4/22/201911 on 6/13/201915 on 3/29/202024 on 3/30/202133 on 3/30/202233 on 3/29/202333 on 6/13/202338 on 3/31/2024