ENHANCED CAPITAL PARTNERS, LLC
Adviser information for ENHANCED CAPITAL PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $331.3M |
| Non-Discretionary | 4 | $637.8M |
| Total | 31 | $969.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $200.0M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $100.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $2.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $415.0M |
| Other | 24 | $251.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR GOVERNMENTAL ENTITIES AND ADVISORY SERVICES FOR A BANKING INSTITUTION |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79137 |
|---|---|
| SEC ERA File Number | 801-79137 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170236 |
| Legal Entity Identifier | None |
Principal Office
201 ST. CHARLES AVESUITE 3400
NEW ORLEANS
LA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 504-569-7900, Fax: 504-569-7910
Chief Compliance Officer
DAVID M. HUSTON
CHIEF FINANCIAL OFFICER
201 ST. CHARLES AVENUE
SUITE 3400
NEW ORLEANS
LA
United States
Tel:
(504) 569-7902
Fax:
(504) 569-7910
D******@******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL A.G. KORENGOLD
CEO AND PRESIDENT
1 GARDEN AVENUE
BRONXVILLE
NY
United States
Tel:
212.207.3385
Fax:
212-207-9031
M*********@******************M
(Full email address available in API data)
Industry Affiliates
| BONACCORD CAPITAL PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ENHANCED SMALL BUSINESS INVESTMENT COMPANY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENHANCED SMALL BUSINESS INVESTMENT COMPANY II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIVE POINTS CAPITAL LLC | Other investment adviser, including financial planners |
| HARK CAPITAL ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| P10 ADVISORS, LLC | Other investment adviser, including financial planners |
| RCP ADVISORS 2, LLC | Other investment adviser, including financial planners |
| RCP ADVISORS 3, LLC | Other investment adviser, including financial planners |
| RCP ADVISORS, LLC | Other investment adviser, including financial planners |
| TRUEBRIDGE CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WESTERN TECHNOLOGY INVESTMENT (WTI) | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENHANCED SMALL BUSINESS INVESTMENT COMPANY, LP | Hedge Fund | $78.0M | $1.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KORENGOLD, MICHAEL, ADAM GAINSLEY | Individual | – | CHIEF EXECUTIVE OFFICER & PRESIDENT, MEMBER BOARD OF DIRECTORS | 12/2013 | < 5% |
| MCCARTHY, SHANE, PATRICK | Individual | – | MANAGING PARTNER | 12/2013 | < 5% |
| ENHANCED CAPITAL HOLDINGS, INC. | Domestic Entity | – | MEMBER | 12/2013 | 50-75% |
| TRIDENT ECP HOLDINGS INC. | Domestic Entity | – | MEMBER | 12/2013 | 50-75% |
| RELIANCE TRUST COMPANY | Domestic Entity | ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 02/2009 | |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | Domestic Entity | ENHANCED CAPITAL HOLDINGS, INC. | OWNER | 12/2013 | > 75% |
| Huston, David, Michael | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| P10 INTERMEDIATE HOLDINGS LLC | Domestic Entity | TRIDENT ECP HOLDINGS INC. | OWNER | 12/2020 | > 75% |
| P10 HOLDINGS INC. | Domestic Entity | P10 INTERMEDIATE HOLDINGS LLC | MEMBER | 10/2019 | 50-75% |
| SOUDER, WILLIAM, FRITZ | Individual | – | MEMBER, BOARD OF DIRECTORS | 12/2020 | < 5% |
| Florczak, Chris | Individual | – | MEMBER, BOARD OF DIRECTORS | 12/2020 | < 5% |
| Davis, F., Barrett | Individual | – | MEMBER, BOARD OF DIRECTORS | 12/2020 | < 5% |
| P10, INC. | Domestic Entity | P10 HOLDINGS INC. | OWNER | 10/2021 | > 75% |
| Slusar, Mark | Individual | – | MANAGING PARTNER | 12/2020 | < 5% |
| MONTGOMERY, RICHARD, BULLARD | Individual | – | MANAGING PARTNER | 12/2020 | < 5% |