HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
Adviser information for HENRY JAMES INTERNATIONAL MANAGEMENT, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 68 | $370.8M |
| Non-Discretionary | 0 | $0 |
| Total | 68 | $370.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $3.3M |
| HNW Individuals | 53 | $7.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $5.7M |
| State or municipal gov entities | 8 | $354.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIVATE ADVISORS NETWORK | WELLS FARGO |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB |
| MANAGED ACCOUNT NETWORK | FIDELITY |
Principal Office
274 MADISON AVE.SUITE 1102
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-261-7723, Fax: 646-219-6295
Chief Compliance Officer
ARJEN KUYPER
274 MADISON AVE.
SUITE 1102
NEW YORK
NY
United States
Tel:
917-261-7723
Fax:
6462196295
A******@**********M
(Full email address available in API data)
Regulatory Contact
JAMES O'LEARY
CEO
274 MADISON AVE.
SUITE 1102
NEW YORK
NY
United States
Tel:
917-261-7723
J******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'LEARY, JAMES, HENRY | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | 01/2014 | > 75% |
| AIDAN O'LEARY 2014 TRUST | Domestic Entity | – | OWNER | 01/2014 | 5-10% |
| O'LEARY, SUSAN, HILLMEYER | Individual | – | OWNER | 01/2014 | 5-10% |
| O'LEARY, CHRISTOPHER, JAMES | Individual | – | OWNER | 01/2014 | 5-10% |
| KUYPER, ARJEN, PHILIP | Individual | – | CCO | 10/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABB Ltd. Sponsored ADR | COM | 1M | 22K | – |
| ACCENTURE PLC CL A | COM | 540K | 2K | – |
| ADIDAS AG ADR | COM | 644K | 5K | – |
| Aegon NV ADR | COM | 89K | 15K | – |
| Aercap Holdings N.V. | COM | 12M | 132K | – |
| AIA GROUP LTD | COM | 2M | 82K | – |
| Alcon AG | COM | 347K | 4K | – |
| Alibaba Group Holding Ltd. Spo | COM | 1M | 14K | – |
| Ambev SA Sponsored ADR | COM | 36K | 17K | – |
| AMDOCS LIMITED ORD | COM | 209K | 3K | – |
| America Movil SAB de CV Sponso | COM | 2M | 144K | – |
| Anglogold Ashanti PLC | COM | 819K | 33K | – |
| ARCH CAPITAL GROUP LTD | COM | 223K | 2K | – |
| Ascendis Pharma A/S Sponsored | COM | 3M | 24K | – |
| ASE Technology Holding Co., Lt | COM | 238K | 21K | – |
| ASML HOLDING NV | COM | 17M | 16K | – |
| ASTRAZENECA PLC ADR | COM | 5M | 68K | – |
| Banco Bradesco S.A. Sponsored | COM | 41K | 18K | – |
| Banco Santander-Chile | COM | 963K | 51K | – |
| Barrick Gold Corp. | COM | 249K | 15K | – |
| BNP PARIBAS | COM | 808K | 25K | – |
| Bunzl plc Sponsored ADR | COM | 320K | 8K | – |
| Cae Inc. | COM | 4M | 210K | – |
| Cameco Corp. | COM | 708K | 14K | – |
| CGI Inc. Class A | COM | 8M | 82K | – |
| CHECK POINT SOFTWARE TECH | COM | 5M | 32K | – |
| CHUBB LIMITED | COM | 680K | 3K | – |
| Commerzbank AG Sponsored ADR | COM | 188K | 12K | – |
| Commonwealth Bank of Australia | COM | 4M | 44K | – |
| DASSAULT SYSTEMS ADR | COM | 514K | 14K | – |
| Elbit Systems Ltd. | COM | 4M | 23K | – |
| Experian PLC | COM | 3M | 67K | – |
| Fabrinet | COM | 357K | 1K | – |
| Ferrari NV | COM | 12M | 30K | – |
| Gazprom PJSC Sponsored ADR | COM | 73K | 67K | – |
| Grifols, S.A. Sponsored ADR Cl | COM | 1M | 176K | – |
| HDFC Bank Limited Sponsored AD | COM | 3M | 42K | – |
| HSBC Holdings PLC Sponsored AD | COM | 616K | 14K | – |
| IBERDROLA SA SPONSORED ADR | COM | 415K | 8K | – |
| ICICI Bank Limited Sponsored A | COM | 4M | 152K | – |
| Icon Plc | COM | 6M | 18K | – |
| INFINEON TECHNOLOGIES | COM | 2M | 53K | – |
| Infosys Limited Sponsored ADR | COM | 2M | 108K | – |
| INTERCONTINENTAL HOTELS GROUP | COM | 13M | 121K | – |
| Julius Baer Gruppe AG Unsponso | COM | 144K | 13K | – |
| KB Financial Group Inc. Sponso | COM | 4M | 63K | – |
| Lloyds Banking Group plc Spons | COM | 3M | 969K | – |
| Logitech International S.A. | COM | 7M | 73K | – |
| LONZA GROUP AG UNSPON ADR | COM | 404K | 7K | – |
| LVMH Moet Hennessy Louis Vuitt | COM | 2M | 16K | – |
| MEDTRONIC PLC | COM | 228K | 3K | – |
| MercadoLibre, Inc. | COM | 605K | 368 | – |
| Merck KGaA Sponsored ADR | COM | 2M | 70K | – |
| METTLER-TOLEDO INTL W/1 RT/SH | COM | 640K | 458 | – |
| Mitsubishi UFJ Financial Group | COM | 158K | 15K | – |
| MMC Norilsk Nickel | COM | 112K | 37K | – |
| NATIONAL AUSTRALIA BANK ADR | COM | 696K | 58K | – |
| National Grid Transco | COM | 2M | 29K | – |
| Nestle S.A. Sponsored ADR | COM | 3M | 32K | – |
| NIDEC CORP ADR | COM | 420K | 37K | – |
| NIPPON TEL & TEL CORP ADR | COM | 361K | 15K | – |
| Nokia Oyj Sponsored ADR | COM | 4M | 975K | – |
| NOVARTIS AG ADR | COM | 5M | 45K | – |
| Novo Nordisk A/S | COM | 8M | 56K | – |
| Oil company LUKOIL PJSC Sponso | COM | 94K | 14K | – |
| Open Text Corp. | COM | 4M | 118K | – |
| ORIX Corporation Sponsored ADR | COM | 7M | 61K | – |
| PDD Holdings Inc. Sponsored AD | COM | 2M | 18K | – |
| PEARSON PLC SPONSORED ADR ADR | COM | 4M | 297K | – |
| Petroleo Brasileiro SA Sponsor | COM | 271K | 19K | – |
| PT Bank Mandiri (Persero) Tbk | COM | 2M | 150K | – |
| RELX PLC Sponsored ADR | COM | 4M | 78K | – |
| RIO TINTO PLC SPONSORED ADR | COM | 469K | 7K | – |
| Rolls Royce Holdings ADR | COM | 6M | 994K | – |
| Sandoz Group Ltd Sponsored ADR | COM | 2M | 45K | – |
| SAP SE Sponsored ADR | COM | 10M | 49K | – |
| Seiko Epson | COM | 104K | 13K | – |
| Shell PLC Sponsored ADR | COM | 750K | 10K | – |
| SHIN-ETSU CHEM UNSPON ADR | COM | 650K | 33K | – |
| Shopify, Inc. Class A | COM | 10M | 157K | – |
| Siemens Aktiengesellschaft Spo | COM | 709K | 8K | – |
| SK Telecom Co., Ltd. Sponsored | COM | 1M | 51K | – |
| Smith & Nephew Plc | COM | 5M | 205K | – |
| Sociedad Quimica Y Minera De C | COM | 699K | 17K | – |
| SoftBank Group Corp. Unsponsor | COM | 549K | 17K | – |
| Sony Group Corporation Sponsor | COM | 9M | 111K | – |
| South32 Ltd. ADR | COM | 776K | 64K | – |
| Stmicroelectronics N.V. | COM | 7M | 178K | – |
| Sumitomo Corporation | COM | 451K | 18K | – |
| Taiwan Semiconductor Manufactu | COM | 12M | 71K | – |
| Teck Resources Ltd. | COM | 2M | 38K | – |
| Telefonaktiebolaget LM Ericsso | COM | 2M | 302K | – |
| Tencent Holdings Ltd. Unsponso | COM | 4M | 78K | – |
| Toronto-Dominion Bank | COM | 338K | 6K | – |
| TotalEnergies SE Sponsored ADR | COM | 662K | 10K | – |
| Toyota Motor Corp. | COM | 2M | 7K | – |
| UBS Group AG | COM | 13M | 435K | – |
| United Microelectronics Corp S | COM | 209K | 24K | – |
| Veolia Environnement | COM | 200K | 13K | – |
| Yandex NV Class A | COM | 200K | 11K | – |
| Yum China Holdings, Inc. | COM | 1M | 34K | – |