BROWN FINANCIAL ADVISORY
BROWN MCLEOD, INC Legal Name
Adviser information for BROWN FINANCIAL ADVISORY last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Alabama, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 701 | $297.7M |
Non-Discretionary | 14 | $3.1M |
Total | 715 | $300.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 115 | $57.6M |
HNW Individuals | 107 | $230.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 5 | $10.9M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.7M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
54 S. GREENO ROADFAIRHOPE
AL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 251-928-9498, Fax: None
Chief Compliance Officer
JOSHUA WYATT LANCASTER
VICE-PRESIDENT & CCO & CIO
54 S. GREENO ROAD
FAIRHOPE
AL
United States
Tel:
251-928-9498
J****@*************************M
(Full email address available in API data)
Regulatory Contact
DANIEL SCOTT MCLEOD
CEO & PRESIDENT
54 S. GREENO ROAD
FAIRHOPE
AL
United States
Tel:
251-928-9498
S*****@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MCLEOD, DANIEL, SCOTT | Individual | – | CEO & PRESIDENT | 11/2010 | > 75% |
LANCASTER, JOSHUA, WYATT | Individual | – | VICE-PRESIDENT & CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | 03/2019 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 303K | 2K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 3M | 49K | – |
AMERICAN CENTY ETF TR | INTL EQT ETF | 2M | 28K | – |
APPLE INC | COM | 287K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
DIMENSIONAL ETF TRUST | US REAL ESTATE E | 13M | 592K | – |
GRAINGER W W INC | COM | 260K | 288 | – |
ISHARES TR | CORE S&P500 ETF | 1M | 3K | – |
ISHARES TR | CRE U S REIT ETF | 576K | 11K | – |
ISHARES TR | RUS 1000 ETF | 10M | 34K | – |
ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
ISHARES TR | RUS 1000 VAL ETF | 908K | 5K | – |
ISHARES TR | RUSSELL 2000 ETF | 402K | 2K | – |
LOEWS CORP | COM | 252K | 3K | – |
MCCORMICK & CO INC | COM NON VTG | 240K | 3K | – |
MICROSOFT CORP | COM | 204K | 456 | – |
SENSIENT TECHNOLOGIES CORP | COM | 794K | 11K | – |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 8M | 220K | – |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 6M | 150K | – |
SPDR S&P 500 ETF TR | TR UNIT | 315K | 579 | – |
SPDR SER TR | PORTFLI HIGH YLD | 979K | 42K | – |
SPDR SER TR | PORTFOLIO AGRGTE | 455K | 18K | – |
SPDR SER TR | PORTFOLIO S&P500 | 55M | 864K | – |
SPDR SER TR | PORTFOLIO S&P600 | 597K | 14K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 302K | 6K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 443K | 5K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 17M | 78K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 633K | 2K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 274K | 6K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 3M | 13K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 282K | 3K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 320K | 6K | – |