INNOCAP INVESTMENT MANAGEMENT INC.
Adviser information for INNOCAP INVESTMENT MANAGEMENT INC. last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $957.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 11 | $1.6B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-79155 |
|---|---|
| SEC ERA File Number | 801-79155 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150564 |
| Legal Entity Identifier | 549300UNJJK87MUHUG92 |
Principal Office
1555 PEEL STREETSUITE 600
MONTREAL
Canada
Monday - Friday, 8AM TO 5PM
Tel: 514-412-1052, Fax: 514-395-2877
Chief Compliance Officer
AFRODITI LADOVRECHIS
1555 PEEL STREET
SUITE 600
MONTREAL
Canada
Tel:
(514)412-1052
Fax:
(514)395-2877
A*******************@**********M
(Full email address available in API data)
Regulatory Contact
EVELYNE MORIN
GENERAL COUNSEL
1555 PEEL STREET
SUITE 600
MONTREAL
Canada
Tel:
(514)879-5133
Fax:
(514)395-2877
E************@**********M
(Full email address available in API data)
Industry Affiliates
| HEDGEMARK SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INNOCAP INVESTMENT ADVISERS, LLC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WGAM STRATEGIC PARTNERSHIP FUND L.P. | Foreign Entity | – | 12% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. | 08/2022 | 10-25% |
| RIVARD, FRANCOIS | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2013 | < 5% |
| LADOVRECHIS, AFRODITI | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2016 | < 5% |
| RIVARD, FRANCOIS | Individual | – | DIRECTOR | 05/2018 | < 5% |
| BEAUCHEMIN, CATHERINE, MARIELLE | Individual | – | DIRECTOR | 05/2018 | < 5% |
| CDP INVESTISSEMENTS INC. | Foreign Entity | – | 33% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. | 05/2018 | 25-50% |
| 10313157 CANADA INC. | Foreign Entity | – | 30% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. | 05/2018 | 25-50% |
| MORIN, EVELYNE | Individual | – | GENERAL COUNSEL | 11/2016 | < 5% |
| CAISSE DE D�P�T ET PLACEMENT DU QU�BEC | Foreign Entity | CDP INVESTISSEMENTS INC. | 100% OWNER OF CDP INVESTISSEMENTS INC. | 11/1998 | > 75% |
| RIVARD, FRANCOIS | Individual | 10313157 CANADA INC. | ONE OF THE OWNERS OF 10313157 CANADA INC. | 07/2017 | 50-75% |
| Bessette, Hugues, Normand, Serge | Individual | – | CHIEF INVESTMENT OFFICER | 12/2017 | < 5% |
| Bakker Arkema, Arne | Individual | – | DIRECTOR | 11/2019 | < 5% |
| BUCHAN, JANE, MELISSA | Individual | – | DIRECTOR | 03/2020 | < 5% |
| FONDS DE SOLIDARIT� DES TRAVAILLEURS DU QU�BEC | Foreign Entity | – | 14% OWNER OF INNOCAP INVESTMENT MANAGEMENT INC. | 08/2022 | 10-25% |
| BROSSEAU, SYLVAIN | Individual | – | DIRECTOR | 08/2022 | < 5% |
| MANCINI-PULIAFICO, JANE, MARIE | Individual | – | DIRECTOR | 08/2022 | < 5% |
| Flanagan, Alan | Individual | – | DIRECTOR | 08/2022 | < 5% |
| WGAM GENERAL PARTNER, INC. | Foreign Entity | WGAM STRATEGIC PARTNERSHIP FUND L.P. | GENERAL PARTNERS OF WGAM STRATEGIC PARTNERSHIP FUND L.P. | 08/2022 | |
| WALTER GROUP INC. | Foreign Entity | WGAM STRATEGIC PARTNERSHIP FUND L.P. | MAJORITY OWNER OF WGAM STRATEGIC PARTNERSHIP FUND L.P. | 08/2022 | > 75% |
| KESTLER, JOSHUA, DAVID | Individual | – | PRESIDENT | 12/2022 | < 5% |
| LAPKIN, ANDREW, SCOTT | Individual | – | CHIEF OPERATING OFFICER | 12/2022 | < 5% |
| Somers, Pierre, NMN | Individual | WALTER GROUP INC. | MAJORITY OWNER OF WGAM STRATEGIC PARTNERSHIP FUND L.P. | 08/2022 | > 75% |
| HANFF, Andres, BERNARD | Individual | – | DIRECTOR | 12/2022 | < 5% |
| DUGAS-SAMPARA, AMELIE | Individual | – | DIRECTOR | 04/2023 | < 5% |