Hedge Fund Database

COOK WEALTH, LLC

Adviser information for COOK WEALTH, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,208 $475.0M
Non-Discretionary 0 $0
Total 1,208 $475.0M

Clients

Type Number RAUM
Individuals 254 $56.3M
HNW Individuals 141 $416.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $1.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-79160
SEC ERA File Number 801-79160
SEC CIK Numbers 1910185
SEC CRD Numbers 170372
Legal Entity Identifier None

Principal Office

4101 LAKE BOONE TRAIL
SUITE 200
RALEIGH
NC
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (919) 784-9100, Fax: (919) 784-9101

Websites

cookwealth.com/blog/ www.cookwealth.com www.facebook.com/cookwealth/ www.youtube.com/channel/ucbigg3is2via83uqueocenq linkedin.com/company/cookwealth own-your-wealth.blubrry.net/

Chief Compliance Officer

KIMBERLY A. HOFFMAN
4101 LAKE BOONE TRAIL
SUITE 200
RALEIGH
NC
United States
Tel: (919) 784-9100
Fax: (919) 784-9101
(Full email address available in API data)

Regulatory Contact

BRIAN J. COOK
CHIEF EXECUTIVE OFFICER
4101 LAKE BOONE TRAIL
SUITE 200
RALEIGH
NC
United States
Tel: (919) 784-9100
Fax: (919) 784-9101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COOK, BRIAN, J. Individual – CHIEF EXECUTIVE OFFICER 01/2014 > 75%
HOFFMAN, KIMBERLY, ANN Individual – CHIEF COMPLIANCE OFFICER 05/2022 < 5%
DESHAYES, JASON, MILES Individual – CHIEF OPERATING OFFICER 01/2023 10-25%

No. Employees, Historic

30150201920202021202220232024202512 on 5/2/201912 on 5/2/201912 on 11/8/201914 on 3/23/202014 on 6/26/202014 on 7/28/202014 on 9/30/202014 on 3/31/202114 on 12/26/202114 on 2/17/202215 on 3/30/202215 on 4/26/202215 on 6/9/202215 on 9/8/202215 on 11/8/202215 on 12/2/202214 on 2/28/202314 on 3/14/202314 on 5/10/202314 on 6/9/202314 on 8/2/202314 on 8/11/202314 on 9/6/202314 on 10/4/202314 on 11/8/202314 on 11/17/202314 on 11/28/202314 on 12/6/202325 on 3/14/2024

RAUM, Historic

500M250M02019202020212022202320242025302779262 on 5/2/2019302779262 on 5/2/2019302779262 on 11/8/2019375943131 on 3/23/2020375943131 on 6/26/2020375943131 on 7/28/2020375943131 on 9/30/2020405365714 on 3/31/2021405365714 on 12/26/2021405365714 on 2/17/2022456290351 on 3/30/2022456290351 on 4/26/2022456290351 on 6/9/2022456290351 on 9/8/2022456290351 on 11/8/2022456290351 on 12/2/2022404211832 on 2/28/2023404211832 on 3/14/2023404211832 on 5/10/2023404211832 on 6/9/2023404211832 on 8/2/2023404211832 on 8/11/2023404211832 on 9/6/2023404211832 on 10/4/2023404211832 on 11/8/2023404211832 on 11/17/2023404211832 on 11/28/2023404211832 on 12/6/2023474989160 on 3/14/2024

No. Clients, Historic

50025002019202020212022202320242025271 on 5/2/2019271 on 5/2/2019271 on 11/8/2019285 on 3/23/2020285 on 6/26/2020285 on 7/28/2020285 on 9/30/2020310 on 3/31/2021310 on 12/26/2021310 on 2/17/2022352 on 3/30/2022352 on 4/26/2022352 on 6/9/2022352 on 9/8/2022352 on 11/8/2022352 on 12/2/2022407 on 2/28/2023407 on 3/14/2023407 on 5/10/2023407 on 6/9/2023407 on 8/2/2023407 on 8/11/2023407 on 9/6/2023407 on 10/4/2023407 on 11/8/2023407 on 11/17/2023407 on 11/28/2023407 on 12/6/2023403 on 3/14/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 258K 3K –
ADVANCED MICRO DEVICES INC COM 206K 1K –
ALPHABET INC CAP STK CL C 1M 7K –
ALPHABET INC CAP STK CL A 2M 11K –
AMAZON COM INC COM 687K 4K –
APPLE INC COM 4M 18K –
BLACKROCK ENHANCED EQUITY DI COM 8M 961K –
BOEING CO COM 211K 1K –
BRISTOL-MYERS SQUIBB CO COM 366K 8K –
CALAMOS CONV & HIGH INCOME F COM SHS 220K 20K –
CATERPILLAR INC COM 279K 809 –
COCA COLA CO COM 870K 13K –
DIMENSIONAL ETF TRUST INTERNATIONAL 1M 34K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 1M 35K –
DIMENSIONAL ETF TRUST US TARGETED VLU 13M 227K –
ERIE INDTY CO CL A 4M 11K –
EXXON MOBIL CORP COM 338K 3K –
FIRST CTZNS BANCSHARES INC N CL A 2M 766 –
FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 279K 17K –
GLOBAL X FDS NASDAQ 100 COVER 8M 481K –
GSK PLC SPONSORED ADR 403K 10K –
HOME DEPOT INC COM 340K 961 –
INTERNATIONAL BUSINESS MACHS COM 312K 2K –
INVESCO EXCH TRADED FD TR II SOLAR ETF 258K 6K –
IQVIA HLDGS INC COM 432K 2K –
ISHARES INC CORE MSCI EMKT 1M 27K –
ISHARES TR HIGH YLD SYSTM B 574K 12K –
ISHARES TR ESG AWARE MSCI 636K 16K –
ISHARES TR EAFE GRWTH ETF 1M 10K –
ISHARES TR ESG AWR MSCI USA 2M 18K –
ISHARES TR NATIONAL MUN ETF 10M 97K –
ISHARES TR MSCI INTL QUALTY 14M 359K –
ISHARES TR MSCI USA QLT FCT 14M 85K –
ISHARES TR US TREAS BD ETF 17M 769K –
JOHNSON & JOHNSON COM 2M 10K –
JPMORGAN CHASE & CO. COM 612K 3K –
LISATA THERAPEUTICS INC COM 42K 12K –
MICROSOFT CORP COM 5M 13K –
NBT BANCORP INC COM 535K 11K –
NUSHARES ETF TR NUVEEN ESG MIDCP 823K 20K –
NVIDIA CORPORATION COM 2M 22K –
POWERSHARES ACTIVELY MANAGED TOTAL RETURN 2M 47K –
PROCTER AND GAMBLE CO COM 1M 9K –
SIMULATIONS PLUS INC COM 353K 9K –
SPDR GOLD TR GOLD SHS 408K 2K –
SPDR SER TR PORTFLI INTRMDIT 346K 12K –
THERMO FISHER SCIENTIFIC INC COM 281K 473 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 601K 12K 1,2
VANGUARD INDEX FDS TOTAL STK MKT 2M 9K 1,2
VANGUARD INDEX FDS MID CAP ETF 10M 41K –
VANGUARD INDEX FDS S&P 500 ETF SHS 42M 85K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 201K 5K –
VANGUARD STAR FDS VG TL INTL STK F 613K 10K 1,2
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 710K 14K –
VISA INC COM CL A 265K 1K –
WASTE MGMT INC DEL COM 333K 2K –