THE MARTIN WORLEY GROUP
Adviser information for THE MARTIN WORLEY GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 862 | $312.5M |
| Non-Discretionary | 0 | $0 |
| Total | 862 | $312.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 150 | $43.2M |
| HNW Individuals | 113 | $263.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $160,299 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 862 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79164 |
|---|---|
| SEC ERA File Number | 801-79164 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169006 |
| Legal Entity Identifier | None |
Principal Office
6965 UNION PARK CENTERSUITE 420
COTTONWOOD HEIGHTS
UT
United States
Monday - Friday, 8:30 A.M. - 5 P.M.
Tel: 801-568-9788, Fax: 801-568-6879
Chief Compliance Officer
BRIAN A. WORLEY
CHIEF COMPLIANCE OFFICER
6965 UNION PARK CENTER
SUITE 420
COTTONWOOD HEIGHTS
UT
United States
Tel:
801-568-9788
Fax:
801-568-6879
B****@***************M
(Full email address available in API data)
Regulatory Contact
TERRA J THURGOOD
PARTNER
6965 UNION PARK CENTER
SUITE 420
COTTONWOOD HEIGHTS
UT
United States
Tel:
801-568-9788
Fax:
801-568-6879
T****@***************M
(Full email address available in API data)
Industry Affiliates
| GRIFFIN TAX & INVESTMENT SERVICES LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WORLEY, BRIAN, ANDREW | Individual | – | CCO | 01/2014 | < 5% |
| THURGOOD, TERRA, JO | Individual | – | MEMBER | 01/2019 | 10-25% |
| WORLEY FAMILY TRUST | Domestic Entity | – | MEMBER | 01/2019 | > 75% |
| BARRY T. WATSON REVOCABLE TRUST | Domestic Entity | – | MEMBER | 01/2019 | 10-25% |
| WATSON, BARRY, TODD | Individual | BARRY T. WATSON REVOCABLE TRUST | TRUSTEE | 05/2017 | |
| WORLEY, BRIAN, ANDREW | Individual | WORLEY FAMILY TRUST | TRUSTEE | 03/2008 |