ASHMORE INVESTMENT ADVISORS LIMITED
Adviser information for ASHMORE INVESTMENT ADVISORS LIMITED last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 165 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 12 | $901.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79169 |
|---|---|
| SEC ERA File Number | 801-79169 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170303 |
| Legal Entity Identifier | 549300M9PPN0OAU5GK77 |
Principal Office
61 ALDWYCHLONDON
United Kingdom
Monday - Friday, 09:00-18:00 (UK HOURS)
Tel: 44-0-20-3077-6000, Fax: 44-0-20-3077-6001/6002
Chief Compliance Officer
ALEXANDRA AUTREY
CHIEF COMPLIANCE OFFICER
61 ALDWYCH
5TH FLOOR
LONDON
United Kingdom
Tel:
0203 077 6000
Fax:
0203 077 6001
A***************@***************M
(Full email address available in API data)
Regulatory Contact
CAROLINE WHYSALL & BRIJESH PARMAR
CO-DEPUTY HEADS OF COMPLIANCE
61 ALDWYCH
LONDON
United Kingdom
Tel:
+44 (0) 20 3077 6000
C************@***************M
(Full email address available in API data)
Industry Affiliates
| ASHMORE AVENIDA INVESTMENTS (REAL ESTATE) LLP | Other investment adviser, including financial planners |
| ASHMORE BACKUP MANAGEMENT COMPANY S.A.S | Other investment adviser, including financial planners |
| ASHMORE CAF AM MANAGEMENT COMPANY SAS | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT ADVISORS SA SOCIEDAD FIDUCIARIA | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisor |
| ASHMORE INVESTMENT MANAGEMENT INDIA LLP | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT SAUDI ARABIA | Other investment adviser, including financial planners |
| ASHMORE JAPAN CO., LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASHMORE MANAGEMENT (DIFC) LTD | Other investment adviser, including financial planners |
| ASHMORE MANAGEMENT COMPANY COLOMBIA SAS | Other investment adviser, including financial planners |
| ASHMORE MANAGEMENT COMPANY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASHMORE PERU BACKUP MANAGEMENT | Other investment adviser, including financial planners |
| ASHMOREAVENDIA LATAM ENERGY EFFICIENT AFFORDABLE HOUSING FUND III GP | Other investment adviser, including financial planners |
| AVENIDA CREF I CAYMAN MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVENIDA CREF I MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVENIDA CREF II MANAGER SRL | Sponsor, GP, manager of pooled investment vehicles |
| PT ASHMORE ASSET MANAGEMENT INDONESIA | Other investment adviser, including financial planners |
| PT BUKA INVESTAAL BERSAMA | Other investment adviser, including financial planners |
| TAIPING FUND MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| VTBC-ASHMORE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| VTBC-ASHMORE PARTNERSHIP MANAGEMENT 1 LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASHMORE EM ACTIVE EQUITY FUND LP | LIMITED LIABILITY COMPANY | $38.4M | $0.3M | 2 |
| ASHMORE EM BLENDED DEBT FUND LP | DELAWARE LIMITED PARTNERSHIP; GUERNSEY CLASS B SCHEME | $161.3M | $10.0M | 7 |
| ASHMORE EMERGING MARKETS DEBT FUND | LIMITED LIABILITY COMPANY | $430.2M | $0.3M | 1 |
| ASSET HOLDER PCC LIMITED IN RESPECT OF ASHMORE EMERGING MARKETS LIQUID INVESTMENT PORTFOLIO | UNIT TRUST WHICH INVESTS EXCLUSIVELY IN SHARES IN EMLIP CELL OF THE COMPANY; GUERNSEY CLASS B SCHEME | $308.2M | $0.1M | 135 |
| THE AFRICA EMERGING MARKETS FUND | OPEN ENDED INVESTMENT COMPANY WITH LIMITED LIABILITY | $34.5M | $0.5M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOMBS, MARK, LANGHORN | Individual | – | CHIEF EXECUTIVE, DIRECTOR | 02/1999 | < 5% |
| EDWARDS, ROBERT, JAMES | Individual | – | HEAD OF HUMAN RESOURCES | 09/2008 | < 5% |
| BALROOP, MARLON, KRISEN | Individual | – | HEAD OF RISK MANAGEMENT & CONTROL | 02/1999 | < 5% |
| AUTREY, ALEXANDRA, FRANCES | Individual | – | CHIEF LEGAL OFFICER | 02/2012 | < 5% |
| SHIPPEY, THOMAS, ADAM | Individual | – | GROUP FINANCE DIRECTOR | 11/2013 | < 5% |
| ASHMORE INVESTMENTS (UK) LIMITED | Foreign Entity | – | PARENT COMPANY | 02/1999 | < 5% |
| COOMBS, MARK, LANGHORN | Individual | ASHMORE GROUP PLC | SHAREHOLDER | 02/1999 | 25-50% |
| ASHMORE GROUP PLC | Foreign Entity | ASHMORE INVESTMENTS (UK) LIMITED | ULTIMATE PARENT COMPANY | 02/1999 | > 75% |
| GRUNEBAUM, GEORGE, PETER | Individual | – | GLOBAL HEAD OF DISTRIBUTION | 03/2022 | < 5% |
| AUTREY, ALEXANDRA, FRANCES | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |