Hedge Fund Database

CAPITAL PLANNING ADVISORS LLC

Adviser information for CAPITAL PLANNING ADVISORS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,056 $1.1B
Non-Discretionary 1 $4.3M
Total 1,057 $1.1B

Clients

Type Number RAUM
Individuals 148 $81.4M
HNW Individuals 185 $694.6M
Banking or thrift institutions <5 $61.0M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 45 $207.1M
Charitable organizations 5 $21.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $3.9M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $67.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-79170
SEC ERA File Number 801-79170
SEC CIK Numbers 1631941
SEC CRD Numbers 170266
Legal Entity Identifier None

Principal Office

1420 ROCKY RIDGE DRIVE
#140
ROSEVILLE
CA
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 916-286-7650, Fax: 916-290-0926

Websites

www.facebook.com/capitalplanningadvisors linkedin.com/company/capital-planning-advisors-inc-/ www.capitalplanningadvisors.com

Chief Compliance Officer

LAWRENCE A. HANSEN
PARTNER & FOUNDER
1420 ROCKY RIDGE DRIVE
#140
ROSEVILLE
CA
United States
Tel: 916-286-7650
Fax: 916-290-0926
(Full email address available in API data)

Regulatory Contact

GEORGE SUTCLIFFE
VICE PRESIDENT, OPERATIONS
1420 ROCKY RIDGE DR
#140
ROSEVILLE
CA
United States
Tel: 916-286-7650
(Full email address available in API data)

Industry Affiliates

AMERICAN FINANCIAL SOLUTIONS, INC. Insurance company or agency
ARDENTRUST COMPANY Trust company
BEACON FINANCIAL GROUP Other investment adviser, including financial planners
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. Other investment adviser, including financial planners
BERNARD R. WOLFE & ASSOCIATES, INC. Insurance company or agency
CAPITAL INDEPENDENT INSURANCE SERVICES, LLC Insurance company or agency
COMPASS CAPITAL MANAGEMENT, LLC Insurance company or agency
GOLDSTEIN ADVISORS, LLC Other investment adviser, including financial planners
GROVE POINT ADVISORS, LLC Other investment adviser, including financial planners
GROVE POINT INVESTMENTS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
HEDEKER WEALTH LLC Other investment adviser, including financial planners
HICKORY ASSET MANAGEMENT, INC. Other investment adviser, including financial planners
HUGHES FINANCIAL SERVICES, LLC Other investment adviser, including financial planners
JOULE FINANCIAL, LLC Other investment adviser, including financial planners
KESTRA ADVISORY SERVICES, LLC Other investment adviser, including financial planners
KESTRA INSTITUTIONAL SERVICES, LLC Other investment adviser, including financial planners
KESTRA INSURANCE SERVICES, LLC Insurance company or agency
KESTRA INVESTMENT MANAGEMENT, LLC. Other investment adviser, including financial planners
KESTRA INVESTMENT SERVICES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
KESTRA PRIVATE WEALTH SERVICES, LLC Other investment adviser, including financial planners
OKLAHOMA FINANCIAL CENTER, INC. Insurance company or agency
PROVISE MANAGEMENT GROUP, LLC Other investment adviser, including financial planners
RITTER DANIHER FINANCIAL ADVISORY LLC Other investment adviser, including financial planners
VECTOR INSURANCE SERVICES, LLC Insurance company or agency
VECTOR WEALTH MANAGEMENT Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KESTRA ADVISOR SERVICES HOLDINGS C, INC. Domestic Entity KESTRA FINANCIAL, INC OWNER 10/2014 > 75%
HANSEN, LAWRENCE, ARTHUR Individual – CHIEF COMPLIANCE OFFICER 02/2014 < 5%
BLUESPRING WEALTH PARTNERS, LLC Domestic Entity – OWNER 11/2021 > 75%
KESTRA FINANCIAL, INC Domestic Entity BLUESPRING WEALTH PARTNERS, LLC OWNER 11/2021 > 75%
KESTRA ADVISOR SERVICES HOLDINGS B, INC Domestic Entity KESTRA ADVISOR SERVICES HOLDINGS C, INC. OWNER 10/2014 > 75%
KESTRA ADVISOR SERVICES HOLDINGS A, INC Domestic Entity KESTRA ADVISOR SERVICES HOLDINGS B, INC OWNER 10/2014 > 75%
KINGFISHER HOLDING B, INC. Domestic Entity KESTRA ADVISOR SERVICES HOLDINGS A, INC OWNER 06/2019 > 75%
KINGFISHER HOLDING A, INC. Domestic Entity KINGFISHER HOLDING B, INC. OWNER 06/2019 > 75%
KINGFISHER HOLDING, LP Domestic Entity KINGFISHER HOLDING A, INC. OWNER 06/2019 > 75%
KINGFISHER HOLDING, GP, LLC Domestic Entity KINGFISHER HOLDING, LP GENERAL PARTNER 06/2019
WARBURG PINCUS FINANCIAL SECTOR, L.P. Domestic Entity KINGFISHER HOLDING, LP LIMITED PARTNER 06/2019 25-50%
BELL, JASON, THOMAS Individual – CHIEF INVESTMENT OFFICER 10/2022 < 5%
Sutcliffe, George Individual – VICE PRESIDENT 10/2022 < 5%
WILSON, JAMES, BOYD Individual – CHIEF EXECUTIVE OFFICER 10/2022 < 5%

No. Employees, Historic

2010020192020202120222023202420259 on 4/26/20199 on 4/29/20199 on 10/30/20199 on 11/27/20199 on 12/9/20199 on 1/3/20209 on 3/12/20209 on 4/10/20209 on 5/1/20209 on 5/11/20209 on 6/8/20209 on 6/9/20209 on 6/10/20209 on 11/2/202012 on 2/24/202112 on 2/25/202112 on 5/26/202112 on 12/20/202111 on 1/27/202211 on 2/7/202211 on 3/22/202211 on 8/29/202211 on 10/3/202212 on 3/3/202312 on 3/15/20239 on 3/21/2024

RAUM, Historic

2B1B02019202020212022202320242025572000000 on 4/26/2019572000000 on 4/29/2019572000000 on 10/30/2019671251760 on 11/27/2019671251760 on 12/9/2019671251760 on 1/3/2020681291000 on 3/12/2020681291000 on 4/10/2020681291000 on 5/1/2020681291000 on 5/11/2020681291000 on 6/8/2020770310518 on 6/9/2020770310518 on 6/10/2020770310518 on 11/2/2020933202469 on 2/24/2021933202469 on 2/25/2021933202469 on 5/26/2021933202469 on 12/20/20211180915865 on 1/27/20221180915865 on 2/7/20221180915865 on 3/22/20221180915865 on 8/29/20221180915865 on 10/3/2022985670168 on 3/3/2023985670168 on 3/15/20231136930990 on 3/21/2024

No. Clients, Historic

40020002019202020212022202320242025299 on 4/26/2019299 on 4/29/2019299 on 10/30/2019308 on 11/27/2019308 on 12/9/2019308 on 1/3/2020311 on 3/12/2020311 on 4/10/2020311 on 5/1/2020311 on 5/11/2020311 on 6/8/2020320 on 6/9/2020320 on 6/10/2020320 on 11/2/2020336 on 2/24/2021336 on 2/25/2021336 on 5/26/2021336 on 12/20/2021364 on 1/27/2022364 on 2/7/2022364 on 3/22/2022364 on 8/29/2022364 on 10/3/2022378 on 3/3/2023378 on 3/15/2023394 on 3/21/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 5M 45K –
ABBVIE INC COM 323K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 3M 10K –
ADOBE INC COM 4M 8K –
AGILENT TECHNOLOGIES INC COM 211K 2K –
ALPHABET INC CAP STK CL C 2M 9K –
ALPHABET INC CAP STK CL A 15M 84K –
AMAZON COM INC COM 11M 59K –
AMGEN INC COM 222K 711 –
AON PLC SHS CL A 4M 13K –
APPLE INC COM 20M 96K –
AUTOZONE INC COM 3M 886 –
AVERY DENNISON CORP COM 1M 7K –
BANK AMERICA CORP COM 673K 17K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K –
BLACKSTONE INC COM 3M 28K –
BLUE OWL CAP CORP III COM SHS 591K 39K –
BROADCOM INC COM 4M 2K –
CATERPILLAR INC COM 886K 3K –
CHEVRON CORP NEW COM 5M 31K –
CISCO SYS INC COM 451K 9K –
CONOCOPHILLIPS COM 404K 4K –
COPART INC COM 230K 4K –
COSTCO WHSL CORP NEW COM 13M 15K –
CVS HEALTH CORP COM 284K 5K –
DANAHER CORPORATION COM 247K 987 –
DEERE & CO COM 2M 5K –
DOVER CORP COM 603K 3K –
ECOLAB INC COM 389K 2K –
ELI LILLY & CO COM 1M 1K –
EXXON MOBIL CORP COM 712K 6K –
FASTENAL CO COM 432K 7K –
GRAINGER W W INC COM 3M 4K –
HERON THERAPEUTICS INC COM 261K 75K –
HOME DEPOT INC COM 4M 11K –
HONEYWELL INTL INC COM 621K 3K –
ILLINOIS TOOL WKS INC COM 3M 14K –
INTEL CORP COM 411K 13K –
INTERNATIONAL BUSINESS MACHS COM 5M 28K –
INTUIT COM 1M 2K –
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 16M 694K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 29M 303K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 32M 504K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
INVESTMENT MANAGERS SER TR KNWLDL LD ETF 12M 279K –
ISHARES GOLD TR ISHARES NEW 418K 10K –
ISHARES TR CORE S&P500 ETF 300K 548 –
ISHARES TR CORE MSCI TOTAL 2M 24K –
ISHARES TR RUS 1000 GRW ETF 25M 68K –
ISHARES TR S&P 500 VAL ETF 755K 4K –
ISHARES TR US TREAS BD ETF 37M 2M –
ISHARES TR MSCI EMG MKT ETF 3M 69K –
ISHARES TR MSCI INTL QUALTY 17M 429K –
ISHARES TR CORE S&P TTL STK 752K 6K –
ISHARES TR CORE S&P SCP ETF 695K 7K –
ISHARES TR 7-10 YR TRSY BD 407K 4K –
ISHARES TR COHEN STEER REIT 1M 19K –
ISHARES TR MRGSTR MD CP ETF 359K 5K –
ISHARES TR RUSSELL 2000 ETF 254K 1K –
ISHARES TR S&P 500 GRWT ETF 921K 10K –
ISHARES TR MSCI EAFE ETF 941K 12K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 5M 77K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 406K 8K –
JOHNSON & JOHNSON COM 5M 31K –
JPMORGAN CHASE & CO. COM 1M 6K –
LOCKHEED MARTIN CORP COM 3M 6K –
LOWES COS INC COM 457K 2K –
MARSH & MCLENNAN COS INC COM 5M 25K –
MASTERCARD INCORPORATED CL A 974K 2K –
MCDONALDS CORP COM 359K 1K –
MEDTRONIC PLC SHS 238K 3K –
MERCK & CO INC COM 5M 43K –
META PLATFORMS INC CL A 6M 13K –
MICROSOFT CORP COM 21M 47K –
MOTOROLA SOLUTIONS INC COM NEW 400K 1K –
NETFLIX INC COM 239K 354 –
NORFOLK SOUTHN CORP COM 351K 2K –
NORTHROP GRUMMAN CORP COM 423K 970 –
NOVO-NORDISK A S ADR 310K 2K –
NVIDIA CORPORATION COM 10M 79K –
OLD DOMINION FREIGHT LINE IN COM 3M 16K –
ORACLE CORP COM 3M 25K –
OTIS WORLDWIDE CORP COM 216K 2K –
PALO ALTO NETWORKS INC COM 1M 3K –
PARKER-HANNIFIN CORP COM 2M 3K –
PEPSICO INC COM 2M 13K –
PFIZER INC COM 406K 15K –
PHILIP MORRIS INTL INC COM 659K 7K –
PIMCO ETF TR ACTIVE BD ETF 4M 40K –
PROCTER AND GAMBLE CO COM 508K 3K –
PROGRESSIVE CORP COM 7M 32K –
RTX CORPORATION COM 300K 3K –
S&P GLOBAL INC COM 297K 666 –
SALESFORCE INC COM 267K 1K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 7M 48K –
SHERWIN WILLIAMS CO COM 4M 12K –
SHIFT4 PMTS INC CL A 1M 14K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 947K 27K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 289K 8K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 3K –
SPDR SER TR PORTFOLIO S&P600 599K 14K –
SPDR SER TR S&P KENSHO NEW 530K 12K –
SPDR SER TR S&P INS ETF 7M 138K –
SPDR SER TR PORTFOLIO AGRGTE 242K 10K –
SPDR SER TR PORTFOLIO S&P500 2M 31K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 9M 331K –
SYSCO CORP COM 266K 4K –
TESLA INC COM 539K 3K –
TEXAS INSTRS INC COM 3M 14K –
THE CIGNA GROUP COM 1M 3K –
THERMO FISHER SCIENTIFIC INC COM 6M 11K –
T-MOBILE US INC COM 275K 2K –
TRX GOLD CORPORATION COM 5K 12K –
UNION PAC CORP COM 4M 17K –
UNITEDHEALTH GROUP INC COM 6M 13K –
VALERO ENERGY CORP COM 2M 10K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 17K –
VANGUARD INDEX FDS TOTAL STK MKT 743K 3K –
VANGUARD INDEX FDS GROWTH ETF 6M 16K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 9K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 303K 5K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 274K 5K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 214K 2K –
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 554K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 21M 420K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 645K 5K –
VISA INC COM CL A 8M 30K –
WALMART INC COM 4M 60K –
WASTE CONNECTIONS INC COM 6M 33K –
WASTE MGMT INC DEL COM 260K 1K –
WISDOMTREE TR US QTLY DIV GRT 9M 111K –
WISDOMTREE TR FLOATNG RAT TREA 37M 726K –
WORLD GOLD TR SPDR GLD MINIS 29M 627K –
WP CAREY INC COM 201K 4K –
ZOETIS INC CL A 3M 14K –