SIVIA CAPITAL PARTNERS, LLC
Adviser information for SIVIA CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 316 | $487.2M |
| Non-Discretionary | 67 | $25.7M |
| Total | 383 | $512.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.5M |
| HNW Individuals | 51 | $511.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
495 MILLER AVENUESUITE 206
MILL VALLEY
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (415) 231-7490, Fax: None
Chief Compliance Officer
COREY SAFT
495 MILLER AVENUE
SUITE 206
MILL VALLEY
CA
United States
Tel:
(415) 231-7490
C****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAFT, COREY, BLAKE | Individual | – | MANAGING MEMBER - CCO | 06/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 358K | 3K | – |
| ABBVIE INC | COM | 754K | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 415K | 1K | – |
| ADOBE INC | COM | 688K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 607K | 4K | – |
| AIRBNB INC | COM CL A | 368K | 2K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 251K | 3K | – |
| ALPHABET INC | CAP STK CL A | 3M | 16K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| AMAZON COM INC | COM | 6M | 33K | – |
| AMBEV SA | SPONSORED ADR | 84K | 41K | – |
| AMERICAN EXPRESS CO | COM | 333K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 218K | 1K | – |
| AMGEN INC | COM | 385K | 1K | – |
| AMPHENOL CORP NEW | CL A | 350K | 5K | – |
| ANALOG DEVICES INC | COM | 251K | 1K | – |
| APPLE INC | COM | 8M | 39K | – |
| APPLIED MATLS INC | COM | 552K | 2K | – |
| APPLOVIN CORP | COM CL A | 339K | 4K | – |
| ARISTA NETWORKS INC | COM | 251K | 716 | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 396K | 35K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 855K | 836 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 521K | 7K | – |
| AT&T INC | COM | 268K | 14K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 208K | 21K | – |
| BANCO BRADESCO S A | SP ADR PFD NEW | 38K | 17K | – |
| BANCO SANTANDER S.A. | ADR | 269K | 58K | – |
| BANK AMERICA CORP | COM | 577K | 14K | – |
| BARCLAYS PLC | ADR | 129K | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 11K | – |
| BHP GROUP LTD | SPONSORED ADS | 291K | 5K | – |
| BLACKROCK INC | COM | 275K | 349 | – |
| BLACKSTONE INC | COM | 216K | 2K | – |
| BLOCK INC | CL A | 208K | 3K | – |
| BOEING CO | COM | 206K | 1K | – |
| BOOKING HOLDINGS INC | COM | 384K | 97 | – |
| BOSTON SCIENTIFIC CORP | COM | 295K | 4K | – |
| BP PLC | SPONSORED ADR | 303K | 8K | – |
| BROADCOM INC | COM | 1M | 899 | – |
| CADENCE DESIGN SYSTEM INC | COM | 343K | 1K | – |
| CANADIAN NAT RES LTD | COM | 305K | 9K | – |
| CANADIAN NATL RY CO | COM | 284K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 254K | 3K | – |
| CATERPILLAR INC | COM | 319K | 956 | – |
| CENTRAIS ELETRICAS BRASILEIR | SPONSORED ADR | 65K | 10K | – |
| CHEVRON CORP NEW | COM | 660K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 204K | 3K | – |
| CHUBB LIMITED | COM | 292K | 1K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 395K | 10K | – |
| CISCO SYS INC | COM | 386K | 8K | – |
| COCA COLA CO | COM | 470K | 7K | – |
| COMCAST CORP NEW | CL A | 418K | 11K | – |
| CONOCOPHILLIPS | COM | 256K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CROWDSTRIKE HLDGS INC | CL A | 236K | 615 | – |
| DANAHER CORPORATION | COM | 317K | 1K | – |
| DATADOG INC | CL A COM | 285K | 2K | – |
| DIMENSIONAL ETF TRUST | WORLD EQUITY ETF | 7M | 110K | – |
| DISNEY WALT CO | COM | 363K | 4K | – |
| DR REDDYS LABS LTD | ADR | 474K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 219K | 2K | – |
| EATON CORP PLC | SHS | 347K | 1K | – |
| ELEVANCE HEALTH INC | COM | 296K | 546 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ESPERION THERAPEUTICS INC NE | COM | 44K | 20K | – |
| EXELIXIS INC | COM | 212K | 9K | – |
| EXXON MOBIL CORP | COM | 1M | 10K | – |
| FERRARI N V | COM | 202K | 495 | – |
| FISERV INC | COM | 253K | 2K | – |
| GALLAGHER ARTHUR J & CO | COM | 275K | 1K | – |
| GE AEROSPACE | COM NEW | 379K | 2K | – |
| GILEAD SCIENCES INC | COM | 214K | 3K | – |
| GODADDY INC | CL A | 223K | 2K | – |
| GOLDMAN SACHS GROUP INC | COM | 419K | 925 | – |
| GOSSAMER BIO INC | COM | 32K | 35K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 44K | 12K | – |
| HALEON PLC | SPON ADS | 94K | 11K | – |
| HOME DEPOT INC | COM | 762K | 2K | – |
| HONEYWELL INTL INC | COM | 305K | 1K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 385K | 9K | – |
| ICICI BANK LIMITED | ADR | 610K | 21K | – |
| INFOSYS LTD | SPONSORED ADR | 546K | 29K | – |
| ING GROEP N.V. | SPONSORED ADR | 234K | 14K | – |
| INTEL CORP | COM | 304K | 10K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 236K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 252K | 1K | – |
| INTUIT | COM | 427K | 650 | – |
| INTUITIVE SURGICAL INC | COM NEW | 347K | 781 | – |
| INVESCO QQQ TR | UNIT SER 1 | 264K | 550 | – |
| ISHARES TR | MSCI ACWI ETF | 294K | 3K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 83K | 14K | – |
| JOHNSON & JOHNSON | COM | 534K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
| KB FINL GROUP INC | SPONSORED ADR | 303K | 5K | – |
| KLA CORP | COM NEW | 241K | 292 | – |
| KOREA ELEC PWR CORP | SPONSORED ADR | 165K | 23K | – |
| KT CORP | SPONSORED ADR | 205K | 15K | – |
| LAM RESEARCH CORP | COM | 357K | 335 | – |
| LG DISPLAY CO LTD | SPONS ADR REP | 117K | 28K | – |
| LINDE PLC | SHS | 575K | 1K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 188K | 69K | – |
| LOCKHEED MARTIN CORP | COM | 282K | 604 | – |
| LOWES COS INC | COM | 262K | 1K | – |
| MAPLEBEAR INC | COM | 228K | 7K | – |
| MARATHON PETE CORP | COM | 284K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 239K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 744K | 2K | – |
| MCDONALDS CORP | COM | 405K | 2K | – |
| MCKESSON CORP | COM | 211K | 362 | – |
| MERCK & CO INC | COM | 803K | 6K | – |
| META PLATFORMS INC | CL A | 3M | 6K | – |
| MICRON TECHNOLOGY INC | COM | 321K | 2K | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 223K | 53K | – |
| MORGAN STANLEY | COM NEW | 220K | 2K | – |
| MR COOPER GROUP INC | COM | 290K | 4K | – |
| NETFLIX INC | COM | 718K | 1K | – |
| NEXTDOOR HOLDINGS INC | COM CL A | 113K | 41K | – |
| NEXTERA ENERGY INC | COM | 336K | 5K | – |
| NOKIA CORP | SPONSORED ADR | 98K | 26K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 79K | 14K | – |
| NOVARTIS AG | SPONSORED ADR | 593K | 6K | – |
| NOVO-NORDISK A S | ADR | 1M | 9K | – |
| NVIDIA CORPORATION | COM | 9M | 70K | – |
| OPENDOOR TECHNOLOGIES INC | COM | 73K | 40K | – |
| ORACLE CORP | COM | 464K | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 241K | 228 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 1M | 41K | – |
| PALO ALTO NETWORKS INC | COM | 225K | 664 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 211K | 2K | – |
| PEPSICO INC | COM | 572K | 3K | – |
| PFIZER INC | COM | 346K | 12K | – |
| PHILIP MORRIS INTL INC | COM | 283K | 3K | – |
| PINTEREST INC | CL A | 227K | 5K | – |
| POSCO HOLDINGS INC | SPONSORED ADR | 213K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 792K | 5K | – |
| PROGRESSIVE CORP | COM | 346K | 2K | – |
| QUALCOMM INC | COM | 394K | 2K | – |
| REGENERON PHARMACEUTICALS | COM | 284K | 270 | – |
| RIO TINTO PLC | SPONSORED ADR | 260K | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 200K | 355 | – |
| ROYAL BK CDA | COM | 313K | 3K | – |
| RTX CORPORATION | COM | 315K | 3K | – |
| S&P GLOBAL INC | COM | 406K | 911 | – |
| SALESFORCE INC | COM | 605K | 2K | – |
| SANOFI | SPONSORED ADR | 347K | 7K | – |
| SAP SE | SPON ADR | 568K | 3K | – |
| SAVARA INC | COM | 157K | 39K | – |
| SCHWAB CHARLES CORP | COM | 286K | 4K | – |
| SERVICENOW INC | COM | 308K | 392 | – |
| SHELL PLC | SPON ADS | 563K | 8K | – |
| SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 306K | 9K | – |
| SHOPIFY INC | CL A | 433K | 7K | – |
| SNOWFLAKE INC | CL A | 3M | 19K | – |
| SONY GROUP CORP | SPONSORED ADR | 293K | 3K | – |
| SOUTHERN CO | COM | 213K | 3K | – |
| SOUTHERN COPPER CORP | COM | 209K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 6K | – |
| SPDR SER TR | COMP SOFTWARE | 343K | 2K | – |
| STARBUCKS CORP | COM | 266K | 3K | – |
| STRYKER CORPORATION | COM | 324K | 951 | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 293K | 22K | – |
| SYNOPSYS INC | COM | 333K | 559 | – |
| T-MOBILE US INC | COM | 339K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 11K | – |
| TE CONNECTIVITY LTD | SHS | 218K | 1K | – |
| TESLA INC | COM | 2M | 10K | – |
| TEXAS INSTRS INC | COM | 292K | 2K | – |
| THE CIGNA GROUP | COM | 265K | 801 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 343K | 621 | – |
| THOMSON REUTERS CORP. | COM | 277K | 2K | – |
| TJX COS INC NEW | COM | 341K | 3K | – |
| TOTALENERGIES SE | SPONSORED ADS | 257K | 4K | – |
| TOYOTA MOTOR CORP | ADS | 469K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 228K | 692 | – |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 167K | 22K | – |
| UBER TECHNOLOGIES INC | COM | 333K | 5K | – |
| UBS GROUP AG | SHS | 404K | 14K | – |
| UNILEVER PLC | SPON ADR NEW | 437K | 8K | – |
| UNION PAC CORP | COM | 337K | 1K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 318K | 36K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 9K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 10M | 21K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 5M | 47K | – |
| VERISIGN INC | COM | 228K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 342K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 379K | 808 | – |
| VISA INC | COM CL A | 984K | 4K | – |
| WALMART INC | COM | 816K | 12K | – |
| WASTE MGMT INC DEL | COM | 210K | 986 | – |
| WELLS FARGO CO NEW | COM | 474K | 8K | – |
| WIPRO LTD | SPON ADR 1 SH | 476K | 78K | – |
| WOORI FINL GROUP INC | SPONSORED ADS | 320K | 10K | – |