PERSPECTIVE WEALTH PARTNERS, LLC
Adviser information for PERSPECTIVE WEALTH PARTNERS, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 249 | $576.6M |
| Total | 249 | $576.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 98 | $42.3M |
| HNW Individuals | 142 | $533.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-79178 |
|---|---|
| SEC ERA File Number | 801-79178 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140330 |
| Legal Entity Identifier | None |
Principal Office
121 N 9TH STREETSUITE 204
BOISE
ID
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 208-429-0960, Fax: 208-441-5964
Chief Compliance Officer
JAMES M. BAILEY
MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
121 N 9TH STREET
SUITE 204
BOISE
ID
United States
Tel:
208-429-0960
Fax:
208-441-5964
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| PERSPECTIVE TAX SERVICES PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAILEY, JAMES, MCCORMICK | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2006 | > 75% |
| SCHAAT, TRAVIS, VIRGIL | Individual | – | MEMBER | 01/2021 | 25-50% |