Hedge Fund Database

ALLIED INVESTMENT ADVISORS LLC

Adviser information for ALLIED INVESTMENT ADVISORS LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Montana, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,883 $895.8M
Non-Discretionary 10 $16.1M
Total 1,893 $911.8M

Clients

Type Number RAUM
Individuals 518 $126.6M
HNW Individuals 262 $518.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 61 $173.8M
Charitable organizations 13 $63.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 22 $29.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsSELLING RESEARCH SERVICES VIA NEWSLETTER
Compensation % of AUMSubscription fees

Identifiers

SEC RIA File Number 801-79202
SEC ERA File Number 801-79202
SEC CIK Numbers 1729869
SEC CRD Numbers 159103
Legal Entity Identifier None

Principal Office

3409 TRANSTECH WAY
SUITE A
BILLINGS
MT
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 406-839-2037, Fax: 406-839-2036

Websites

www.linkedin.com/company/allied-investment-advisors/ www.facebook.com/alliedinvestmentadvisors www.alliedinvest.net

Chief Compliance Officer

MICHELE WHITE
CHIEF COMPLIANCE OFFICER
3409 TRANSTECH WAY
SUITE A
BILLINGS
MT
United States
Tel: 406-601-1318
Fax: 406-839-2036
(Full email address available in API data)

Regulatory Contact

LISA WATSON
BUSINESS MANAGER
3409 TRANSTECH WAY
SUITE A
BILLINGS
MT
United States
Tel: 406-601-1315
Fax: 406-839-2036
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUCAS, GARY, ROBERT Individual – MANAGING MEMBER 08/2011 50-75%
ABY, BART, WILLIAM Individual – MEMBER 08/2011 10-25%
VERMULM, ERIC, ALLEN Individual – CHIEF INVESTMENT OFFICER AND CHIEF OPERATING OFFICER, MEMBER 02/2018 5-10%
KELLY, DANIEL, MICHAEL Individual DANIEL M KELLY REV TRUST TRUSTEE 12/2021
DANIEL M KELLY REV TRUST Domestic Entity – MEMBER 01/2022 10-25%
WHITE, MICHELE Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%

No. Employees, Historic

2010020192020202120222023202420257 on 9/18/20197 on 10/7/20196 on 2/26/20206 on 3/12/20206 on 5/15/20206 on 6/22/20206 on 6/30/20206 on 1/4/20217 on 2/19/20217 on 3/29/20217 on 4/27/20217 on 8/10/202110 on 3/10/202210 on 11/2/202210 on 1/25/202312 on 3/20/202312 on 3/21/202312 on 4/20/202312 on 2/9/202412 on 2/21/2024

RAUM, Historic

1B500M02019202020212022202320242025333530307 on 9/18/2019333530307 on 10/7/2019419111341 on 2/26/2020419111341 on 3/12/2020419111341 on 5/15/2020419111341 on 6/22/2020419111341 on 6/30/2020419111341 on 1/4/2021495502304 on 2/19/2021495502304 on 3/29/2021495502304 on 4/27/2021495502304 on 8/10/2021666886891 on 3/10/2022666886891 on 11/2/2022666886891 on 1/25/2023734330767 on 3/20/2023734330767 on 3/21/2023734330767 on 4/20/2023911831543 on 2/9/2024911831543 on 2/21/2024

No. Clients, Historic

90045002019202020212022202320242025507 on 9/18/2019507 on 10/7/2019553 on 2/26/2020553 on 3/12/2020553 on 5/15/2020553 on 6/22/2020553 on 6/30/2020553 on 1/4/2021603 on 2/19/2021603 on 3/29/2021603 on 4/27/2021603 on 8/10/2021678 on 3/10/2022678 on 11/2/2022678 on 1/25/2023774 on 3/20/2023774 on 3/21/2023774 on 4/20/2023876 on 2/9/2024876 on 2/21/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 8M 80K –
AAON INC COM PAR $0.004 10M 120K –
ABBOTT LABS COM 9M 83K –
ABBVIE INC COM 219K 1K –
ALPHABET INC CAP STK CL A 473K 3K –
AMAZON COM INC COM 568K 3K –
AMERICAN EXPRESS CO COM 208K 900 –
APPLE INC COM 18M 83K –
BANK AMERICA CORP COM 12M 293K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
CARLISLE COS INC COM 332K 820 –
CATERPILLAR INC COM 14M 42K –
CHEVRON CORP NEW COM 11M 73K –
CITIGROUP INC COM NEW 228K 4K –
COSTCO WHSL CORP NEW COM 968K 1K –
DEERE & CO COM 10M 26K –
DIMENSIONAL ETF TRUST US EQUITY ETF 456K 8K –
DNP SELECT INCOME FD INC COM 96K 12K –
EAGLE BANCORP MONT INC COM 568K 43K –
ECOLAB INC COM 215K 903 –
ELI LILLY & CO COM 243K 269 –
EMERSON ELEC CO COM 11M 100K –
EXXON MOBIL CORP COM 12M 105K –
FEDEX CORP COM 12M 40K –
FIRST INTST BANCSYSTEM INC COM 284K 10K –
GERON CORP COM 89K 21K –
GLACIER BANCORP INC NEW COM 529K 14K –
GOLDMAN SACHS GROUP INC COM 10M 23K –
HOME DEPOT INC COM 609K 2K –
INTERNATIONAL BUSINESS MACHS COM 910K 5K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 792K 12K –
ISHARES TR RUS 1000 GRW ETF 264K 724 –
ISHARES TR S&P MC 400GR ETF 296K 3K –
ISHARES TR S&P MC 400VL ETF 226K 2K –
JOHNSON & JOHNSON COM 9M 61K –
JPMORGAN CHASE & CO. COM 15M 73K –
KIMBERLY-CLARK CORP COM 9M 67K –
KNIFE RIVER CORP COMMON STOCK 319K 5K –
LOCKHEED MARTIN CORP COM 9M 19K –
LOWES COS INC COM 12M 52K –
MCDONALDS CORP COM 273K 1K –
MDU RES GROUP INC COM 557K 22K –
MEDTRONIC PLC SHS 8M 104K –
MERCK & CO INC COM 10M 84K –
META PLATFORMS INC CL A 237K 471 –
MICROSOFT CORP COM 28M 62K –
NVIDIA CORPORATION COM 322K 3K –
ONEOK INC NEW COM 217K 3K –
ORACLE CORP COM 241K 2K –
OTIS WORLDWIDE CORP COM 10M 102K –
PEPSICO INC COM 9M 54K –
PFIZER INC COM 7M 250K –
PROCTER AND GAMBLE CO COM 10M 60K –
PROSHARES TR S&P 500 DV ARIST 2M 17K –
RTX CORPORATION COM 10M 103K –
RYVYL INC COM 21K 15K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 204K 3K –
SCHWAB STRATEGIC TR US LCAP VA ETF 300K 4K –
SHELL PLC SPON ADS 12M 171K –
SPDR S&P 500 ETF TR TR UNIT 500K 919 –
STARBUCKS CORP COM 555K 7K –
STATE STR CORP COM 9M 117K –
SYSCO CORP COM 9M 120K –
TARGET CORP COM 9M 58K –
TOTALENERGIES SE SPONSORED ADS 10M 151K –
US BANCORP DEL COM NEW 9M 225K –
VANGUARD WORLD FD FINANCIALS ETF 411K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 35M 133K –
VANGUARD WORLD FD INDUSTRIAL ETF 250K 1K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VANGUARD WORLD FD UTILITIES ETF 19M 131K –
WALMART INC COM 1M 17K –
WELLS FARGO CO NEW COM 12M 204K –