Hedge Fund Database

TLWM FINANCIAL

TLWM, LLC Legal Name

Adviser information for TLWM FINANCIAL last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,910 $484.9M
Non-Discretionary 0 $0
Total 1,910 $484.9M

Clients

Type Number RAUM
Individuals 793 $142.1M
HNW Individuals 361 $294.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $47.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesSubscription feesFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 7.5M
Portfolio Manager 7.5M
Both for Same 7.5M
Portfolio Manager to Program Sponsor
TEXAS LEGACY WEALTH MANAGEMENT WRAP FEE PROGRAM TEXAS LEGACY WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-79214
SEC ERA File Number 801-79214
SEC CIK Numbers 1732537
SEC CRD Numbers 158305
Legal Entity Identifier None

Principal Office

40 NE LOOP 410
SUITE 644
SAN ANTONIO
TX
United States
Monday - Friday, 8AM - 5PM
Tel: 1-877-348-8822, Fax: 1-877-520-0059

Websites

www.tlwmadvisor.com www.tlwmfinancial.com/ www.tdfplatinumwm.com/ www.texaslegacywealth.com

Chief Compliance Officer

ENZO T. PELLEGRINO, JR.
PRESIDENT
40 NE LOOP 410
SUITE 644
SAN ANTONIO
TX
United States
Tel: 1-877-348-8822
Fax: 1-877-520-0059
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PELLEGRINO, ENZO, THOMAS Individual – CHIEF COMPLIANCE OFFICER 10/2011 < 5%
TLHC, LLC Domestic Entity – OWNER 01/2014 > 75%
PELLEGRINO, ENZO, THOMAS Individual TLHC, LLC MANAGING MEMBER 01/2014 > 75%

No. Employees, Historic

201002020202120222023202420258 on 2/24/20208 on 5/1/20208 on 5/5/20208 on 5/12/20208 on 8/17/20208 on 2/9/20218 on 2/23/20218 on 7/2/20218 on 7/13/20218 on 11/8/20218 on 12/22/20217 on 3/17/20227 on 4/7/20227 on 5/17/20227 on 6/10/20227 on 9/19/20227 on 9/21/20227 on 11/28/20227 on 12/6/20227 on 1/9/202311 on 3/23/202311 on 3/23/202311 on 5/26/202311 on 7/27/202311 on 9/27/202311 on 11/28/202311 on 3/11/2024

RAUM, Historic

500M250M0202020212022202320242025254599760 on 2/24/2020254599760 on 5/1/2020254599760 on 5/5/2020254599760 on 5/12/2020254599760 on 8/17/2020298660715 on 2/9/2021298660715 on 2/23/2021298660715 on 7/2/2021298660715 on 7/13/2021298660715 on 11/8/2021298660715 on 12/22/2021355643496 on 3/17/2022355643496 on 4/7/2022355643496 on 5/17/2022355643496 on 6/10/2022317816726 on 9/19/2022317816726 on 9/21/2022317816726 on 11/28/2022317816726 on 12/6/2022317816726 on 1/9/2023333259993 on 3/23/2023333259993 on 3/23/2023333259993 on 5/26/2023333259993 on 7/27/2023333259993 on 9/27/2023333259993 on 11/28/2023484870433 on 3/11/2024

No. Clients, Historic

2,0001,0000202020212022202320242025646 on 2/24/2020646 on 5/1/2020646 on 5/5/2020646 on 5/12/2020646 on 8/17/2020723 on 2/9/2021723 on 2/23/2021723 on 7/2/2021723 on 7/13/2021723 on 11/8/2021723 on 12/22/2021750 on 3/17/2022750 on 4/7/2022750 on 5/17/2022750 on 6/10/2022750 on 9/19/2022750 on 9/21/2022750 on 11/28/2022750 on 12/6/2022750 on 1/9/2023794 on 3/23/2023794 on 3/23/2023794 on 5/26/2023794 on 7/27/2023794 on 9/27/2023794 on 11/28/20231164 on 3/11/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 968K 6K –
ALPHABET INC CAP STK CL A 2M 12K –
ALPHABET INC CAP STK CL C 282K 2K –
AMAZON COM INC COM 2M 12K –
APPLE INC COM 3M 16K –
ASTRAZENECA PLC SPONSORED ADR 1M 16K –
BANK AMERICA CORP COM 1M 35K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BOSTON SCIENTIFIC CORP COM 1M 14K –
CARPENTER TECHNOLOGY CORP COM 1M 10K –
CHEVRON CORP NEW COM 1M 9K –
COCA COLA CO COM 303K 5K –
CONOCOPHILLIPS COM 575K 5K –
CONSTELLATION BRANDS INC CL A 834K 3K –
DISNEY WALT CO COM 953K 10K –
EASTMAN CHEM CO COM 875K 9K –
EXXON MOBIL CORP COM 1M 9K –
GENERAL MTRS CO COM 679K 15K –
GLOBAL X FDS NASDAQ 100 COVER 375K 21K –
HONEYWELL INTL INC COM 1M 6K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 400K 6K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 493K 27K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2031 CP 1M 71K –
INVESCO EXCH TRD SLF IDX FD BULLETSHS 2032 1M 64K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 2M 89K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 282K 11K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 20M 979K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 553K 23K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 26M 1M –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 562K 24K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 18M 961K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 513K 22K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2029 MUNI 260K 11K –
INVESCO EXCH TRD SLF IDX FD INVSC 30 MUNI BD 527K 24K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 23M 1M –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 24M 1M –
INVESCO QQQ TR UNIT SER 1 630K 1K –
ISHARES TR IBONDS 27 ETF 4M – –
ISHARES TR IBONDS DEC2026 844K – –
ISHARES TR IBONDS DEC25 ETF 6M – –
ISHARES TR MSCI ACWI EX US 12K 227 –
ISHARES TR MSCI ACWI EX US 43M 809K –
ISHARES TR RUSSELL 3000 ETF 90M 290K –
ISHARES TR RUSSELL 3000 ETF 26K 83 –
JACOBS SOLUTIONS INC COM 845K 6K –
JPMORGAN CHASE & CO. COM 2M 8K –
MARVELL TECHNOLOGY INC COM 601K 9K –
MCDONALDS CORP COM 734K 3K –
MERCK & CO INC COM 1M 11K –
META PLATFORMS INC CL A 2M 4K –
MICROSOFT CORP COM 2M 5K –
MORGAN STANLEY COM NEW 1M 13K –
NATERA INC COM 313K 3K –
NICE LTD SPONSORED ADR 620K 4K –
NVIDIA CORPORATION COM 1M 10K –
NXP SEMICONDUCTORS N V COM 1M 4K –
REPUBLIC SVCS INC COM 1M 7K –
SALESFORCE INC COM 1M 5K –
SCHWAB CHARLES CORP COM 1M 17K –
SCHWAB STRATEGIC TR US BRD MKT ETF 623K 10K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 532K 15K –
SPDR S&P 500 ETF TR TR UNIT 27K 49 –
SPDR S&P 500 ETF TR TR UNIT 93M 171K –
SPDR SER TR BLOOMBERG 1-3 MO 764K 8K –
SPDR SER TR PORTFOLI S&P1500 971K 15K –
SPDR SER TR PORTFOLIO S&P400 18M 348K –
SPDR SER TR PORTFOLIO S&P400 5K 96 –
SPDR SER TR PORTFOLIO S&P500 984K 15K –
TESLA INC COM 2M 8K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 802K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 10K 37 –
VANGUARD INDEX FDS TOTAL STK MKT 37M 137K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 472K 2K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 2M 25K –
ZSCALER INC COM 832K 4K –