Hedge Fund Database

JOHNSON FINANCIAL GROUP LLC

Adviser information for JOHNSON FINANCIAL GROUP LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 39
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 535 $1.1B
Non-Discretionary 253 $1.4B
Total 788 $2.5B

Clients

Type Number RAUM
Individuals <5 $892,276
HNW Individuals 45 $2.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $2.8M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 28.0M
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
ENVESTNET SEPARATE MANAGED ACCOUNTS PROGRAM JOHNSON FINANCIAL GROUP LLC
ENVESTNET UNIFIED MANAGED ACCOUNT PROGRAM JOHNSON FINANCIAL GROUP LLC
ENVESTNET TAX TRANSITION SERVICES AND TAX MANAGEMENT PROGRAMS JOHNSON FINANCIAL GROUP LLC

Identifiers

SEC RIA File Number 801-79223
SEC ERA File Number 801-79223
SEC CIK Numbers 1706327
SEC CRD Numbers 125101
Legal Entity Identifier None

Principal Office

1144 FIFTEENTH STREET
SUITE 3950
DENVER
CO
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M. MT
Tel: 720-475-1195, Fax: 1-844-917-2776

Websites

www.jfgllc.net www.linkedin.com/company/jfgllc

Chief Compliance Officer

WENDY JOHNSON
GENERAL COUNSEL
1144 FIFTEENTH STREET,
SUITE 3950
DENVER
CO
United States
Tel: 720-475-1195
Fax: 1-844-917-2776
(Full email address available in API data)

Regulatory Contact

BRANDON JOHNSON
CEO
1144 FIFTEENTH STREET,
SUITE 3950
DENVER
CO
United States
Tel: 720-475-1195
Fax: 1-844-917-2776
(Full email address available in API data)

Industry Affiliates

JFG FUND LLC Sponsor, GP, manager of pooled investment vehicles
JFG WEALTH MANAGEMENT, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
JFG FUND LLC Private Equity Fund $3.8M $0.0M 32

Control Persons

Name Type Entity Title Since Ownership
JOHNSON, BRANDON, CARROLL Individual – ELECTED MANAGER & CEO 01/2002 < 5%
JOHNSON, WENDY, MARIE Individual – CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL 01/2016 < 5%
WILLIAMS, ALBERT, WAYNE Individual – MANAGING DIRECTOR 12/2016 5-10%
BRITISH COLONY INVESTMENT COMPANY, LLC Domestic Entity – MEMBER 03/2017 5-10%
B&W HOLDINGS LLC Domestic Entity – MEMBER 09/2021 > 75%
JOHNSON, BRANDON, CARROLL Individual B&W HOLDINGS LLC MEMBER 09/2021 50-75%
JOHNSON, WENDY, MARIE Individual B&W HOLDINGS LLC MEMBER 09/2021 50-75%
MCCONNELL, MARK, PETER Individual – MANAGING DIRECTOR 07/2022 < 5%
Keffeler, Kristin Individual – CHIEF LEARNING OFFICER 12/2021 < 5%
LAWRENCE, ROBERT, LLOYD Individual – SENIOR ADVISOR 11/2012 5-10%

No. Employees, Historic

40200201920202021202220232024202524 on 10/9/201924 on 11/12/201924 on 11/13/201924 on 2/7/202024 on 2/7/202027 on 3/30/202027 on 5/19/202027 on 6/24/202028 on 3/25/202128 on 4/6/202128 on 9/3/202128 on 10/13/202135 on 3/22/202235 on 7/1/202235 on 3/2/202335 on 4/20/202335 on 4/25/202335 on 8/1/202335 on 10/13/202339 on 3/13/2024

RAUM, Historic

3B2B02019202020212022202320242025950101035 on 10/9/2019950101035 on 11/12/2019950101035 on 11/13/2019950101035 on 2/7/2020950101035 on 2/7/20201122349597 on 3/30/20201122349597 on 5/19/20201122349597 on 6/24/20201340763548 on 3/25/20211340763548 on 4/6/20211340763548 on 9/3/20211340763548 on 10/13/20212163979560 on 3/22/20222163979560 on 7/1/20221998763352 on 3/2/20231998763352 on 4/20/20231998763352 on 4/25/20231998763352 on 8/1/20231998763352 on 10/13/20232476192497 on 3/13/2024

No. Clients, Historic

60300201920202021202220232024202552 on 10/9/201952 on 11/12/201952 on 11/13/201952 on 2/7/202052 on 2/7/202048 on 3/30/202048 on 5/19/202048 on 6/24/202048 on 3/25/202148 on 4/6/202148 on 9/3/202148 on 10/13/202142 on 3/22/202242 on 7/1/202248 on 3/2/202348 on 4/20/202348 on 4/25/202348 on 8/1/202348 on 10/13/202348 on 3/13/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 364K 2K –
ALPHABET INC CAP STK CL C 422K 2K –
APPLE INC COM 681K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 874K 2K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 4 –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 493K 15K –
ECOLAB INC COM 865K 4K –
EXXON MOBIL CORP COM 897K 8K –
GLACIER BANCORP INC NEW COM 224K 6K –
HYDROFARM HLDGS GROUP INC COM 7K 11K –
INVENTRUST PPTYS CORP COM NEW 297K 12K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 11M 762K –
INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 719K 53K –
ISHARES INC EM MKT SM-CP ETF 11M 187K –
ISHARES TR ESG AW MSCI EAFE 1M 16K –
ISHARES TR CORE S&P500 ETF 532K 972 –
ISHARES TR USD GRN BOND ETF 637K 14K –
ISHARES TR ESG AWARE MSCI 283K 7K –
ISHARES TR CORE MSCI EAFE 234K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 69M 684K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 47K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 698K 26K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 39M 1M –
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 41K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 448K 9K –
SCHWAB STRATEGIC TR US REIT ETF 2M 80K –
SCHWAB STRATEGIC TR SHT TM US TRES 681K 14K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 8M 138K –
SPDR S&P 500 ETF TR TR UNIT 292K 536 –
SPDR SER TR NUVEEN BLMBRG SH 377K 8K –
SPDR SER TR NUVEEN BLMBRG MU 439K 10K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 683K 14K –
VANGUARD INDEX FDS REAL ESTATE ETF 11M 128K –
VANGUARD INDEX FDS MID CAP ETF 861K 4K –
VANGUARD INDEX FDS LARGE CAP ETF 355M 1M –
VANGUARD INDEX FDS TOTAL STK MKT 52M 195K –
VANGUARD INDEX FDS GROWTH ETF 404K 1K –
VANGUARD INDEX FDS SMALL CP ETF 24M 111K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 586K 5K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 48M 1M –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 114M 2M –