EISEN FINANCIAL SERVICES, INC.
Adviser information for EISEN FINANCIAL SERVICES, INC. last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 44 | $34.1M |
| Total | 44 | $34.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $2.0M |
| HNW Individuals | 9 | $31.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $968,070 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79227 |
|---|---|
| SEC ERA File Number | 801-79227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125668 |
| Legal Entity Identifier | None |
Principal Office
60 JACKSON DRIVESTONY POINT
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 845-534-1075, Fax: 845-534-1076
Chief Compliance Officer
ARTHUR EISEN
PRESIDENT
60 JACKSON DRIVE
STONY POINT
NY
United States
Tel:
845-534-1075
Fax:
845-534-1076
E******@************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EISEN, ARTHUR, JOSEPH | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1999 | > 75% |