SUN GROUP WEALTH PARTNERS LLC
Adviser information for SUN GROUP WEALTH PARTNERS LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 490 | $142.4M |
| Non-Discretionary | 31 | $10.2M |
| Total | 521 | $152.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 171 | $18.3M |
| HNW Individuals | 97 | $123.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $10.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 152.7M |
| Portfolio Manager | 152.7M |
| Both for Same | 152.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SUN GROUP WRAP FEE PROGRAM | SUN GROUP WEALTH PARTNERS LLC |
Identifiers
| SEC RIA File Number | 801-79233 |
|---|---|
| SEC ERA File Number | 801-79233 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166372 |
| Legal Entity Identifier | None |
Principal Office
17500 RED HILL AVESUITE 140
IRVINE
CA
United States
Monday - Friday, 7:30AM-4:00PM
Tel: 949-625-6800, Fax: 949-777-5077
Chief Compliance Officer
BRANDON CHANG
DIRECTOR OF INVESTMENTS; FOUNDING PARTNER
17500 RED HILL AVENUE
SUITE 140
IRVINE
CA
United States
Tel:
949-625-6800
Fax:
949-777-5077
B******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUN, WINIFRED, SHIH | Individual | – | FOUNDER AND MANAGING MEMBER | 02/2011 | 50-75% |
| CHANG, BRANDON, JOON | Individual | – | CO-FOUNDER, MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER | 02/2011 | 25-50% |