STEWART ASSET MANAGEMENT, LLC
Adviser information for STEWART ASSET MANAGEMENT, LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $19.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $19.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $19.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-79236 |
|---|---|
| SEC ERA File Number | 801-79236 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170575 |
| Legal Entity Identifier | None |
Principal Office
579 5TH AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-759-7551, Fax: 212-759-7554
Chief Compliance Officer
ANDREW A.SMITH
CHAIRMAN
925 LANCASTER AVENUE
SUITE 250
BRYN MAWR
PA
United States
Tel:
610-816-6566
A*****@**************S
(Full email address available in API data)
Regulatory Contact
JACLYN BOWDREN
40 EXCHANGE PLACE
SUITE 402
NEW YORK
NY
United States
Tel:
917-617-7020
J*******@******************M
(Full email address available in API data)
Industry Affiliates
| SPOUTING ROCK ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, ANDREW, ALASDAIR | Individual | – | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| MCDERMOTT, JAMES, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | Domestic Entity | – | OWNER | 12/2022 | > 75% |
| SPOUTING ROCK FINANCIAL PARTNERS, LLC | Domestic Entity | SPOUTING ROCK ASSET MANAGEMENT, LLC | OWNER | 01/2008 | > 75% |
| SMITH, ANDREW, ALASDAIR | Individual | SPOUTING ROCK FINANCIAL PARTNERS, LLC | ELECTED MANAGER | 06/2020 | 25-50% |
| COYNE, JOHN, EDWARD | Individual | SPOUTING ROCK FINANCIAL PARTNERS, LLC | ELECTED MANAGER | 06/2020 | |
| PARSONS, GREGORY, ALLEN | Individual | SPOUTING ROCK FINANCIAL PARTNERS, LLC | ELECTED MANAGER | 06/2013 |