WHITE OAKS INVESTMENT MANAGEMENT, INC
Adviser information for WHITE OAKS INVESTMENT MANAGEMENT, INC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $400.3M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $400.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $400.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1717 2ND STREETSUITE C
SARASOTA
FL
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 941-361-9000, Fax: None
Chief Compliance Officer
SHARON BLOODWORTH
CEO AND CHIEF INVESTMENT OFFICER
5500 WAYZATA BLVD
SUITE 1035
MINNEAPOLIS
MN
United States
Tel:
6124556900
S*****@******************M
(Full email address available in API data)
Regulatory Contact
MICKI LARSON
DIRECTOR OF OPERATIONS
1717 2ND ST
SUITE C
SARASOTA
FL
United States
Tel:
941-315-5738
M****@******************M
(Full email address available in API data)
Industry Affiliates
| WHITE OAKS WEALTH ADVISORS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WHITE OAKS ABSOLUTE RETURN PORTFOLIO LLC | Hedge Fund | $25.3M | $1.0M | 10 |
| WHITE OAKS DIVERSIFIER PORTFOLIO LLC | Hedge Fund | $48.5M | $1.0M | 10 |
| WHITE OAKS GLOBAL EQUITY PORTFOLIO, LLC | Hedge Fund | $294.6M | $1.0M | 10 |
| WHITE OAKS GLOBAL FIXED INCOME PORTFOLIO LLC | Hedge Fund | $13.6M | $1.0M | 8 |
| WHITE OAKS GLOBAL REAL ESTATE PORTFOLIO LLC | Hedge Fund | $13.2M | $1.0M | 10 |
| WHITE OAKS INVESTMENT MANAGEMENT AGGRESSIVE FUND, LLC | Hedge Fund | $29.9M | $1.0M | 24 |
| WHITE OAKS INVESTMENT MANAGEMENT AGGRESSIVE GROWTH FUND SP | Hedge Fund | $23.1M | $1.0M | 22 |
| WHITE OAKS INVESTMENT MANAGEMENT ALTERNATIVE STRATEGIES FUND | Hedge Fund | $81.8M | $1.0M | 52 |
| WHITE OAKS INVESTMENT MANAGEMENT ALTERNATIVE STRATEGIES FUND SP | Hedge Fund | $77.8M | $1.0M | 66 |
| WHITE OAKS INVESTMENT MANAGEMENT FLEXIBLE STRATEGIES FUND | Hedge Fund | $48.2M | $1.0M | 18 |
| WHITE OAKS INVESTMENT MANAGEMENT FLEXIBLE STRATEGIES FUND SP | Hedge Fund | $23.7M | $1.0M | 10 |
| WHITE OAKS INVESTMENT MANAGEMENT LOW VOLATILITY FUND | Hedge Fund | $25.3M | $1.0M | 23 |
| WHITE OAKS INVESTMENT MANAGEMENT LOW VOLATILITY FUND SP | Hedge Fund | $23.0M | $1.0M | 26 |
| WHITE OAKS INVESTMENT MANAGEMENT MODERATE GROWTH FUND | Hedge Fund | $20.0M | $1.0M | 31 |
| WHITE OAKS INVESTMENT MANAGEMENT MODERATE GROWTH FUND SP | Hedge Fund | $47.5M | $1.0M | 43 |
| WHITE OAKS PRIVATE EQUITY PORTFOLIO, LLC | Hedge Fund | $5.1M | $1.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLOODWORTH, SHARON, ALISON | Individual | – | CEO AND CHIEF COMPLIANCE OFFICER | 10/2017 | > 75% |