EFP ADVISORS
EFP ADVISORS INC. Legal Name
Adviser information for EFP ADVISORS last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,131 | $282.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,131 | $282.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 479 | $94.9M |
| HNW Individuals | 61 | $187.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79242 |
|---|---|
| SEC ERA File Number | 801-79242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161249 |
| Legal Entity Identifier | None |
Principal Office
1501 LAKELAND DRIVESUITE 250
JACKSON
MS
United States
Monday - Friday, 8.00 AM - 5.00PM
Tel: 601-206-0006, Fax: 601-206-0011
Chief Compliance Officer
CHRISTOPHER J. REGISTER
VICE-PRESIDENT
1501 LAKELAND DRIVE
SUITE 250
JACKSON
MS
United States
Tel:
601-206-0008
Fax:
601-206-0011
C****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDANIEL, DOUGLAS, MAX | Individual | – | PRESIDENT | 02/2012 | 50-75% |
| REGISTER, CHRISTOPHER, JAMES | Individual | – | VICE-PRESIDENT; CHIEF COMPLIANCE OFFICER | 02/2012 | 25-50% |