BOULDER WEALTH ADVISORS, LLC
Adviser information for BOULDER WEALTH ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 545 | $246.3M |
| Non-Discretionary | 0 | $0 |
| Total | 545 | $246.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 85 | $33.9M |
| HNW Individuals | 89 | $210.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $882,540 |
| Charitable organizations | <5 | $724,310 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79267 |
|---|---|
| SEC ERA File Number | 801-79267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115069 |
| Legal Entity Identifier | None |
Principal Office
2595 CANYON BLVDSUITE 220
BOULDER
CO
United States
Monday - Friday, 9:00-5:00
Tel: 303-444-1161, Fax: 303-444-5291
Chief Compliance Officer
MICHAEL HAKE
MANAGING PARTNER
2595 CANYON BLVD
SUITE 220
BOULDER
CO
United States
Tel:
303-444-1161
Fax:
303-444-5291
I***@************M
(Full email address available in API data)
Regulatory Contact
GARY SHIRMAN
MANAGING PARTNER
2595 CANYON BLVD
SUITE 220
BOULDER
CO
United States
Tel:
303-444-1161
Fax:
303-444-5291
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHIRMAN, GARY, ROSS | Individual | – | MANAGING PARTNER | 01/2021 | 50-75% |
| HAKE, MICHAEL, WILLIAM | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 02/2021 | 25-50% |