O'BRIEN-STALEY PARTNERS
OSP, LLC Legal Name
Adviser information for O'BRIEN-STALEY PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79268 |
|---|---|
| SEC ERA File Number | 801-79268 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169245 |
| Legal Entity Identifier | None |
Principal Office
5050 FRANCE AVENUE SOUTHEDINA
MN
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 612-254-6442, Fax: None
Chief Compliance Officer
ADAM BERNIER
CHIEF FINANCIAL OFFICER
5050 FRANCE AVENUE SOUTH
EDINA
MN
United States
Tel:
612-770-7050
A***********@************M
(Full email address available in API data)
Regulatory Contact
LEROI CHARLES ANDERSON
MANAGING DIRECTOR, CHIEF OPERATING OFFICER
5050 FRANCE AVENUE SOUTH
EDINA
MN
United States
Tel:
(612) 701-7489
C*************@************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN DEPOSIT MANAGEMENT | Registered municipal advisor |
| OSP GP I, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP GP II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP GP III-B, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP GP III, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP GP IV-B, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP GP IV, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OSP INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OSK IMPACT HOLDINGS, LLC F/K/A OSP FIXED INCOME IMPACT FUND, LP | PRIVATE CREDIT FUND | $30.0M | $1.0M | 5 |
| OSP VALUE FUND II, LP | PRIVATE CREDIT FUND | $206.1M | $10.0M | 69 |
| OSP VALUE FUND III-B, LP | PRIVATE CREDIT FUND | $101.9M | $5.0M | 16 |
| OSP VALUE FUND III, LP | PRIVATE CREDIT FUND | $544.2M | $10.0M | 61 |
| OSP VALUE FUND IV-B, LP | PRIVATE CREDIT FUND | $33.6M | $5.0M | 12 |
| OSP VALUE FUND IV, LP | PRIVATE CREDIT FUND | $670.6M | $10.0M | 86 |
| OSP VALUE FUND, LP | PRIVATE CREDIT FUND | $78.3M | $5.0M | 46 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STALEY, WARREN, R. | Individual | – | NON-EXECUTIVE CHAIRMAN | 06/2012 | < 5% |
| O'BRIEN CHILDREN 2006 TRUST | Domestic Entity | OSP, LP | LIMITED PARTNER | 08/2014 | 25-50% |
| BERNIER, ADAM, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2012 | < 5% |
| O'BRIEN, EDGAR, GERALD | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 06/2012 | < 5% |
| OSP, LP | Domestic Entity | – | MANAGING MEMBER | 08/2014 | > 75% |
| OSP MANAGER, LLC | Domestic Entity | OSP, LP | GENERAL PARTNER | 08/2014 | |
| STALEY, WARREN, R. | Individual | OSP MANAGER, LLC | MANAGING MEMBER | 08/2014 | 50-75% |
| O'BRIEN, EDGAR, GERALD | Individual | OSP MANAGER, LLC | MANAGING MEMBER | 08/2014 | 50-75% |
| BERNIER, ADAM, JOSEPH | Individual | O'BRIEN CHILDREN 2006 TRUST | TRUSTEE | 02/2015 | |
| ANDERSON, LEROI, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 12/2021 | < 5% |
| BOWEN, YVETTE, MARIE | Individual | – | CHIEF HUMAN RESOURCES OFFICER | 04/2023 | < 5% |