Hedge Fund Database

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

Adviser information for PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 635 $275.8M
Non-Discretionary 0 $0
Total 635 $275.8M

Clients

Type Number RAUM
Individuals 113 $42.2M
HNW Individuals 90 $232.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-79270
SEC ERA File Number 801-79270
SEC CIK Numbers 1859579
SEC CRD Numbers 110372
Legal Entity Identifier None

Principal Office

11324 86TH AVENUE NORTH
MAPLE GROVE
MN
United States
Monday - Friday, 8AM-5PM
Tel: 763-201-1025, Fax: 763-201-1026

Websites

twitter.com/planparadigm www.facebook.com/paradigmwealthmanagement/ www.linkedin.com/company/5402249/admin/ www.planparadigm.com

Chief Compliance Officer

WILLIAM O. STRAND III
MANAGING MEMBER/VICE-PRESIDENT
11324 86TH AVENUE NORTH
MAPLE GROVE
MN
United States
Tel: 763-201-1025
Fax: 763-201-1026
(Full email address available in API data)

Regulatory Contact

KRISTINA BENTZEN
PRESIDENT/MANAGING MEMBER
11324 86TH AVENUE NORTH
MAPLE GROVE
MN
United States
Tel: 763-201-1025
Fax: 763-201-1026
(Full email address available in API data)

Industry Affiliates

FINANCIAL STRATEGIES, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STRAND, WILLIAM, OLSON Individual – MANAGING MEMBER,CHIEF COMPLIANCE OFFICER/VICE-PRESIDENT 04/1995 50-75%
BENTZEN, KRISTINA, MARIE Individual – MANAGING MEMBER, PRESIDENT 04/2020 25-50%
Grote, Sean, F. Individual – MEMBER 01/2024 < 5%

No. Employees, Historic

105020192020202120222023202420254 on 10/7/20195 on 3/27/20205 on 6/23/20205 on 9/10/20206 on 2/19/20216 on 6/9/20216 on 6/23/20216 on 2/10/20226 on 9/13/20226 on 10/20/20226 on 2/8/20236 on 7/27/20235 on 2/21/20245 on 2/21/2024

RAUM, Historic

300M150M02019202020212022202320242025174465361 on 10/7/2019201887340 on 3/27/2020201887340 on 6/23/2020201887340 on 9/10/2020228727271 on 2/19/2021228727271 on 6/9/2021228727271 on 6/23/2021266711025 on 2/10/2022266711025 on 9/13/2022266711025 on 10/20/2022250803951 on 2/8/2023250803951 on 7/27/2023275774950 on 2/21/2024275774950 on 2/21/2024

No. Clients, Historic

30015002019202020212022202320242025203 on 10/7/2019182 on 3/27/2020182 on 6/23/2020182 on 9/10/2020176 on 2/19/2021176 on 6/9/2021176 on 6/23/2021183 on 2/10/2022183 on 9/13/2022183 on 10/20/2022196 on 2/8/2023196 on 7/27/2023204 on 2/21/2024204 on 2/21/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 339K 2K –
AMAZON COM INC COM 613K 3K –
APPLE INC COM 4M 18K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 695K 2K –
BIO-TECHNE CORP COM 260K 4K –
COSTCO WHSL CORP NEW COM 348K 410 –
DISNEY WALT CO COM 211K 2K –
ELI LILLY & CO COM 254K 281 –
GLOBAL X FDS ARTIFICIAL ETF 326K 9K –
INVESCO QQQ TR UNIT SER 1 470K 981 –
ISHARES TR S&P 500 VAL ETF 315K 2K –
ISHARES TR CORE S&P SCP ETF 16M 152K –
ISHARES TR S&P 500 GRWT ETF 253K 3K –
ISHARES TR RUS 1000 ETF 485K 2K –
ISHARES TR CORE S&P MCP ETF 209K 4K –
ISHARES TR RUS 1000 GRW ETF 441K 1K –
ISHARES TR IBONDS DEC 25 277K 10K –
ISHARES TR IBONDS DEC 2032 7M 270K –
ISHARES TR IBONDS DEC24 ETF 4M 155K –
ISHARES TR IBONDS DEC 362K 14K –
ISHARES TR IBDS DEC28 ETF 6M 238K –
ISHARES TR IBONDS DEC 26 215K 8K –
ISHARES TR IBONDS DEC 27 265K 11K –
ISHARES TR IBONDS DEC2026 2M 75K –
ISHARES TR IBONDS DEC 28 773K 31K –
ISHARES TR IBONDS DEC25 ETF 2M 77K –
ISHARES TR IBONDS 27 ETF 2M 72K –
ISHARES TR IBONDS DEC 2030 1M 69K –
ISHARES TR IBONDS DEC 29 2M 76K –
ISHARES TR IBONDS DEC 2031 1M 63K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 28M 554K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 675K 12K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 3M 66K –
JPMORGAN CHASE & CO. COM 245K 1K –
MICROVISION INC DEL COM NEW 19K 18K –
POLARIS INC COM 259K 3K –
PROCTER AND GAMBLE CO COM 5M 29K –
SCHWAB STRATEGIC TR INTL EQTY ETF 22M 579K –
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 42K –
SCHWAB STRATEGIC TR US LCAP GR ETF 19M 190K –
SCHWAB STRATEGIC TR US SML CAP ETF 797K 17K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 19M 243K –
SELECT SECTOR SPDR TR SBI INT-UTILS 496K 7K –
SPDR DOW JONES INDL AVERAGE UT SER 1 433K 1K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 303K 8K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 3K –
SPDR SER TR S&P 600 SMCP VAL 219K 3K –
STARBUCKS CORP COM 244K 3K –
UNITEDHEALTH GROUP INC COM 357K 702 –