ROCKET DOLLAR ADVISOR, INC.
Adviser information for ROCKET DOLLAR ADVISOR, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-79277 |
|---|---|
| SEC ERA File Number | 801-79277 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170520 |
| Legal Entity Identifier | None |
Principal Office
2028 E. BEN WHITE BLVD.SUITE 240-4010
AUSTIN
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 855-762-5383, Fax: None
Chief Compliance Officer
TADAYOSHI HENRY YOSHIDA
CO-FOUNDER & CEO
2028 E. BEN WHITE BLVD.
SUITE 240-4010
AUSTIN
TX
United States
Tel:
(512) 294-6594
H****@***************M
(Full email address available in API data)
Regulatory Contact
JOSEPH BORDEN
VP FINANCE
2028 E. BEN WHITE BLVD.
SUITE 240-4010
AUSTIN
TX
United States
Tel:
855-762-5383
B*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCKET DOLLAR, INC. | Domestic Entity | – | OWNER | 10/2019 | > 75% |
| ROCKET DOLLAR, INC. | Domestic Entity | ROCKET DOLLAR, INC. | OWNER | 11/2018 | > 75% |
| YOSHIDA, TADAYOSHI, HENRY | Individual | – | CO-FOUNDER, CEO, AND CCO | 12/2021 | < 5% |