SEASCAPE CAPITAL MANAGEMENT,LLC

Adviser information for SEASCAPE CAPITAL MANAGEMENT,LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Hampshire, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 685 $353.1M
Non-Discretionary 0 $0
Total 685 $353.1M

Clients

Type Number RAUM
Individuals 22 $2.3M
HNW Individuals 140 $343.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-79293
SEC ERA File Number 801-79293
SEC CIK Numbers 1418342
SEC CRD Numbers 126928
Legal Entity Identifier None

Principal Office

99 BOW STREET
SUITE 300 EAST
PORTSMOUTH
NH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (603)964-4480, Fax: (603)964-4490

Chief Compliance Officer

DONALD NELSON
DIRECTOR OF OPERATIONS
99 BOW STREET
SUITE 300 EAST
PORTSMOUTH
NH
United States
Tel: (603)964-4480
Fax: (603)964-4490
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCCARTHY, MONICA, ANN Individual MANAGING MEMBER AND PRESIDENT 04/2005 < 5%
THE JAMES W. MCCARTHY REVOCABLE TRUST OF 1993 Domestic Entity SHAREHOLDER 10/2015 25-50%
THE MONICA ANN MCCARTHY TRUST Domestic Entity SHAREHOLDER 08/2015 50-75%
MCCARTHY, MONICA, ANN Individual THE MONICA ANN MCCARTHY TRUST TRUSTEE AND MANAGING MEMBER 11/2015 50-75%
LITZERMAN, ANDREW, MARK Individual CHIEF INVESTMENT OFFICER 02/2019 < 5%
NELSON, DONALD, WILLIAM Individual CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/21/20205 on 3/31/20206 on 6/8/20206 on 6/9/20206 on 3/9/20216 on 3/2/20226 on 1/27/20236 on 3/22/20236 on 3/23/2024

RAUM, Historic

400M200M0202020212022202320242025206125961 on 3/21/2020206125961 on 3/31/2020206125961 on 6/8/2020206125961 on 6/9/2020241787118 on 3/9/2021299978752 on 3/2/2022299978752 on 1/27/2023281522074 on 3/22/2023353134102 on 3/23/2024

No. Clients, Historic

2001000202020212022202320242025137 on 3/21/2020137 on 3/31/2020137 on 6/8/2020137 on 6/9/2020147 on 3/9/2021159 on 3/2/2022159 on 1/27/2023157 on 3/22/2023162 on 3/23/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 287 3K 0
ABBVIE INC COM 5K 28K 0
ACCENTURE PLC IRELAND SHS CLASS A 275 908 0
ADOBE INC COM 3K 6K 0
AFFILIATED MANAGERS GROUP IN COM 3K 16K 0
ALLSTATE CORP COM 212 1K 0
ALPHABET INC CAP STK CL A 6K 31K 0
ALPHABET INC CAP STK CL C 600 3K 0
AMAZON COM INC COM 1K 6K 0
AMETEK INC COM 3K 16K 0
AON PLC SHS CL A 3K 11K 0
APPLE INC COM 7K 32K 0
APPLIED MATLS INC COM 1K 6K 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 559 24K 0
ASTRAZENECA PLC SPONSORED ADR 3K 43K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1K 3K 0
BOOKING HOLDINGS INC COM 4K 1K 0
BROADCOM INC COM 2K 1K 0
CATERPILLAR INC COM 5K 14K 0
CDW CORP COM 4K 19K 0
CENTENE CORP DEL COM 3K 41K 0
CHORD ENERGY CORPORATION COM NEW 2K 14K 0
CHURCH & DWIGHT CO INC COM 4K 38K 0
CISCO SYS INC COM 2K 46K 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 459 7K 0
CORNING INC COM 516 13K 0
COSTCO WHSL CORP NEW COM 359 422 0
DIAGEO PLC SPON ADR NEW 2K 18K 0
DISCOVER FINL SVCS COM 4K 28K 0
DOUBLELINE ETF TRUST OPPORTUNISTIC BD 22K 493K 0
DOUBLELINE ETF TRUST COMMERCIAL REAL 7K 138K 0
EDWARDS LIFESCIENCES CORP COM 3K 33K 0
ELI LILLY & CO COM 1K 2K 0
EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 134 15K 0
EQUINOR ASA SPONSORED ADR 2K 87K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 1K 21K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 21K 496K 0
FLEX LTD ORD 3K 103K 0
FORTINET INC COM 2K 37K 0
HCA HEALTHCARE INC COM 5K 14K 0
HOME DEPOT INC COM 395 1K 0
INTERPUBLIC GROUP COS INC COM 2K 76K 0
ISHARES INC MSCI EMRG CHN 15K 257K 0
ISHARES TR CORE MSCI EAFE 272 4K 0
ISHARES TR CORE MSCI TOTAL 228 3K 0
ISHARES TR CORE S&P SCP ETF 289 3K 0
ISHARES TR CORE S&P US GWT 524 4K 0
ISHARES TR CORE S&P US VLU 879 10K 0
ISHARES TR CORE S&P500 ETF 1K 2K 0
ISHARES TR CORE US AGGBD ET 537 6K 0
ISHARES TR GLOBAL TECH ETF 262 3K 0
ISHARES TR INTL EQTY FACTOR 413 14K 0
ISHARES TR ISHS 1-5YR INVS 338 7K 0
ISHARES TR NATIONAL MUN ETF 2K 18K 0
ISHARES TR US TREAS BD ETF 12K 529K 0
ISHARES TR USD INV GRDE ETF 679 14K 0
ISHARES TR MSCI ACWI EX US 349 7K 0
ISHARES TR IBONDS DEC 2031 4K 203K 0
ISHARES TR S&P 500 GRWT ETF 436 5K 0
J P MORGAN EXCHANGE TRADED F INCOME ETF 6K 143K 0
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 605 12K 0
JOHNSON & JOHNSON COM 200 1K 0
JPMORGAN CHASE & CO. COM 5K 24K 0
KROGER CO COM 664 13K 0
MASTERCARD INCORPORATED CL A 1K 2K 0
MCKESSON CORP COM 1K 2K 0
MERCK & CO INC COM 1K 10K 0
META PLATFORMS INC CL A 288 570 0
MICROSOFT CORP COM 2K 4K 0
NATWEST GROUP PLC SPONS ADR 2K 300K 0
NETFLIX INC COM 383 567 0
NICE LTD SPONSORED ADR 2K 12K 0
NORFOLK SOUTHN CORP COM 648 3K 0
NOVO-NORDISK A S ADR 217 2K 0
NRG ENERGY INC COM NEW 5K 70K 0
NVIDIA CORPORATION COM 5K 44K 0
NXP SEMICONDUCTORS N V COM 4K 15K 0
OREILLY AUTOMOTIVE INC COM 4K 4K 0
OTIS WORLDWIDE CORP COM 3K 34K 0
PROCTER AND GAMBLE CO COM 624 4K 0
PULTE GROUP INC COM 6K 51K 0
QUALCOMM INC COM 5K 24K 0
RELX PLC SPONSORED ADR 4K 86K 0
RESTAURANT BRANDS INTL INC COM 2K 35K 0
SCHWAB STRATEGIC TR SHT TM US TRES 224 5K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 1K 19K 0
SHERWIN WILLIAMS CO COM 4K 12K 0
SIGMATRON INTL INC COM 243 43K 0
SPDR S&P 500 ETF TR TR UNIT 395 726 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 438 818 0
STERIS PLC SHS USD 631 3K 0
TOPBUILD CORP COM 3K 8K 0
UNITED RENTALS INC COM 206 319 0
VANGUARD INDEX FDS REAL ESTATE ETF 323 4K 0
VANGUARD INDEX FDS TOTAL STK MKT 461 2K 0
VISA INC COM CL A 4K 16K 0
WALMART INC COM 278 4K 0
WILLIAMS SONOMA INC COM 7K 23K 0
ZOETIS INC CL A 671 4K 0