SEASCAPE CAPITAL MANAGEMENT,LLC
Adviser information for SEASCAPE CAPITAL MANAGEMENT,LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New Hampshire, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 685 | $353.1M |
Non-Discretionary | 0 | $0 |
Total | 685 | $353.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 22 | $2.3M |
HNW Individuals | 140 | $343.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $2.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $4.6M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Principal Office
99 BOW STREETSUITE 300 EAST
PORTSMOUTH
NH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (603)964-4480, Fax: (603)964-4490
Chief Compliance Officer
DONALD NELSON
DIRECTOR OF OPERATIONS
99 BOW STREET
SUITE 300 EAST
PORTSMOUTH
NH
United States
Tel:
(603)964-4480
Fax:
(603)964-4490
D******@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MCCARTHY, MONICA, ANN | Individual | – | MANAGING MEMBER AND PRESIDENT | 04/2005 | < 5% |
THE JAMES W. MCCARTHY REVOCABLE TRUST OF 1993 | Domestic Entity | – | SHAREHOLDER | 10/2015 | 25-50% |
THE MONICA ANN MCCARTHY TRUST | Domestic Entity | – | SHAREHOLDER | 08/2015 | 50-75% |
MCCARTHY, MONICA, ANN | Individual | THE MONICA ANN MCCARTHY TRUST | TRUSTEE AND MANAGING MEMBER | 11/2015 | 50-75% |
LITZERMAN, ANDREW, MARK | Individual | – | CHIEF INVESTMENT OFFICER | 02/2019 | < 5% |
NELSON, DONALD, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 287 | 3K | 0 |
ABBVIE INC | COM | 5K | 28K | 0 |
ACCENTURE PLC IRELAND | SHS CLASS A | 275 | 908 | 0 |
ADOBE INC | COM | 3K | 6K | 0 |
AFFILIATED MANAGERS GROUP IN | COM | 3K | 16K | 0 |
ALLSTATE CORP | COM | 212 | 1K | 0 |
ALPHABET INC | CAP STK CL A | 6K | 31K | 0 |
ALPHABET INC | CAP STK CL C | 600 | 3K | 0 |
AMAZON COM INC | COM | 1K | 6K | 0 |
AMETEK INC | COM | 3K | 16K | 0 |
AON PLC | SHS CL A | 3K | 11K | 0 |
APPLE INC | COM | 7K | 32K | 0 |
APPLIED MATLS INC | COM | 1K | 6K | 0 |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 559 | 24K | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 3K | 43K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1K | 3K | 0 |
BOOKING HOLDINGS INC | COM | 4K | 1K | 0 |
BROADCOM INC | COM | 2K | 1K | 0 |
CATERPILLAR INC | COM | 5K | 14K | 0 |
CDW CORP | COM | 4K | 19K | 0 |
CENTENE CORP DEL | COM | 3K | 41K | 0 |
CHORD ENERGY CORPORATION | COM NEW | 2K | 14K | 0 |
CHURCH & DWIGHT CO INC | COM | 4K | 38K | 0 |
CISCO SYS INC | COM | 2K | 46K | 0 |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 459 | 7K | 0 |
CORNING INC | COM | 516 | 13K | 0 |
COSTCO WHSL CORP NEW | COM | 359 | 422 | 0 |
DIAGEO PLC | SPON ADR NEW | 2K | 18K | 0 |
DISCOVER FINL SVCS | COM | 4K | 28K | 0 |
DOUBLELINE ETF TRUST | OPPORTUNISTIC BD | 22K | 493K | 0 |
DOUBLELINE ETF TRUST | COMMERCIAL REAL | 7K | 138K | 0 |
EDWARDS LIFESCIENCES CORP | COM | 3K | 33K | 0 |
ELI LILLY & CO | COM | 1K | 2K | 0 |
EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 134 | 15K | 0 |
EQUINOR ASA | SPONSORED ADR | 2K | 87K | 0 |
FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 1K | 21K | 0 |
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 21K | 496K | 0 |
FLEX LTD | ORD | 3K | 103K | 0 |
FORTINET INC | COM | 2K | 37K | 0 |
HCA HEALTHCARE INC | COM | 5K | 14K | 0 |
HOME DEPOT INC | COM | 395 | 1K | 0 |
INTERPUBLIC GROUP COS INC | COM | 2K | 76K | 0 |
ISHARES INC | MSCI EMRG CHN | 15K | 257K | 0 |
ISHARES TR | CORE MSCI EAFE | 272 | 4K | 0 |
ISHARES TR | CORE MSCI TOTAL | 228 | 3K | 0 |
ISHARES TR | CORE S&P SCP ETF | 289 | 3K | 0 |
ISHARES TR | CORE S&P US GWT | 524 | 4K | 0 |
ISHARES TR | CORE S&P US VLU | 879 | 10K | 0 |
ISHARES TR | CORE S&P500 ETF | 1K | 2K | 0 |
ISHARES TR | CORE US AGGBD ET | 537 | 6K | 0 |
ISHARES TR | GLOBAL TECH ETF | 262 | 3K | 0 |
ISHARES TR | INTL EQTY FACTOR | 413 | 14K | 0 |
ISHARES TR | ISHS 1-5YR INVS | 338 | 7K | 0 |
ISHARES TR | NATIONAL MUN ETF | 2K | 18K | 0 |
ISHARES TR | US TREAS BD ETF | 12K | 529K | 0 |
ISHARES TR | USD INV GRDE ETF | 679 | 14K | 0 |
ISHARES TR | MSCI ACWI EX US | 349 | 7K | 0 |
ISHARES TR | IBONDS DEC 2031 | 4K | 203K | 0 |
ISHARES TR | S&P 500 GRWT ETF | 436 | 5K | 0 |
J P MORGAN EXCHANGE TRADED F | INCOME ETF | 6K | 143K | 0 |
J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 605 | 12K | 0 |
JOHNSON & JOHNSON | COM | 200 | 1K | 0 |
JPMORGAN CHASE & CO. | COM | 5K | 24K | 0 |
KROGER CO | COM | 664 | 13K | 0 |
MASTERCARD INCORPORATED | CL A | 1K | 2K | 0 |
MCKESSON CORP | COM | 1K | 2K | 0 |
MERCK & CO INC | COM | 1K | 10K | 0 |
META PLATFORMS INC | CL A | 288 | 570 | 0 |
MICROSOFT CORP | COM | 2K | 4K | 0 |
NATWEST GROUP PLC | SPONS ADR | 2K | 300K | 0 |
NETFLIX INC | COM | 383 | 567 | 0 |
NICE LTD | SPONSORED ADR | 2K | 12K | 0 |
NORFOLK SOUTHN CORP | COM | 648 | 3K | 0 |
NOVO-NORDISK A S | ADR | 217 | 2K | 0 |
NRG ENERGY INC | COM NEW | 5K | 70K | 0 |
NVIDIA CORPORATION | COM | 5K | 44K | 0 |
NXP SEMICONDUCTORS N V | COM | 4K | 15K | 0 |
OREILLY AUTOMOTIVE INC | COM | 4K | 4K | 0 |
OTIS WORLDWIDE CORP | COM | 3K | 34K | 0 |
PROCTER AND GAMBLE CO | COM | 624 | 4K | 0 |
PULTE GROUP INC | COM | 6K | 51K | 0 |
QUALCOMM INC | COM | 5K | 24K | 0 |
RELX PLC | SPONSORED ADR | 4K | 86K | 0 |
RESTAURANT BRANDS INTL INC | COM | 2K | 35K | 0 |
SCHWAB STRATEGIC TR | SHT TM US TRES | 224 | 5K | 0 |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 1K | 19K | 0 |
SHERWIN WILLIAMS CO | COM | 4K | 12K | 0 |
SIGMATRON INTL INC | COM | 243 | 43K | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 395 | 726 | 0 |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 438 | 818 | 0 |
STERIS PLC | SHS USD | 631 | 3K | 0 |
TOPBUILD CORP | COM | 3K | 8K | 0 |
UNITED RENTALS INC | COM | 206 | 319 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 323 | 4K | 0 |
VANGUARD INDEX FDS | TOTAL STK MKT | 461 | 2K | 0 |
VISA INC | COM CL A | 4K | 16K | 0 |
WALMART INC | COM | 278 | 4K | 0 |
WILLIAMS SONOMA INC | COM | 7K | 23K | 0 |
ZOETIS INC | CL A | 671 | 4K | 0 |