NEWMAN LADD CAPITAL ADVISORS, LLC.
Adviser information for NEWMAN LADD CAPITAL ADVISORS, LLC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 378 | $85.6M |
| Non-Discretionary | 7 | $238,470 |
| Total | 385 | $85.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 204 | $60.9M |
| HNW Individuals | 16 | $25.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-79297 |
|---|---|
| SEC ERA File Number | 801-79297 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129860 |
| Legal Entity Identifier | None |
Principal Office
5100 WEST GENESEE STREETCAMILLUS
NY
United States
Monday - Friday, 9-5
Tel: 315-299-8979, Fax: 315-455-7150
Chief Compliance Officer
ANDREW MOEN
5100 W GENESEE ST
CAMILLUS
NY
United States
Tel:
315-701-0379
Fax:
315-455-7150
A****@***************M
(Full email address available in API data)
Industry Affiliates
| MOEN & THURSTON, ATTORNEY'S AT LAW | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOEN, ANDREW, T | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2014 | 50-75% |
| MCCARTHY, JAMES, FRANCIS | Individual | – | VICE PRESIDENT & SECRETARY | 12/2014 | 50-75% |