GLEN EAGLE ADVISORS, LLC
Adviser information for GLEN EAGLE ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,117 | $714.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3,117 | $714.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,826 | $203.7M |
| HNW Individuals | 242 | $447.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 30 | $45.6M |
| Charitable organizations | 18 | $4.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $12.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 19.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLEN EAGLE ADVISORS, LLC WRAP FEE PROGRAM | GLEN EAGLE ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-79298 |
|---|---|
| SEC ERA File Number | 801-79298 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282920 |
| Legal Entity Identifier | None |
Principal Office
4422C ROUTE 27KINGSTON
NJ
United States
Monday - Friday, 8AM - 5PM
Tel: 609-631-8231, Fax: 609-631-8237
Chief Compliance Officer
MAUREEN OBRIEN
4422C ROUTE 27
P.O. BOX 399
KINGSTON
NJ
United States
Tel:
845.522.0778
Fax:
609-631-8237
C*********@***************M
(Full email address available in API data)
Regulatory Contact
ROBERT
MICHEL
4422C ROUTE 27
P.O. BOX 399
KINGSTON
NJ
United States
Tel:
609-631-8231
Fax:
609-631-8237
R******@***************M
(Full email address available in API data)
Industry Affiliates
| GLEN EAGLE WEALTH, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLEN EAGLE INVESTMENTS, INC. | Domestic Entity | – | OWNER | 05/1988 | > 75% |
| MICHEL, SUSAN, ANN | Individual | GLEN EAGLE INVESTMENTS, LLC | COMMON SHAREHOLDER | 05/1988 | > 75% |
| MICHEL, SUSAN, ANN | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2012 | < 5% |
| MICHEL, ROBERT, Freeman | Individual | GLEN EAGLE INVESTMENTS, INC. | COMMON SHAREHOLDER | 01/2023 | |
| FERNANDEZ, CAROL ANN | Individual | – | CHIEF FINANCIAL AND OPERATIONS PRINCIPAL | 07/2019 | < 5% |
| MICHEL, ROBERT, Freeman | Individual | – | CIO | 01/2018 | < 5% |
| FERNANDEZ, CAROL ANN | Individual | GLEN EAGLE INVESTMENTS, INC. | COMMON SHAREHOLDER | 01/2023 | |
| OBRIEN-ADERHOLDT, MAUREEN, MARY MARGARET | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |