Hedge Fund Database

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. Legal Name

Adviser information for ARLINGTON WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 745 $154.7M
Non-Discretionary 0 $0
Total 745 $154.7M

Clients

Type Number RAUM
Individuals 164 $49.3M
HNW Individuals 61 $98.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $7.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshopsWEALTH MANAGEMENT SERVICES
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-79318
SEC ERA File Number 801-79318
SEC CIK Numbers 1606507
SEC CRD Numbers 114801
Legal Entity Identifier None

Principal Office

21 S. EVERGREEN AVENUE
SUITE 100
ARLINGTON HEIGHTS
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 847-670-4030, Fax: 847-670-4034

Websites

www.arlington-capital.com arlington-wealth.com www.facebook.com/arlingtonwealthmanagement www.linkedin.com/company/arlington-wealth-mngmt/

Chief Compliance Officer

JOHN T. HOLLAHAN
SENIOR PORTFOLIO MANAGER
21 S. EVERGREEN AVENUE
SUITE 100
ARLINGTON HEIGHTS
IL
United States
Tel: 847-670-4030
Fax: 847-670-4034
(Full email address available in API data)

Regulatory Contact

JOSEPH LOPRESTI
PRESIDENT
21 S. EVERGREEN AVENUE
SUITE 100
ARLINGTON HEIGHTS
IL
United States
Tel: 847-670-4030
Fax: 847-670-4034
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LOPRESTI, JOSEPH, FRANK Individual – PRESIDENT, OWNER 07/2004 > 75%
HOLLAHAN, JOHN, THOMAS Individual – CHIEF COMPLIANCE OFFICER AND SR. PORTFOLIO MANAGER 07/2016 10-25%

No. Employees, Historic

1050201920202021202220232024202510 on 9/23/201910 on 10/7/201910 on 10/22/20197 on 5/12/20207 on 6/26/20207 on 3/23/20217 on 12/9/20215 on 3/30/20224 on 3/29/20234 on 12/19/20234 on 3/21/2024

RAUM, Historic

300M150M02019202020212022202320242025202481439 on 9/23/2019202481439 on 10/7/2019202481439 on 10/22/2019174359765 on 5/12/2020174359765 on 6/26/2020116958262 on 3/23/2021116958262 on 12/9/2021119660804 on 3/30/2022143804451 on 3/29/2023143804451 on 12/19/2023154749803 on 3/21/2024

No. Clients, Historic

30015002019202020212022202320242025284 on 9/23/2019284 on 10/7/2019284 on 10/22/2019227 on 5/12/2020227 on 6/26/2020167 on 3/23/2021167 on 12/9/2021155 on 3/30/2022231 on 3/29/2023231 on 12/19/2023225 on 3/21/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 224K 1K –
ABRDN INCOME CREDIT STRATEGI COM 488K 72K –
ACM RESH INC COM CL A 2M 77K –
ADVANCED MICRO DEVICES INC COM 491K 3K –
ALKAMI TECHNOLOGY INC COM 2M 69K –
ALLSPRING UTILITIES AND HIGH WF UTILITIES INC 155K 16K –
ALPHABET INC CAP STK CL C 1M 8K –
AMAZON COM INC COM 791K 4K –
APPLE INC COM 479K 2K –
ARISTA NETWORKS INC COM 3M 7K –
BARCLAYS BANK PLC IPATH B MID TRM 3M 201K –
BARCLAYS BANK PLC IPTH SR B S&P 2M 196K –
BIONTECH SE SPONSORED ADS 209K 3K –
BLACKROCK MUNI INCOME TR II COM 209K 19K –
BNY MELLON MUN BD INFRASTRUC COM SHS 220K 21K –
BROADCOM INC COM 2M 1K –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 696K 55K –
COSTCO WHSL CORP NEW COM 1M 1K –
CROWDSTRIKE HLDGS INC CL A 2M 6K –
DELL TECHNOLOGIES INC CL C 403K 3K –
DENISON MINES CORP COM 851K 428K –
DOMINION ENERGY INC COM 806K 16K –
EATON VANCE TAX MNGED BUY WR COM 507K 36K –
ENCORE ENERGY CORP COM NEW 853K 216K –
FIRST TR EXCHANGE-TRADED FD VEST GOLD STRTGY 2M 90K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 208K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 203K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 202K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 203K 6K –
FLAHERTY & CRUMRINE PFD INCO COM 148K 17K –
GABELLI CONV & INC SECS FD I COM 102K 28K –
GE AEROSPACE COM NEW 218K 1K –
GLOBAL X FDS GB MSCI AR ETF 2M 36K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 311K 6K –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 662K 56K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 430K 69K –
INNOVATOR ETFS TRUST INTRNL DEV JULY 213K 8K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 453K 9K –
INNOVATOR ETFS TRUST INTL DEV PWR BUF 203K 7K –
INNOVATOR ETFS TRUST INTERNATIONAL DV 218K 7K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 209K 7K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 450K 10K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 456K 10K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 701K 12K –
INNOVATOR ETFS TRUST INVATR 20 PLS 9 2M 78K –
INNOVATOR ETFS TRUST INVTOR 2 PLS 5 836K 42K –
INTEL CORP COM 1M 40K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2031 CP 482K 30K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ISHARES GOLD TR ISHARES NEW 11M 249K –
ISHARES TR EAFE VALUE ETF 721K 14K –
ISHARES TR CORE US AGGBD ET 478K 5K –
ISHARES TR U.S. TECH ETF 220K 1K –
ISHARES TR 20 YR TR BD ETF 9M 99K –
ISHARES TR IBOXX INV CP ETF 2M 23K –
ISHARES TR EXPANDED TECH 4M 42K –
ISHARES TR MSCI POLAND ETF 2M 88K –
ISHARES TR US HOME CONS ETF 5M 52K –
ISHARES TR IBOND DEC 2030 469K 24K –
LENNOX INTL INC COM 2M 3K –
M/I HOMES INC COM 1M 11K –
META PLATFORMS INC CL A 558K 1K –
MICROSOFT CORP COM 1M 3K –
MICROSTRATEGY INC CL A NEW 229K 166 –
MODERNA INC COM 233K 2K –
NEXGEN ENERGY LTD COM 1M 165K –
NUVEEN MUN HIGH INCOME OPPOR COM 215K 20K –
NUVEEN SELECT MAT MUN FD SH BEN INT 205K 23K –
NVIDIA CORPORATION COM 8M 61K –
OXFORD LANE CAP CORP COM 769K 142K –
PIMCO GLOBAL STOCKSPLS INCM COM 97K 13K –
PIMCO MUN INCOME FD III COM 197K 25K –
PROSHARES TR ULTRASHRT S&P500 3M 147K –
QUALCOMM INC COM 314K 2K –
SELECT SECTOR SPDR TR SBI MATERIALS 204K 2K –
SELECT SECTOR SPDR TR FINANCIAL 221K 5K –
SELECT SECTOR SPDR TR INDL 205K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 16K –
SELECT SECTOR SPDR TR SBI CONS STPLS 299K 4K –
SELECT SECTOR SPDR TR SBI CONS DISCR 215K 1K –
SELECT SECTOR SPDR TR RL EST SEL SEC 303K 8K –
SELECT SECTOR SPDR TR COMMUNICATION 333K 4K –
SKYWATER TECHNOLOGY INC COM 78K 10K –
SPDR SER TR S&P HOMEBUILD 231K 2K –
SPROTT FDS TR URANIUM MINERS E 2M 44K –
SUPER MICRO COMPUTER INC COM 1M 2K –
URANIUM ENERGY CORP COM 1M 223K –
VANECK ETF TRUST SEMICONDUCTR ETF 5M 21K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3M 64K –
VANGUARD WORLD FD UTILITIES ETF 426K 3K –
VERTIV HOLDINGS CO COM CL A 892K 10K –
VIRTUS CONVERTIBLE & INCOME COM 474K 145K –