PL CAPITAL ADVISORS, LLC

Adviser information for PL CAPITAL ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $304.9M
Non-Discretionary 0 $0
Total 4 $304.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $304.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-79328
SEC ERA File Number 801-79328
SEC CIK Numbers 1569147
SEC CRD Numbers 162083
Legal Entity Identifier None

Principal Office

750 ELEVENTH STREET SOUTH
SUITE 202
NAPLES
FL
United States
Monday - Friday, 9AM-5PM
Tel: 239-777-0187, Fax: 630-848-1342

Chief Compliance Officer

MATT C. DWYER
47 EAST CHICAGO AVENUE
SUITE 328
NAPERVILLE
IL
United States
Tel: 630-857-3003
Fax: 630-848-1342
(Full email address available in API data)

Regulatory Contact

JOHN W. PALMER
CO-MANAGING MEMBER
750 ELEVENTH STREET SOUTH
SUITE 202
NAPLES
FL
United States
Tel: 239-777-0187
Fax: 630-848-1342
(Full email address available in API data)

Industry Affiliates

GOODBODY / PL CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
PL CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FINANCIAL EDGE FUND, L.P. Hedge Fund $131.8M $0.3M 91
FINANCIAL EDGE STRATEGIC FUND, L.P. Hedge Fund $77.9M $0.3M 86
GOODBODY/PL CAPITAL, L.P. Hedge Fund $65.3M $0.3M 92
PL CAPITAL/FOCUSED FUND, L.P. Hedge Fund $29.8M $0.5M 28

Control Persons

Name Type Entity Title Since Ownership
PALMER, JOHN, WILLIAM Individual CO-MANAGING MEMBER 01/1996 50-75%
LASHLEY, RICHARD, J Individual CO-MANAGING MEMBER 01/1996 50-75%
DWYER, MATTHEW, CHRISTOPHER Individual CHIEF COMPLIANCE OFFICER 12/2014 < 5%
DAVIS, CATHERINE, ELIZABETH Individual CHIEF FINANCIAL OFFICER 08/2016 < 5%

No. Employees, Historic

10502020202120222023202420257 on 3/26/20207 on 3/22/20217 on 3/14/20228 on 3/23/20238 on 3/18/20248 on 3/20/2024

RAUM, Historic

500M250M0202020212022202320242025431625382 on 3/26/2020361472594 on 3/22/2021452107257 on 3/14/2022378815136 on 3/23/2023304853451 on 3/18/2024304853451 on 3/20/2024

No. Clients, Historic

10502020202120222023202420255 on 3/26/20205 on 3/22/20215 on 3/14/20225 on 3/23/20234 on 3/18/20244 on 3/20/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGNC INVT COM 6M 593K
AMERIS BANCORP COM 2M 34K
ANNALY CAPITAL MANAGEMENT COM NEW 3M 153K
BANC OF CALIFORNIA COM 41M 3M
CF BANKSHARES COM 700K 37K
COMERICA COM 1M 29K
COMMUNITY WEST BANCSHARES COM 8M 426K
ENTERPRISE FINL SERVICES COM 29M 704K
EVANS BANCORP COM NEW 17M 605K
F N B COM 19M 1M
FIFTH THIRD BANCORP COM 2M 44K
FINANCIAL INSTITUTIONS COM 7M 349K
FINWARD BANCORP COM 9M 355K
FIRST BANK COM 6M 479K
FIRST MERCHANTS COM 23M 686K
HORIZON BANCORP COM 20M 2M
INDEPENDENT BANK COM 9M 319K
INVESCO MORTGAGE CAPITAL COM 2M 200K
LUMENT FINANCE TRUST COM 871K 363K
MAGYAR BANCORP COM 3M 255K
MERCHANTS BANCORP COM 8M 188K
NEW YORK COMMUNITY BANCORP COM 3M 940K
OLD POINT FINL COM 11M 721K
PRIMIS FINANCIAL COM 5M 475K
PROVIDENT FINL SERVICES COM 2M 134K
SB FINL GROUP COM 394K 28K
VALLEY NATIONAL BANCORP COM 698K 100K
ZIONS BANCORPORATION N A COM 4M 100K