PL CAPITAL ADVISORS, LLC
Adviser information for PL CAPITAL ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 4 | $304.9M |
Non-Discretionary | 0 | $0 |
Total | 4 | $304.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $304.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
750 ELEVENTH STREET SOUTHSUITE 202
NAPLES
FL
United States
Monday - Friday, 9AM-5PM
Tel: 239-777-0187, Fax: 630-848-1342
Websites
Chief Compliance Officer
MATT C. DWYER
47 EAST CHICAGO AVENUE
SUITE 328
NAPERVILLE
IL
United States
Tel:
630-857-3003
Fax:
630-848-1342
M*****@***************M
(Full email address available in API data)
Regulatory Contact
JOHN W. PALMER
CO-MANAGING MEMBER
750 ELEVENTH STREET SOUTH
SUITE 202
NAPLES
FL
United States
Tel:
239-777-0187
Fax:
630-848-1342
J******@***************M
(Full email address available in API data)
Industry Affiliates
GOODBODY / PL CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
PL CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
FINANCIAL EDGE FUND, L.P. | Hedge Fund | $131.8M | $0.3M | 91 |
FINANCIAL EDGE STRATEGIC FUND, L.P. | Hedge Fund | $77.9M | $0.3M | 86 |
GOODBODY/PL CAPITAL, L.P. | Hedge Fund | $65.3M | $0.3M | 92 |
PL CAPITAL/FOCUSED FUND, L.P. | Hedge Fund | $29.8M | $0.5M | 28 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PALMER, JOHN, WILLIAM | Individual | – | CO-MANAGING MEMBER | 01/1996 | 50-75% |
LASHLEY, RICHARD, J | Individual | – | CO-MANAGING MEMBER | 01/1996 | 50-75% |
DWYER, MATTHEW, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
DAVIS, CATHERINE, ELIZABETH | Individual | – | CHIEF FINANCIAL OFFICER | 08/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AGNC INVT | COM | 6M | 593K | – |
AMERIS BANCORP | COM | 2M | 34K | – |
ANNALY CAPITAL MANAGEMENT | COM NEW | 3M | 153K | – |
BANC OF CALIFORNIA | COM | 41M | 3M | – |
CF BANKSHARES | COM | 700K | 37K | – |
COMERICA | COM | 1M | 29K | – |
COMMUNITY WEST BANCSHARES | COM | 8M | 426K | – |
ENTERPRISE FINL SERVICES | COM | 29M | 704K | – |
EVANS BANCORP | COM NEW | 17M | 605K | – |
F N B | COM | 19M | 1M | – |
FIFTH THIRD BANCORP | COM | 2M | 44K | – |
FINANCIAL INSTITUTIONS | COM | 7M | 349K | – |
FINWARD BANCORP | COM | 9M | 355K | – |
FIRST BANK | COM | 6M | 479K | – |
FIRST MERCHANTS | COM | 23M | 686K | – |
HORIZON BANCORP | COM | 20M | 2M | – |
INDEPENDENT BANK | COM | 9M | 319K | – |
INVESCO MORTGAGE CAPITAL | COM | 2M | 200K | – |
LUMENT FINANCE TRUST | COM | 871K | 363K | – |
MAGYAR BANCORP | COM | 3M | 255K | – |
MERCHANTS BANCORP | COM | 8M | 188K | – |
NEW YORK COMMUNITY BANCORP | COM | 3M | 940K | – |
OLD POINT FINL | COM | 11M | 721K | – |
PRIMIS FINANCIAL | COM | 5M | 475K | – |
PROVIDENT FINL SERVICES | COM | 2M | 134K | – |
SB FINL GROUP | COM | 394K | 28K | – |
VALLEY NATIONAL BANCORP | COM | 698K | 100K | – |
ZIONS BANCORPORATION N A | COM | 4M | 100K | – |