FINEPOINT CAPITAL LP
Adviser information for FINEPOINT CAPITAL LP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $4.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $4.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
500 BOYLSTON STREET, 24TH FLOORBOSTON
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 617-336-2200, Fax: 617-336-2276
Websites
Chief Compliance Officer
STACY VEZINA
GENERAL COUNSEL
500 BOYLSTON STREET, 24TH FLOOR
BOSTON
MA
United States
Tel:
617-336-2212
Fax:
617-336-2276
S******@***************M
(Full email address available in API data)
Industry Affiliates
| FINEPOINT PARTNERS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FINEPOINT CAPITAL PARTNERS I, L.P. | Hedge Fund | $1,811.9M | $10.0M | 88 |
| FINEPOINT CAPITAL PARTNERS II, L.P. | Hedge Fund | $2,206.9M | $10.0M | 55 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAGNER, HERBERT, SCHWIND | Individual | – | MANAGING PARTNER (CHIEF EXECUTIVE OFFICER) | 03/2013 | 50-75% |
| FPCAP LLC | Domestic Entity | – | GENERAL PARTNER | 03/2013 | < 5% |
| WAGNER, HERBERT, SCHWIND | Individual | FPCAP LLC | MANAGING MEMBER | 03/2013 | > 75% |
| VEZINA, STACY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 02/2014 | < 5% |
| WAGNER, CHARLOTTE, CRAMER | Individual | – | LIMITED PARTNER | 03/2013 | 25-50% |
| LEFKOWITZ, STEVEN, LAURENCE | Individual | – | PARTNER AND CHIEF OPERATING OFFICER | 06/2013 | < 5% |
| ALEXANDRA CRAMER WAGNER 2014 TRUST | Domestic Entity | BRATTLE HOLDINGS LLC | MEMBER | 07/2014 | 25-50% |
| BRATTLE HOLDINGS LLC | Domestic Entity | – | LIMITED PARTNER | 07/2014 | 10-25% |
| CLAIRE CRAMER WAGNER 2014 TRUST | Domestic Entity | BRATTLE HOLDINGS LLC | MEMBER | 07/2014 | 25-50% |
| LUKE CRAMER WAGNER 2014 TRUST | Domestic Entity | BRATTLE HOLDINGS LLC | MEMBER | 07/2014 | 25-50% |
| CASPER, MICHAEL, JAY | Individual | BRATTLE HOLDINGS LLC | TRUSTEE | 07/2014 | |
| CRAMER MELNIK, MELISSA, ROSE | Individual | BRATTLE HOLDINGS LLC | TRUSTEE | 07/2014 | |
| CAFLISCH, TIMOTHY, STEPHEN | Individual | – | PARTNER | 02/2020 | < 5% |
| STOLLER, ERIN, BURKE | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACADIA PHARMACEUTICALS INC | COM | 15M | 905K | – |
| ARGENX SE | SPONSORED ADR | 23M | 54K | – |
| ARVINAS INC | COM | 15M | 574K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 26M | 189K | – |
| CALIDI BIOTHERAPEUTICS INC | COM NEW | 25K | 125K | – |
| CALIDI BIOTHERAPEUTICS INC | *W EXP 03/14/202 | 28K | 655K | – |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 192K | 548K | – |
| COMPASS DIGITAL ACQUISITION CORP | *W EXP 09/29/202 | 28K | 460K | – |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 45K | 408K | – |
| CYTOKINETICS INC | COM NEW | 14M | 256K | – |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 6M | 707K | – |
| GALAPAGOS NV | SPON ADR | 13M | 543K | – |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 33K | 490K | – |
| LIBERTY BROADBAND CORP | COM SER C | 109M | 2M | – |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 27K | 735K | – |
| MONEYHERO LIMITED | *W EXP 09/13/202 | 72K | 895K | – |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 17M | 389K | – |
| PROTHENA CORP PLC | SHS | 9M | 433K | – |
| RELAY THERAPEUTICS INC | COM | 10M | 2M | – |
| REVOLUTION MEDICINES INC | COM | 28M | 729K | – |
| SAREPTA THERAPEUTICS INC | COM | 21M | 133K | – |
| SOLID BIOSCIENCES INC | COM NEW | 5M | 961K | – |
| SPRINGWORKS THERAPEUTICS INC | COM | 24M | 638K | – |
| SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | 39K | 490K | – |
| TRAVERE THERAPEUTICS INC | COM | 15M | 2M | – |