FREEDOM WEALTH ALLIANCE
FREEDOM WEALTH ALLIANCE, LLC Legal Name
Adviser information for FREEDOM WEALTH ALLIANCE last updated from Form ADV on March 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,600 | $278.7M |
| Non-Discretionary | 13 | $1.1M |
| Total | 1,613 | $279.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 631 | $171.2M |
| HNW Individuals | 76 | $103.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $3.9M |
| Charitable organizations | 2 | $817,030 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 175.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FREEDOM WEALTH ALLIANCE WRAP PROGRAM | FREEDOM WEALTH ALLIANCE |
Principal Office
675 NORTH BARKER ROADSUITE 220
BROOKFIELD
WI
United States
Monday - Friday, 8:30 - 4:30
Tel: 262-798-7979, Fax: 262-798-8950
Chief Compliance Officer
KURT R. ROZMAN
PRESIDENT
675 NORTH BARKER ROAD
SUITE 220
BROOKFIELD
WI
United States
Tel:
(262) 798-7979
Fax:
(262) 798-8950
K******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROZMAN, KURT, RICHARD | Individual | – | PRESIDENT / CCO | 02/2014 | > 75% |