AUA PRIVATE EQUITY PARTNERS, LLC
Adviser information for AUA PRIVATE EQUITY PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $552.5M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $552.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $552.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesADVISORY, MONITORING AND OTHER SIMILAR FEES |
Identifiers
| SEC RIA File Number | 801-79337 |
|---|---|
| SEC ERA File Number | 801-79337 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170597 |
| Legal Entity Identifier | None |
Principal Office
1 NORTH CLEMATIS STREETSUITE 500
WEST PALM BEACH
FL
United States
Monday - Friday, 8:30AM - 6:00PM
Tel: 561-851-9500, Fax: 561-851-9521
Chief Compliance Officer
STEVEN A. FLYER
PARTNER
1 NORTH CLEMATIS STREET
SUITE 500
WEST PALM BEACH
FL
United States
Tel:
561-851-9520
Fax:
561-851-9521
S***********@************M
(Full email address available in API data)
Industry Affiliates
| AUA PRIVATE EQUITY INVESTMENTS GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| AUA PRIVATE EQUITY INVESTMENTS GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| AUA, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AUA BURRITO PARTNERS, LLC | Private Equity Fund | $0.0M | $0.0M | 9 |
| AUA CULINARY PARTNERS, LLC | Private Equity Fund | $87.8M | $0.0M | 11 |
| AUA DOUGH PARTNERS, LLC | Private Equity Fund | $1.8M | $0.0M | 4 |
| AUA ETHNIC HOLDINGS, LLC | Private Equity Fund | $0.0M | $0.0M | 8 |
| AUA NUTRITION PARTNERS, LLC | Private Equity Fund | $1.5M | $0.0M | 5 |
| AUA PRIVATE EQUITY FUND II, LP | Private Equity Fund | $252.6M | $1.0M | 67 |
| AUA PRIVATE EQUITY FUND, LP | Private Equity Fund | $34.4M | $0.1M | 50 |
| AUA PRIVATE EQUITY PARALLEL FUND II B, LP | Private Equity Fund | $6.4M | $1.0M | 9 |
| AUA PRIVATE EQUITY PARALLEL FUND II, LP | Private Equity Fund | $88.6M | $0.1M | 8 |
| AUA PRIVATE EQUITY PARALLEL FUND, LP | Private Equity Fund | $24.9M | $0.1M | 13 |
| AUA PUDDING PARTNERS | Private Equity Fund | $4.9M | $0.0M | 6 |
| AUA SMOKEHOUSE HOLDINGS, LLC | Private Equity Fund | $49.6M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLYER, STEVEN, ARTHUR | Individual | – | PARTNER/CCO | 11/2011 | 10-25% |
| UNANUE, ANDREW | Individual | – | MANAGING MEMBER | 11/2011 | 50-75% |
| CHIHI, KYCE, BEN | Individual | – | MANAGING DIRECTOR | 11/2011 | 5-10% |
| BENYAMINY, DAVID | Individual | – | PARTNER | 11/2011 | 10-25% |