STOLPER ASSET MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Oklahoma, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	163	$264.1M
Non-Discretionary	0	$0
Total	163	$264.1M

Clients

Type	Number	RAUM
Individuals	105	$46.6M
HNW Individuals	58	$217.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	264.1M
Both for Same	0

Portfolio Manager to Program	Sponsor
AMBASSADOR	RAYMOND JAMES & ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-79338
SEC ERA File Number	801-79338
SEC CIK Numbers	1808195
SEC CRD Numbers	132962
Legal Entity Identifier	None

Principal Office

1924 S UTICA AVE STE 805
TULSA
OK
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic