Hedge Fund Database

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

GERBER KAWASAKI, INC. Legal Name

Adviser information for GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 48
Investment Advisory/Research 29
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 31
Licensed Agents of an Insurance Company 27
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 17,285 $2.4B
Non-Discretionary 75 $154.1M
Total 17,360 $2.6B

Clients

Type Number RAUM
Individuals 12,334 $1.1B
HNW Individuals 554 $1.2B
Banking or thrift institutions 0 $0
Investment companies 1 $18.6M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 260 $146.6M
Charitable organizations 39 $9.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 90 $66.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesTHIRD-PARTY ADVISORY FEES
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-79339
SEC ERA File Number 801-79339
SEC CIK Numbers 1666736
SEC CRD Numbers 153649
Legal Entity Identifier None

Principal Office

2716 OCEAN PARK BLVD #2020-2022
SANTA MONICA
CA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 310-399-6397, Fax: 310-392-4018

Websites

getinvested.me www.gerberkawasakifinancialadvisors.com www.gerberkawasaki.com gkviewpoint.com my-moneypage.com twitter.com/gerberkawasaki www.instagram.com/gerberkawasaki/ www.facebook.com/gerberkawasaki www.tiktok.com/@gerberkawasaki?lang=en podcasts.apple.com/us/podcast/future-money/id1600544420?uo=4 open.spotify.com/show/6gyluwq9xivbjd3qi7luxx www.linkedin.com/company/gerberkawasaki/ www.youtube.com/user/gerberkawasaki

Chief Compliance Officer

DANILO KAWASAKI
VICE PRESIDENT
2716 OCEAN PARK BLVD #2020-2022
SANTA MONICA
CA
United States
Tel: 310-399-6397
Fax: 310-392-4018
(Full email address available in API data)

Regulatory Contact

ROSS M. GERBER
PRESIDENT AND CEO
2716 OCEAN PARK BLVD #2020-2022
SANTA MONICA
CA
United States
Tel: 310-399-6397
Fax: 310-392-4018
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GERBER, ROSS, MATTHEW Individual – PRESIDENT/CHIEF EXECUTIVE OFFICER 05/2010 25-50%
KAWASAKI, DANILO Individual – VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 05/2010 25-50%

No. Employees, Historic

50250201920202021202220232024202526 on 9/5/201930 on 3/2/202030 on 6/25/202030 on 8/5/202030 on 9/9/202030 on 9/28/202030 on 9/28/202034 on 3/10/202134 on 4/22/202134 on 6/22/202134 on 8/12/202134 on 8/31/202134 on 11/16/202145 on 3/28/202245 on 4/14/202246 on 3/6/202346 on 3/6/202346 on 3/14/202346 on 3/24/202346 on 5/16/202346 on 8/8/202346 on 12/7/202348 on 3/29/2024

RAUM, Historic

3B2B02019202020212022202320242025778248357 on 9/5/20191126713207 on 3/2/20201126713207 on 6/25/20201126713207 on 8/5/20201126713207 on 9/9/20201126713207 on 9/28/20201126713207 on 9/28/20201806566920 on 3/10/20211806566920 on 4/22/20211806566920 on 6/22/20211806566920 on 8/12/20211806566920 on 8/31/20211806566920 on 11/16/20212028386000 on 3/28/20222028386000 on 4/14/20222194533583 on 3/6/20232194533583 on 3/6/20232194533583 on 3/14/20232194533583 on 3/24/20232194533583 on 5/16/20232194533583 on 8/8/20232194533583 on 12/7/20232593632962 on 3/29/2024

No. Clients, Historic

20,00010,000020192020202120222023202420253965 on 9/5/20196077 on 3/2/20206077 on 6/25/20206077 on 8/5/20206077 on 9/9/20206077 on 9/28/20206077 on 9/28/20208308 on 3/10/20218308 on 4/22/20218309 on 6/22/20218309 on 8/12/20218309 on 8/31/20218309 on 11/16/202110974 on 3/28/202210974 on 4/14/202212060 on 3/6/202312060 on 3/6/202312060 on 3/14/202312060 on 3/24/202312060 on 5/16/202312060 on 8/8/202312060 on 12/7/202313278 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 229K 2K –
ABBVIE INC COM 786K 5K –
ADOBE SYSTEMS INCORPORATED COM 2M 3K –
ADVANCED MICRO DEVICES INC COM 3M 16K –
ADVISORSHARES TR GERBER KAWASAKI 17M 779K –
ADVISORSHARES TR PURE US CANNABIS 764K 104K –
AIRBNB INC COM CL A 299K 2K –
ALPHABET INC CAP STK CL A 8M 41K –
ALPHABET INC CAP STK CL C 42M 230K –
AMAZON COM INC COM 30M 156K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 571K 11K –
AMERICAN CENTY ETF TR INTL EQT ETF 178K 3K –
AMERICAN CENTY ETF TR US EQT ETF 282K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 15K –
AMERICAN EXPRESS CO COM 482K 2K –
AMERICAN TOWER CORP NEW COM 204K 1K –
AMGEN INC COM 2M 7K –
APPLE INC COM 77M 365K –
APPLIED MATLS INC COM 224K 950 –
ARISTA NETWORKS INC COM 614K 2K –
ASML HOLDING N V N Y REGISTRY SHS 4M 4K –
AXON ENTERPRISE INC COM 2M 6K –
BANK AMERICA CORP COM 764K 19K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
BLACKROCK CORPOR HI YLD FD I COM 155K 16K –
BLACKROCK INC COM 236K 299 –
BLACKSTONE INC COM 9M 72K –
BOEING CO COM 200K 1K –
BROADCOM INC COM 3M 2K –
CAPITAL GROUP CORE BALANCED SHS 272K 9K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 5M 167K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 27M 811K –
CAPITAL GROUP FIXED INCOME E CORE PLUS INCM 367K 17K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 7M 221K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 26M 805K –
CATERPILLAR INC COM 440K 1K –
CHEVRON CORP NEW COM 808K 5K –
CISCO SYS INC COM 209K 4K –
CLOUDFLARE INC CL A COM 382K 5K –
COCA COLA CO COM 394K 6K –
COLGATE PALMOLIVE CO COM 291K 3K –
COLLECTIVE AUDIENCE INC COM 5K 10K –
COSTCO WHSL CORP NEW COM 3M 4K –
CROCS INC COM 551K 4K –
CROWDSTRIKE HLDGS INC CL A 5M 14K –
CSX CORP COM 241K 7K –
DANAHER CORPORATION COM 326K 1K –
DATADOG INC CL A COM 254K 2K –
DECKERS OUTDOOR CORP COM 293K 303 –
DEERE & CO COM 2M 4K –
DELL TECHNOLOGIES INC CL C 9M 66K –
DIGITAL RLTY TR INC COM 1M 7K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 334K 9K –
DIMENSIONAL ETF TRUST US EQUITY ETF 381K 6K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 336K 9K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 222K 4K –
DISNEY WALT CO COM 13M 130K –
DOCUSIGN INC COM 3M 55K –
ELECTRONIC ARTS INC COM 604K 4K –
ELEVANCE HEALTH INC COM 307K 566 –
EXXON MOBIL CORP COM 650K 6K –
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 494K 15K –
FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 2M 36K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 231K 6K –
FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 2M 43K –
FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 495K 11K –
FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 348K 8K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 470K 16K –
FLEXSHARES TR IBOXX 3R TARGT 323K 14K –
FS KKR CAP CORP COM 2M 106K –
GENERAL DYNAMICS CORP COM 400K 1K –
GENERAL ELECTRIC CO COM NEW 183K 1K –
GENUINE PARTS CO COM 581K 4K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 3K 10K –
GLOBAL X FDS 1-3 MONTH T-BILL 3M 26K –
GLOBAL X FDS ARTIFICIAL ETF 267K 7K –
GLOBAL X FDS FINTECH ETF 3M 121K –
GLOBAL X FDS LITHIUM BTRY ETF 438K 11K –
GLOBAL X FDS US INFR DEV ETF 9M 253K –
GLOBAL X FDS US PFD ETF 2M 108K –
GOLD ROYALTY CORP COMMON SHARES 17K 12K –
GOLD TR ISHARES NEW 3M 77K –
GOLDMAN SACHS ETF TR ACCES TREASURY 942K 9K –
HASHICORP INC COM CL A 3M 99K –
HOME DEPOT INC COM 13M 38K –
HONEYWELL INTL INC COM 210K 981 –
IDEXX LABS INC COM 241K 494 –
INNOVATIVE INDL PPTYS INC COM 882K 8K –
INNOVID CORP COMMON STOCK 25K 14K –
INTEL CORP COM 224K 7K –
INTUITIVE SURGICAL INC COM NEW 574K 1K –
INVESCO EXCH TRADED FD TR II CALIF AMT MUN 25M 1M –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 151M 765K –
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 4M 160K –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 7M 298K –
INVESCO EXCH TRADED FD TR II SOLAR ETF 1M 37K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 318K 3K –
INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 20M 313K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 10M 102K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 14M 439K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 11K –
INVESCO QQQ TR UNIT SER 1 12M 26K –
INVESCO SR INCOME TR COM 143K 33K –
IRON MTN INC DEL COM 573K 6K –
ISHARES BITCOIN TR SHS 1M 32K –
ISHARES INC CORE MSCI EMKT 448K 8K –
ISHARES INC MSCI WORLD ETF 12M 78K –
ISHARES TR 0-5YR HI YL CP 875K 21K –
ISHARES TR 20 YR TR BD ETF 4M 47K –
ISHARES TR 7-10 YR TRSY BD 658K 7K –
ISHARES TR BROAD USD HIGH 949K 26K –
ISHARES TR CALIF MUN BD ETF 560K 10K –
ISHARES TR CORE MSCI TOTAL 47M 689K –
ISHARES TR CORE S&P MCP ETF 605K 10K –
ISHARES TR CORE S&P SCP ETF 985K 9K –
ISHARES TR CORE S&P TTL STK 233K 2K –
ISHARES TR CORE S&P500 ETF 19M 34K –
ISHARES TR CORE US AGGBD ET 62M 639K –
ISHARES TR EAFE GRWTH ETF 384K 4K –
ISHARES TR ESG AWR MSCI USA 1M 8K –
ISHARES TR EXPANDED TECH 828K 10K –
ISHARES TR FLTG RATE NT ETF 2M 43K –
ISHARES TR GL CLEAN ENE ETF 537K 40K –
ISHARES TR IBOXX INV CP ETF 372K 3K –
ISHARES TR ISHARES BIOTECH 3M 22K –
ISHARES TR ISHARES SEMICDTR 21M 87K –
ISHARES TR MSCI INTL VLU FT 413K 15K –
ISHARES TR MSCI USA ESG SLC 1M 10K –
ISHARES TR MSCI USA MIN VOL 11M 127K –
ISHARES TR MSCI USA QLT FCT 392K 2K –
ISHARES TR NATIONAL MUN ETF 7M 64K –
ISHARES TR PFD AND INCM SEC 7M 218K –
ISHARES TR RUS 1000 ETF 460K 2K –
ISHARES TR RUS 1000 GRW ETF 421K 1K –
ISHARES TR RUS 1000 VAL ETF 226K 1K –
ISHARES TR RUS 2000 GRW ETF 273K 1K –
ISHARES TR RUSSELL 2000 ETF 1M 6K –
ISHARES TR S&P 500 GRWT ETF 764K 8K –
ISHARES TR S&P 500 VAL ETF 304K 2K –
ISHARES TR S&P SML 600 GWT 174K 1K –
ISHARES TR SELECT DIVID ETF 208K 2K –
ISHARES TR U.S. FINLS ETF 2M 26K –
ISHARES TR U.S. MED DVC ETF 12M 223K –
ISHARES TR U.S. UTILITS ETF 517K 6K –
ISHARES TR US AER DEF ETF 2M 17K –
ISHARES TR US HOME CONS ETF 6M 61K –
ISHARES U S ETF TR BLACKROCK ST MAT 253K 5K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 8M 177K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 13M 249K –
JOHNSON & JOHNSON COM 406K 3K –
JPMORGAN CHASE & CO COM 3M 13K –
KROGER CO COM 226K 5K –
LENNAR CORP CL A 8M 52K –
LILLY ELI & CO COM 2M 2K –
LOCKHEED MARTIN CORP COM 1M 3K –
LPL FINL HLDGS INC COM 8M 28K –
LULULEMON ATHLETICA INC COM 455K 2K –
MARSH & MCLENNAN COS INC COM 252K 1K –
MASTERCARD INCORPORATED CL A 381K 864 –
MCDONALDS CORP COM 288K 1K –
MERCK & CO INC COM 795K 6K –
META PLATFORMS INC CL A 5M 9K –
MGM RESORTS INTERNATIONAL COM 28M 625K –
MICROSOFT CORP COM 60M 134K –
MICROSTRATEGY INC CL A NEW 270K 196 –
MODERNA INC COM 337K 3K –
MONOLITHIC PWR SYS INC COM 291K 353 –
NETFLIX INC COM 25M 37K –
NEXTERA ENERGY INC COM 3M 36K –
NIKE INC CL B 395K 5K –
NORTHROP GRUMMAN CORP COM 3M 6K –
NOVO-NORDISK A S ADR 14M 97K –
NUSHARES ETF TR NUVEEN ESG SMLCP 346K 9K –
NUSHARES ETF TR NUVEEN ESG US 386K 18K –
NUTANIX INC CL A 4M 74K –
NUVEEN CA QUALTY MUN INCOME COM 140K 12K –
NUVEEN TAXABLE MUNICPAL INM COM 340K 22K –
NVIDIA CORPORATION COM 131M 1M –
ON HLDG AG NAMEN AKT A 2M 48K –
ORACLE CORP COM 6M 42K –
PALANTIR TECHNOLOGIES INC CL A 293K 12K –
PALO ALTO NETWORKS INC COM 2M 7K –
PEPSICO INC COM 409K 2K –
PFIZER INC COM 626K 22K –
PRECIGEN INC COM 17K 11K –
PROCORE TECHNOLOGIES INC COM 514K 8K –
PROCTER AND GAMBLE CO COM 919K 6K –
PROGYNY INC COM 296K 10K –
PROLOGIS INC. COM 3M 27K –
PURE STORAGE INC CL A 494K 8K –
QUALCOMM INC COM 7M 33K –
RAYTHEON TECHNOLOGIES CORP COM 413K 4K –
REGENERON PHARMACEUTICALS COM 1M 1K –
REPUBLIC SVCS INC COM 213K 1K –
ROBLOX CORP CL A 274K 7K –
S&P GLOBAL INC COM 204K 458 –
SALESFORCE INC COM 565K 2K –
SAMSARA INC COM CL A 2M 47K –
SBA COMMUNICATIONS CORP NEW CL A 351K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 642K 10K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 50M 645K –
SCHWAB STRATEGIC TR US LCAP GR ETF 570K 6K –
SCHWAB STRATEGIC TR US LRG CAP ETF 753K 12K –
SCHWAB STRATEGIC TR US REIT ETF 984K 49K –
SELECT SECTOR SPDR TR COMMUNICATION 26M 304K –
SELECT SECTOR SPDR TR FINANCIAL 40M 972K –
SELECT SECTOR SPDR TR RL EST SEL SEC 1M 37K –
SELECT SECTOR SPDR TR SBI CONS DISCR 45M 245K –
SELECT SECTOR SPDR TR SBI CONS STPLS 19M 251K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 50M 342K –
SELECT SECTOR SPDR TR SBI INT-INDS 13M 109K –
SELECT SECTOR SPDR TR SBI INT-UTILS 316K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 88M 390K –
SEMPRA COM 269K 4K –
SERVICENOW INC COM 318K 404 –
SHOPIFY INC CL A 1M 16K –
SNAP INC CL A 327K 20K –
SPDR DOW JONES INDL AVERAGE UT SER 1 272K 694 –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 9M 318K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 1M 25K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 229K 7K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 213K 6K –
SPDR S&P 500 ETF TR TR UNIT 12M 23K –
SPDR SER TR AEROSPACE DEF 14M 98K –
SPDR SER TR BLOOMBERG HIGH Y 15M 155K –
SPDR SER TR NUVEEN BLMBRG SH 13M 280K –
SPDR SER TR PORTFLI INTRMDIT 2M 66K –
SPDR SER TR PORTFLI TIPS ETF 455K 18K –
SPDR SER TR PORTFOLI S&P1500 278K 4K –
SPDR SER TR PORTFOLIO AGRGTE 10M 399K –
SPDR SER TR PORTFOLIO CRPORT 28M 971K –
SPDR SER TR PORTFOLIO INTRMD 856K 26K –
SPDR SER TR PORTFOLIO S&P400 17M 327K –
SPDR SER TR PORTFOLIO S&P500 4M 60K –
SPDR SER TR PORTFOLIO S&P600 24M 586K –
SPDR SER TR PORTFOLIO SH TSR 14M 494K –
SPDR SER TR PRTFLO S&P500 GW 36M 454K –
SPDR SER TR PRTFLO S&P500 HI 327K 8K –
SPDR SER TR PRTFLO S&P500 VL 85M 2M –
SPDR SER TR S&P BIOTECH 1M 13K –
SPDR SER TR S&P DIVID ETF 480K 4K –
SPDR SER TR S&P HOMEBUILD 5M 53K –
SPDR SER TR S&P SEMICNDCTR 10M 40K –
SPDR SER TR SSGA US LRG ETF 49M 320K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 410K 10K –
STARBUCKS CORP COM 562K 7K –
STEEL DYNAMICS INC COM 1M 10K –
SUPER MICRO COMPUTER INC COM 476K 581 –
T ROWE PRICE ETF INC CAP APPRECIATION 256K 8K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 314K 2K –
TAKE-TWO INTERACTIVE SOFTWAR COM 131K 840 –
TARGET CORP COM 275K 2K –
TESLA INC COM 58M 291K –
TEXAS INSTRS INC COM 619K 3K –
THE TRADE DESK INC COM CL A 547K 6K –
THERMO FISHER SCIENTIFIC INC COM 1M 2K –
TRANE TECHNOLOGIES PLC SHS 3M 10K –
UBER TECHNOLOGIES INC COM 6M 84K –
ULTA BEAUTY INC COM 255K 662 –
UNITED RENTALS INC COM 420K 649 –
UNITEDHEALTH GROUP INC COM 639K 1K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS MID CAP ETF 265K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS SMALL CP ETF 313K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 6M 21K –
VANGUARD INDEX FDS VALUE ETF 761K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VANGUARD STAR FDS VG TL INTL STK F 318K 5K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 432K 9K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 214K 2K –
VANGUARD WHITEHALL FDS INTL DVD ETF 25K 305 –
VANGUARD WORLD FDS CONSUM STP ETF 1M 7K –
VANGUARD WORLD FDS HEALTH CAR ETF 269K 1K –
VANGUARD WORLD FDS INF TECH ETF 555K 961 –
VERIZON COMMUNICATIONS INC COM 324K 8K –
VICI PPTYS INC COM 13M 443K –
VISA INC COM CL A 2M 6K –
WALMART INC COM 556K 8K –
WASTE MGMT INC DEL COM 301K 1K –
ZOETIS INC CL A 3M 16K –