HAMRICK INVESTMENT COUNSEL, LLC
Adviser information for HAMRICK INVESTMENT COUNSEL, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 264 | $262.7M |
| Non-Discretionary | 3 | $608,992 |
| Total | 267 | $263.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $16.6M |
| HNW Individuals | 51 | $221.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $25.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $509 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsINVESTMENT CONSULTATIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79347 |
|---|---|
| SEC ERA File Number | 801-79347 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116314 |
| Legal Entity Identifier | None |
Principal Office
2033 SIXTH AVENUE, SUITE 820SEATTLE
WA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 206-441-9911, Fax: 206-441-9922
Websites
Chief Compliance Officer
TODD M WATHEY
MEMBER
2033 SIXTH AVENUE, SUITE 820
SEATTLE
WA
United States
Tel:
206-441-9911
Fax:
206-441-9922
T******@********************M
(Full email address available in API data)
Regulatory Contact
LUKE HANNAH
OFFICE MANAGER
2033 SIXTH AVENUE, SUITE 820
SEATTLE
WA
United States
Tel:
2064419911
O*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATHEY, TODD, MARTIN | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 01/2019 | > 75% |
| HAACK, DOUGLAS, PHILLIP | Individual | – | MEMBER | 01/2022 | 10-25% |