ELIZABETH PARK CAPITAL MANAGEMENT, LTD
ELIZABETH PARK CAPITAL ADVISORS, LTD Legal Name
Adviser information for ELIZABETH PARK CAPITAL MANAGEMENT, LTD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $341.3M |
Non-Discretionary | 0 | $0 |
Total | 9 | $341.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 7 | $341.3M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 29 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
30100 CHAGRIN BLVD.SUITE 250
PEPPER PIKE
OH
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (216) 292-5711, Fax: (216) 206-4448
Chief Compliance Officer
ERNEST C. PELAIA
CHIEF OPERATING OFFICER
30100 CHAGRIN BLVD.
SUITE 250
PEPPER PIKE
OH
United States
Tel:
(216) 292-5711
Fax:
(216) 206-4448
E*@******************M
(Full email address available in API data)
Regulatory Contact
FRED CUMMINGS
PRESIDENT
30100 CHAGRIN BLVD.
SUITE 250
PEPPER PIKE
OH
United States
Tel:
(216) 292-5755
Fax:
(216) 206-4448
F**@******************M
(Full email address available in API data)
Industry Affiliates
BTECH CONSORTIUM GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
ELIZABETH PARK CAPITAL MANAGEMENT, LTD. | Sponsor, GP, manager of pooled investment vehicles |
MDBF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
ELIZABETH PARK CAPITAL MASTER FUND, LTD | Hedge Fund | $65.1M | $0.3M | 57 |
ELIZABETH PARK EVENT DRIVEN MASTER FUND, LTD. | Hedge Fund | $109.2M | $0.3M | 47 |
ELIZABETH PARK INVESTMENT FUND, LP | Hedge Fund | $34.6M | $0.0M | 1 |
MISSION DRIVEN FINANCIAL INSTITUTIONS FUND, LP | Private Equity Fund | $111.3M | $5.0M | 9 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BARSKY, NEIL, STEVEN | Individual | – | EQUITY HOLDER | 09/2008 | 10-25% |
CUMMINGS, FRED, ANTHONY | Individual | – | PRESIDENT | 02/2008 | > 75% |
PELAIA, ERNEST, CHARLES | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMERIS BANCORP | COM | 2M | 37K | – |
BLUE RIDGE BANKSHARES INC VA | COM | 2M | 803K | – |
CAPITAL BANCORP INC MD | COM | 2M | 103K | – |
CF BANKSHARES INC | COM | 2M | 111K | – |
CITIZENS FINL GROUP INC | COM | 3M | 80K | – |
CIVISTA BANCSHARES INC | COM NO PAR | 1M | 79K | – |
CNB FINL CORP PA | COM | 1M | 66K | – |
CUSTOMERS BANCORP INC | COM | 2M | 49K | – |
EAST WEST BANCORP INC | COM | 3M | 45K | – |
ENTERPRISE FINL SVCS CORP | COM | 2M | 51K | – |
ESQUIRE FINL HLDGS INC | COM | 3M | 60K | – |
EVANS BANCORP INC | COM NEW | 2M | 78K | – |
FIFTH THIRD BANCORP | COM | 3M | 90K | – |
FIRST BANCSHARES INC MS | COM | 5M | 175K | – |
FIRST CMNTY CORP S C | COM | 2M | 144K | – |
FIRST FNDTN INC | COM | 3M | 464K | – |
FIRST MERCHANTS CORP | COM | 832K | 25K | – |
FIRST SEACOAST BANCORP INC | COM | 1M | 125K | – |
JOHN MARSHALL BANCORP INC | COM | 3M | 164K | – |
KEYCORP | COM | 3M | 217K | – |
MAINSTREET BANCSHARES INC | COM | 3M | 145K | – |
MERCHANTS BANCORP IND | COM | 2M | 53K | – |
NATIONAL BK HLDGS CORP | CL A | 2M | 44K | – |
NORTHRIM BANCORP INC | COM | 3M | 46K | – |
OFG BANCORP | COM | 3M | 72K | – |
OLD NATL BANCORP IND | COM | 3M | 185K | – |
PEAPACK-GLADSTONE FINL CORP | COM | 2M | 87K | – |
PEOPLES BANCORP INC | COM | 3M | 88K | – |
PINNACLE FINL PARTNERS INC | COM | 3M | 39K | – |
PLUMAS BANCORP | COM | 1M | 35K | – |
PREMIER FINANCIAL CORP | COM | 4M | 187K | – |
PROSPERITY BANCSHARES INC | COM | 2M | 32K | – |
QCR HOLDINGS INC | COM | 7M | 119K | – |
RED RIVER BANCSHARES INC | COM | 2M | 52K | – |
SANDY SPRING BANCORP INC | COM | 5M | 196K | – |
SMARTFINANCIAL INC | COM NEW | 3M | 128K | – |
STELLAR BANCORP INC | COM | 4M | 186K | – |
TEXAS CAP BANCSHARES INC | COM | 3M | 47K | – |
TRUSTMARK CORP | COM | 2M | 62K | – |
USCB FINANCIAL HOLDINGS INC | CLASS A COM | 2M | 119K | – |
VILLAGE BK & TR FINL CORP | COM NEW | 2M | 54K | – |
VIRGINIA NATL BANKSHARES COR | COM | 3M | 98K | – |
WEBSTER FINL CORP | COM | 3M | 57K | – |
WINTRUST FINL CORP | COM | 2M | 21K | – |