LUCIEN STIRLING & GRAY ADVISORY GROUP INC
Adviser information for LUCIEN STIRLING & GRAY ADVISORY GROUP INC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 335 | $75.8M |
| Non-Discretionary | 169 | $31.5M |
| Total | 504 | $107.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $41.4M |
| HNW Individuals | 36 | $62.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 16 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79381 |
|---|---|
| SEC ERA File Number | 801-79381 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112641 |
| Legal Entity Identifier | None |
Principal Office
7800 N. MOPAC EXPYSUITE 340
AUSTIN
TX
United States
Monday - Friday, 0900-1700
Tel: 512-458-2517, Fax: 512-458-3120
Chief Compliance Officer
THOMAS G. TWOMBLY
PRESIDENT
7800 N. MOPAC EXPY
SUITE 340
AUSTIN
TX
United States
Tel:
512-458-2517
Fax:
512-458-3120
T******@***********M
(Full email address available in API data)
Regulatory Contact
MARK A. WARD
VICE PRESIDENT - OPERATIONS
7800 N. MOPAC EXPY
SUITE 340
AUSTIN
TX
United States
Tel:
512-458-2517
Fax:
512-458-3120
M****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TWOMBLY, THOMAS, GRAY | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 07/2001 | > 75% |