OCEANWOOD CAPITAL MANAGEMENT LLP
Adviser information for OCEANWOOD CAPITAL MANAGEMENT LLP last updated from Form ADV on July 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $799.7M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $799.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $799.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 93 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCLIENTS REIMBURSE CERTAIN REGISTRANT EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-79391 |
|---|---|
| SEC ERA File Number | 801-79391 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163622 |
| Legal Entity Identifier | 549300NWJF7674M17J14 |
Principal Office
5TH FLOOR, 25 BURY STREETLONDON
United Kingdom
Monday - Friday, 07:30GMT TO 17:30GMT
Tel: 44 207 758 5500, Fax: None
Chief Compliance Officer
SARAH SPITERI
COMPLIANCE MANAGER
5TH FLOOR, 25 BURY STREET
LONDON
United Kingdom
Tel:
+44 20 7758 5500
S************@************M
(Full email address available in API data)
Industry Affiliates
| OCEANWOOD CAPITAL ADVISERS LIMITED | Other investment adviser, including financial planners |
| OCEANWOOD GENERAL PARTNER LTD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES MASTER FUND | Hedge Fund | $39.5M | $1.0M | 9 |
| OCEANWOOD INVESTMENTS MASTER SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG MASTER SEGREGATED PORTFOLIO | Private Equity Fund | $50.3M | $1.0M | 8 |
| OCEANWOOD INVESTMENTS MASTER SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG MASTER SEGREGATED PORTFOLIO II | Private Equity Fund | $12.2M | $1.0M | 2 |
| OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF ROW SEGREGATED PORTFOLIO | Hedge Fund | $101.9M | $400.0M | 3 |
| OCEANWOOD OPPORTUNITIES MASTER FUND | Hedge Fund | $485.6M | $1.0M | 62 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OCEANWOOD CAPITAL SERVICES LIMITED | Foreign Entity | – | CORPORATE MEMBER | 05/2006 | 10-25% |
| OCEANWOOD HOLDINGS LIMITED | Foreign Entity | OCEANWOOD CAPITAL SERVICES LIMITED | HOLDING COMPANY | 01/2008 | > 75% |
| GARCIA-WOODS, JULIAN, PATRICK | Individual | – | MEMBER | 03/2009 | 10-25% |
| CHIANG, JOHN, JENYUE | Individual | – | MEMBER | 04/2013 | 10-25% |
| VAAMONDE JUANATEY, DAVID | Individual | – | MEMBER | 01/2019 | 5-10% |
| LOBELIA PENSION PLAN | Foreign Entity | OCEANWOOD HOLDINGS LIMITED | DISCRETIONARY TRUST | 03/2006 | > 75% |
| APEX FINANCIAL SERVICES (TRUST COMPANY) LIMITED | Foreign Entity | LOBELIA PENSION PLAN | TRUSTEE | 08/2019 | |
| Turner, Matthew, Joseph | Individual | – | DESIGNATED MEMBER | 05/2020 | 10-25% |
| Skinner, Tara, Antoinette | Individual | – | MEMBER | 07/2021 | 5-10% |
| BAKER, ANDREW, ALEXANDER ROSS | Individual | – | MEMBER | 06/2020 | 5-10% |
| Dick, Andrew, Charles | Individual | – | MEMBER | 06/2020 | 5-10% |
| Markham, Jack, Gareth | Individual | – | MEMBER | 06/2020 | 5-10% |
| SPITERI, SARAH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |