Hedge Fund Database

ENCOMPASS WEALTH ADVISORS, LLC

Adviser information for ENCOMPASS WEALTH ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 741 $315.9M
Non-Discretionary 478 $34.5M
Total 1,219 $350.4M

Clients

Type Number RAUM
Individuals 753 $73.4M
HNW Individuals 443 $275.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 18 $831,451
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $703,474
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-79393
SEC ERA File Number 801-79393
SEC CIK Numbers 1849614
SEC CRD Numbers 170807
Legal Entity Identifier None

Principal Office

15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: (971) 371-3451, Fax: (971) 371-3451

Websites

www.facebook/encompassadvisorsllc www.linkedin.com/encompasswealthadvisorsllc www.instagram/encompasswealthadvisorsllc www.encompasswa.com

Chief Compliance Officer

MICHELLE ELDRIDGE
SR. COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel: 971-371-3446
(Full email address available in API data)

Regulatory Contact

STACY SIZEMORE
CHIEF COMPLIANCE OFFICER
15350 SW SEQUOIA PKWY
STE 250
PORTLAND
OR
United States
Tel: 971-371-3450
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PRESJAK, MATTHEW, GIBSON Individual – MANAGING MEMBER 07/2014 25-50%
MINSHALL, MARY, ELIZABETH Individual – MANAGING MEMBER 07/2014 5-10%
WILLIAMS, COLIN, HARRINGTON Individual – MANAGING MEMBER 07/2014 25-50%
ELDRIDGE, MICHELLE, LEA Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%
YARBROUGH, MATTHEW Individual – MANAGING MEMBER 01/2024 5-10%

No. Employees, Historic

105020192020202120222023202420256 on 5/31/20196 on 6/6/20196 on 9/19/20196 on 10/7/20196 on 11/27/20196 on 1/17/20206 on 3/2/20206 on 5/13/20206 on 6/15/20206 on 3/15/20216 on 11/1/20216 on 3/2/20225 on 3/7/20235 on 3/28/20235 on 8/25/20235 on 9/12/20235 on 11/1/20235 on 3/6/2024

RAUM, Historic

500M250M02019202020212022202320242025273948840 on 5/31/2019273948840 on 6/6/2019273948840 on 9/19/2019273948840 on 10/7/2019273948840 on 11/27/2019273948840 on 1/17/2020273561218 on 3/2/2020273561218 on 5/13/2020273561218 on 6/15/2020317469042 on 3/15/2021317469042 on 11/1/2021410870391 on 3/2/2022281546072 on 3/7/2023281546072 on 3/28/2023281546072 on 8/25/2023281546072 on 9/12/2023281546072 on 11/1/2023350409917 on 3/6/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025309 on 5/31/2019309 on 6/6/2019309 on 9/19/2019309 on 10/7/2019309 on 11/27/2019309 on 1/17/2020806 on 3/2/2020806 on 5/13/2020806 on 6/15/2020872 on 3/15/2021872 on 11/1/20211012 on 3/2/2022920 on 3/7/2023920 on 3/28/2023920 on 8/25/2023920 on 9/12/2023920 on 11/1/20231219 on 3/6/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
iShares S&P 500 Growth ETF Exchange Traded Fund 33M 361K –
iShares S&P 500 Value ETF Exchange Traded Fund 27M 150K –
iShares Core MSCI EAFE ETF Exchange Traded Fund 16M 216K –
iShares Core S&P Small-Cap ETF Exchange Traded Fund 13M 125K –
iShares Core S&P Mid-Cap ETF Exchange Traded Fund 11M 188K –
Lord Abbett Ultra Short Bond I Mutual Fund 11M 1M –
Microsoft Corp Common Stock 10M 23K –
Airbnb Inc Common Stock 10M 67K –
JPMorgan Ultra-Short Income ETF Exchange Traded Fund 10M 197K –
Apple Inc Common Stock 9M 43K –
Costco Wholesale Corp Common Stock 7M 8K –
Columbia Contrarian Core Inst2 Mutual Fund 6M 166K –
BlackRock Core Bond Instl Mutual Fund 6M 752K –
Vanguard FTSE Developed Markets ETF Exchange Traded Fund 5M 109K –
Vanguard PRIMECAP Core Inv Mutual Fund 5M 140K –
AB Income Advisor Mutual Fund 4M 698K –
Amazon.com Inc Common Stock 4M 23K –
American Funds Europacific Growth F2 Mutual Fund 4M 77K –
iShares MSCI EAFE Small-Cap ETF Exchange Traded Fund 4M 67K –
iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 4M 72K –
Schwab Value Advantage Money Ultra Mutual Fund 4M 4M –
Vanguard Mega Cap Growth ETF Exchange Traded Fund 3M 11K –
Vanguard Mega Cap Value ETF Exchange Traded Fund 3M 28K –
JPMorgan Ultra-Short Municipal Inc ETF Exchange Traded Fund 3M 57K –
Roper Technologies Inc Common Stock 3M 5K –
Hartford Floating Rate I Mutual Fund 3M 345K –
Vanguard S&P 500 Growth ETF Exchange Traded Fund 3M 8K –
NVIDIA Corp Common Stock 2M 20K –
Amgen Inc Common Stock 2M 8K –
Vanguard 500 Index Admiral Mutual Fund 2M 5K –
Vanguard Real Estate ETF Exchange Traded Fund 2M 28K –
Vanguard Mid-Cap ETF Exchange Traded Fund 2M 9K –
US Treasury Bill 08/08/24 Treasury bill/note 2M 2M –
Vanguard Small Cap Index Adm Mutual Fund 2M 21K –
Applied Materials Inc Common Stock 2M 9K –
JPMorgan Core Bond I Mutual Fund 2M 211K –
Texas Instruments Inc Common Stock 2M 11K –
iShares Core S&P 500 ETF Exchange Traded Fund 2M 4K –
Alphabet Inc A Common Stock 2M 12K –
Fidelity Government Cash Reserves Mutual Fund 2M 2M –
Vanguard Small-Cap ETF Exchange Traded Fund 2M 9K –
Berkshire Hathaway Inc B Common Stock 2M 5K –
Principal Diversified Income Instl Mutual Fund 2M 165K –
Dodge & Cox Stock I Mutual Fund 2M 7K –
Vanguard S&P 500 Value ETF Exchange Traded Fund 2M 11K –
American Funds American Mutual F2 Mutual Fund 2M 34K –
Vanguard Interm-Term Tx-Ex Adm Mutual Fund 2M 129K –
Lam Research Corp Common Stock 2M 2K –
SPDR Gold Shares Exchange Traded Fund 2M 7K –
Progressive Corp Common Stock 2M 8K –
Boeing Co Common Stock 2M 8K –
Vanguard Long-Term Tax-Exempt Adm Mutual Fund 2M 142K –
Union Pacific Corp Common Stock 1M 7K –
Principal MidCap Institutional Mutual Fund 1M 36K –
Western Asset Core Bond I Mutual Fund 1M 140K –
Fidelity Money Market Premium Mutual Fund 1M 1M –
iShares Russell 1000 Growth ETF Exchange Traded Fund 1M 4K –
Cheniere Energy Inc Common Stock 1M 8K –
Columbia Oregon Itmt Muncpl Bd Inst2 Mutual Fund 1M 118K –
American Funds Growth Fund of Amer F2 Mutual Fund 1M 18K –
Mastercard Inc A Common Stock 1M 3K –
Touchstone Mid Cap Growth Y Mutual Fund 1M 36K –
Ecolab Inc Common Stock 1M 5K –
American Funds Capital Income Bldr F2 Mutual Fund 1M 17K –
Pioneer Multi-Asset Ultrashort Income Y Mutual Fund 1M 120K –
Vanguard Ltd-Term Tx-Ex Adm Mutual Fund 1M 107K –
NVR Inc Common Stock 1M 150 –
Vanguard Interm-Term Bond Index Adm Mutual Fund 1M 111K –
US Treasury Bill 07/18/24 MATd Treasury bill/note 1M 1M –
Meta Platforms Inc Class A Common Stock 1M 2K –
Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 1M 25K –
Procter & Gamble Co Common Stock 1M 7K –
Copart Inc Common Stock 1M 20K –
US Treasury Bill 10/17/24 Treasury bill/note 1M 1M –
Victory Market Neutral Income I Mutual Fund 1M 128K –
US Treasury Bill 09/10/24 Treasury bill/note 1M 1M –
iShares Russell 1000 Value ETF Exchange Traded Fund 1M 6K –
T. Rowe Price Capital Appreciation Mutual Fund 1M 28K –
iShares MSCI ACWI ex US ETF Exchange Traded Fund 957K 18K –
Accenture PLC A Common Stock 953K 3K –
Visa Inc Class A Common Stock 951K 4K –
Moody's Corporation Common Stock 947K 2K –
Markel Group Inc Common Stock 945K 600 –
Chevron Corp Common Stock 931K 6K –
BlackRock Floating Rate Income Instl Mutual Fund 918K 95K –
Schwab US Treasury Money Ultra Mutual Fund 911K 911K –
Vanguard Tax-Exempt Bond ETF Exchange Traded Fund 893K 18K –
Polen Growth Institutional Mutual Fund 856K 19K –
AB High Income Municipal Advisor Mutual Fund 849K 82K –
Dimensional International Value ETF Exchange Traded Fund 838K 23K –
American Funds Growth Fund of Amer 529F2 Mutual Fund 828K 11K –
KLA Corp Common Stock 825K 1K –
Casey's General Stores Inc Common Stock 820K 2K –
Columbia Large Cap Growth Inst Mutual Fund 812K 11K –
Danaher Corp Common Stock 812K 3K –
Alphabet Inc C Common Stock 805K 4K –
SPDR S&P 500 ETF Trust Exchange Traded Fund 792K 1K –
Johnson & Johnson Common Stock 778K 5K –
Cisco Systems Inc Common Stock 748K 16K –
Target Corp Common Stock 744K 5K –
US Treasury Bill 09/05/24 Treasury bill/note 733K 740K –
Chubb Ltd Common Stock 731K 3K –
Vanguard FTSE All-Wld ex-US SmCp ETF Exchange Traded Fund 717K 6K –
First Trust Value Line Dividend ETF Exchange Traded Fund 713K 18K –
Invesco QQQ Trust Exchange Traded Fund 710K 1K –
PRIMECAP Odyssey Aggressive Growth Mutual Fund 704K 16K –
Vanguard CA Interm-Term Tax-Exempt Adm Mutual Fund 699K 62K –
Exxon Mobil Corp Common Stock 679K 6K –
Medtronic PLC Common Stock 672K 9K –
Polen Growth Investor Mutual Fund 672K 15K –
AB Ultra Short Income ETF Exchange Traded Fund 647K 13K –
United Rentals Inc Common Stock 638K 986 –
Fastenal Co Common Stock 628K 10K –
American Funds American Mutual 529-F-2 Mutual Fund 623K 11K –
SPDR S&P MIDCAP 400 ETF Trust Exchange Traded Fund 621K 1K –
Berkshire Hathaway Inc A Common Stock 612K 1 –
iShares Gold Trust Exchange Traded Fund 607K 14K –
Franklin Income Adv Mutual Fund 605K 261K –
Bank of America Corporation Common Stock 605K 15K –
Amana Growth Institutional Mutual Fund 604K 7K –
Norfolk Southern Corp Common Stock 597K 3K –
US Treasury 4.125 01/31/25 Treasury bill/note 596K 600K –
American Funds Income Fund of Amer F2 Mutual Fund 576K 24K –
The Home Depot Inc Common Stock 558K 2K –
Columbia Large Cap Growth Inst2 Mutual Fund 554K 7K –
Vanguard Ultra Short-Term Tx-Ex Adm Mutual Fund 548K 35K –
International Business Machines Corp Common Stock 544K 3K –
US Treasury Bill 07/11/24 MATd Treasury bill/note 534K 535K –
Fidelity Advisor New Insights I Mutual Fund 528K 12K –
US Treasury 4.375 10/31/24 Treasury bill/note 523K 525K –
Hartford Capital Appreciation Y Mutual Fund 517K 9K –
Starbucks Corp Common Stock 515K 7K –
Nike Inc B Common Stock 515K 7K –
Salesforce Inc Common Stock 507K 2K –
BlackRock Municipal 2030 Target Term Closed End Funds 507K 24K –
Verizon Communications Inc Common Stock 505K 12K –
US Treasury Bill 08/15/24 Treasury bill/note 504K 507K –
Vanguard Real Estate Index Admiral Mutual Fund 497K 4K –
American Funds Invmt Co of Amer F2 Mutual Fund 497K 9K –
Intel Corp Common Stock 489K 16K –
PIMCO Income I-3 Mutual Fund 478K 46K –
American Funds Europacific Growth 529F2 Mutual Fund 469K 8K –
BlackRock Ultra Short-Term Bond ETF Exchange Traded Fund 466K 9K –
Intuitive Surgical Inc Common Stock 461K 1K –
Charles Schwab Corp Common Stock 457K 6K –
iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 456K 4K –
Vanguard CA Long-Term Tax-Exempt Adm Mutual Fund 454K 40K –
AB Tax-Aware Short Duration ETF Exchange Traded Fund 442K 18K –
US Treasury Bill 11/14/24 Treasury bill/note 441K 450K –
United Parcel Service Inc Class B Common Stock 429K 3K –
iShares Russell Mid-Cap ETF Exchange Traded Fund 426K 5K –
American Funds Washington Mutual F2 Mutual Fund 418K 7K –
Invesco Main Street Mid Cap Y Mutual Fund 413K 13K –
JPMorgan Chase & Co Common Stock 407K 2K –
Vanguard Total Stock Mkt Idx Adm Mutual Fund 404K 3K –
Calamos Market Neutral Income I Mutual Fund 399K 27K –
Booking Hldgs Inc Common Stock 396K 100 –
US Treasury Bill 09/17/24 Treasury bill/note 395K 400K –
iShares S&P Mid-Cap 400 Value ETF Exchange Traded Fund 395K 3K –
DFA US Sustainability Core 1 Mutual Fund 391K 9K –
Vanguard Total Stock Market ETF Exchange Traded Fund 386K 1K –
iShares US Real Estate ETF Exchange Traded Fund 377K 4K –
US Treasury 4.625 03/15/26 Treasury bill/note 374K 375K –
PepsiCo Inc Common Stock 372K 2K –
US Treasury 4.250 05/31/25 Treasury bill/note 372K 375K –
AT&T Inc Common Stock 371K 19K –
C.H. Robinson Worldwide Inc Common Stock 370K 4K –
Fidelity Tax-Exempt Money Market Prm Mutual Fund 368K 368K –
Republic Services Inc Common Stock 359K 2K –
iShares Russell 2000 ETF Exchange Traded Fund 357K 2K –
AbbVie Inc Common Stock 351K 2K –
Vanguard Growth ETF Exchange Traded Fund 349K 932 –
Vanguard MA Tax-Exempt Inv Mutual Fund 346K 34K –
Pfizer Inc Common Stock 339K 12K –
Microchip Technology Inc Common Stock 330K 4K –
T. Rowe Price Group Inc Common Stock 323K 3K –
iShares Global 100 ETF Exchange Traded Fund 323K 3K –
US Treasury Bill 10/01/24 Treasury bill/note 321K 325K –
iShares Russell 1000 ETF Exchange Traded Fund 320K 1K –
Sherwin-Williams Co Common Stock 317K 1K –
Vanguard Strategic Equity Inv Mutual Fund 312K 9K –
iShares Core S&P US Value ETF Exchange Traded Fund 309K 4K –
Tesla Motors Inc Common Stock 309K 2K –
AST SPACEMOBILE CL A ORD Common Stock 306K 26K –
Nuveen S&P 500 Buy-Write Income Closed End Funds 299K 22K –
BlackRock MuniHoldings Fund Closed End Funds 299K 25K –
Carnival Corp Common Stock 293K 16K –
US Treasury 3.000 06/30/24 MATd Treasury bill/note 285K 285K –
American Funds SMALLCAP World 529-F-2 Mutual Fund 283K 4K –
Caterpillar Inc Common Stock 280K 841 –
Mettler-Toledo International Inc Common Stock 280K 200 –
American Funds Fundamental Invs F2 Mutual Fund 279K 3K –
FedEx Corp Common Stock 277K 925 –
Vanguard Value ETF Exchange Traded Fund 276K 2K –
American Express Co Common Stock 273K 1K –
Walt Disney Co Common Stock 270K 3K –
Abbott Laboratories Common Stock 261K 3K –
BP PLC ADR Common Stock 259K 7K –
Freeport-McMoRan Inc Common Stock 259K 5K –
Fidelity Total Market Index Mutual Fund 255K 2K –
Donaldson Co Inc Common Stock 250K 4K –
Franklin OR Tax Free Income Adv Mutual Fund 248K 24K –
iShares Bitcoin Trust ETF Exchange Traded Fund 247K 7K –
Zions Bancorp 5.300 07/03/24 MATd Certificate of Deposit 245K 245K –
Wells Fargo & Co Common Stock 241K 4K –
Honeywell International Inc Common Stock 241K 1K –
ServiceNow Inc Common Stock 236K 300 –
Enterprise Products Partners LP Common Stock 227K 8K –
ARM Holdings PLC Common Stock 224K 1K –
TJX Companies Inc Common Stock 220K 2K –
Marathon Petroleum Corp Common Stock 219K 1K –
PIMCO Income I2 Mutual Fund 218K 21K –
American Funds New World 529-F-2 Mutual Fund 218K 3K –
Kearny Bank 5.350 07/01/24 MATd Certificate of Deposit 200K 200K –
US Treasury Bill 10/10/24 Treasury bill/note 197K 200K –
US Treasury 3.000 07/15/25 Treasury bill/note 196K 200K –
American Funds Strategic Bond 529-F-2 Mutual Fund 187K 21K –
Lord Abbett High Yield I Mutual Fund 186K 29K –
Columbia Short Term Bond Inst2 Mutual Fund 184K 19K –
Anglo American Platinum Ltd Common Stock 162K 30K –
US Treasury 4.875 04/30/26 Government Bonds 160K 160K –
Fidelity Global ex US Index Mutual Fund 159K 11K –
Flushing Bank 5.350 07/02/24 MATd Certificate of Deposit 150K 150K –
Western Asset Short Duration Muni Inc I Mutual Fund 142K 29K –
Fidelity Capital & Income Mutual Fund 139K 14K –
US Treasury Bill 10/24/24 Treasury bill/note 138K 140K –
Goodyear Tire & Rubber Co Common Stock 129K 11K –
Lord Abbett Floating Rate I Mutual Fund 128K 16K –
US Treasury 5.000 08/31/25 Treasury bill/note 125K 125K –
US Treasury Bill 08/06/24 MATd Treasury bill/note 119K 120K –
Victory Core Plus Intermediate Bond Fund Mutual Fund 113K 12K –
Baird Aggregate Bond Inst Mutual Fund 110K 11K –
Capitl One NA 3.300 07/01/24 MATd Certificate of Deposit 100K 100K –
US Treasury 5.000 09/30/25 Treasury bill/note 100K 100K –
US Treasury Bill 07/30/24 MATd Treasury bill/note 100K 100K –
US Treasury Bill 08/22/24 Treasury bill/note 99K 100K –
US Treasury Bill 09/12/24 Treasury bill/note 99K 100K –
Cineplex Inc Common Stock 98K 16K –
Vanguard Treasury Money Market Investor Mutual Fund 97K 97K –
American Funds ST Bd Fd of Amer F2 Mutual Fund 96K 10K –
American Funds US Government MMkt 529F2 Mutual Fund 96K 96K –
TCW MetWest Total Return Bd I Mutual Fund 91K 10K –
US Treasury Bill 10/08/24 Treasury bill/note 89K 90K –
US Treasury Bill 08/20/24 Treasury bill/note 79K 80K –
US Treasury Bill 07/16/24 MATd Treasury bill/note 75K 75K –
US Treasury 4.250 09/30/24 Treasury bill/note 75K 75K –
US Treasury 4.500 11/30/24 Treasury bill/note 75K 75K –
Lord Abbett Short Duration Income I Mutual Fund 71K 18K –
Invesco Senior Floating Rate Y Mutual Fund 70K 11K –
JP Morgan Chase 5.300 03/04/25 '24 Certificate of Deposit 70K 70K –
New York Community Bancorp Inc Common Stock 61K 19K –
Lord Abbett Short Duration Income F Mutual Fund 60K 16K –
Janus Henderson Short Duration Flex Bd T Mutual Fund 58K 20K –
State Bank NY 5.400 08/22/24 Certificate of Deposit 50K 50K –
US Treasury Bill 07/09/24 MATd Treasury bill/note 50K 50K –
US Treasury Bill 07/23/24 MATd Treasury bill/note 50K 50K –
US Treasury Bill 08/27/24 Treasury bill/note 50K 50K –
US Treasury Bill 12/05/24 Treasury bill/note 49K 50K –
US Treasury Bill 12/12/24 Treasury bill/note 49K 50K –
Goldman Bank USA 5.450 07/24/24 MATd Certificate of Deposit 40K 40K –
Discover Bank 5.300 11/19/24 Certificate of Deposit 40K 40K –
Bk of Baroda NY 5.300 10/30/24 Certificate of Deposit 40K 40K –
Banc of CA (US) 5.250 09/30/24 Certificate of Deposit 40K 40K –
Crossfirst Bank 5.400 12/02/24 Certificate of Deposit 32K 32K –
US Treasury Bill 02/20/25 Treasury bill/note 27K 28K –
US Treasury Bill 11/29/24 Treasury bill/note 26K 27K –
Portland Ore Swr Sys Rev 3.000 10/01/28 '24 Municipal Bonds 25K 25K –
BOA 5.200 12/16/24 Certificate of Deposit 15K 15K –
US Treasury 3.000 07/31/24 MATd Treasury bill/note 10K 10K –
Portland Ore Swr Sys Rev 3.000 06/01/30 '25 Municipal Bonds 9K 10K –
Local Ore Cap Assets Program 3.500 06/01/34 '23 Municipal Bonds 9K 10K –
Fannie Mae FNCL 256022 5.500 12/01/35 CMO/MBS/ABS 336 31K –
Fannie Mae FNCL 725424 5.500 04/01/34 CMO/MBS/ABS 205 26K –
Fannie Mae FNCL 357797 5.500 06/01/35 CMO/MBS/ABS 191 17K –
Fannie Mae FNCL 555876 5.500 10/01/33 CMO/MBS/ABS 123 15K –
Healthier Choices Mgmt Corp Common Stock 100 1M –
Govt Natl Mrtg G2SF 003081 7.000 05/20/31 CMO/MBS/ABS 96 45K –
Fannie Mae FNCL 962491 5.500 04/01/38 CMO/MBS/ABS 93 13K –
Fannie Mae FNCL 937906 5.500 07/01/37 CMO/MBS/ABS 91 19K –
Govt Natl Mrtg G2SF 002714 6.500 02/20/29 CMO/MBS/ABS 43 25K –
Govt Natl Mrtg G2SF 001901 8.000 11/20/24 CMO/MBS/ABS 0 25K –
Esc Cef Nuveen Inter Closed End Fund Closed End Funds 0 23K –
Lehman Bros Hldg 6.500 10/25/27 MTN DFTd Corporate Bonds 0 70K –
Lehman Bros Hldg Inc Escrow Structured Notes 0 22K –