THE SIMMONS PARTNERSHIP, INC
Adviser information for THE SIMMONS PARTNERSHIP, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 448 | $112.7M |
| Non-Discretionary | 294 | $41.7M |
| Total | 742 | $154.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 583 | $69.0M |
| HNW Individuals | 156 | $83.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $162,661 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 153.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE SIMMONS PARTNERSHIP WRAP FEE PROGRAM | THE SIMMONS PARNTERSHIP WRAP FEE PROGRAM |
Identifiers
| SEC RIA File Number | 801-79395 |
|---|---|
| SEC ERA File Number | 801-79395 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156740 |
| Legal Entity Identifier | None |
Principal Office
BOSLEY HALL222 COURTHOUSE CT., SUITE 1A
TOWSON
MD
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 443-470-8000, Fax: 410-337-0044
Chief Compliance Officer
JAMES SIMMONS
PRESIDENT
BOSLEY HALL
222 COURTHOUSE STREET, SUITE 1A
TOWSON
MD
United States
Tel:
443-470-8000
D****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMMONS, JAMES, DARBY | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 02/2011 | > 75% |