BANKER INVESTMENT GROUP
BANKER INVESTMENT GROUP INC Legal Name
Adviser information for BANKER INVESTMENT GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 945 | $257.6M |
| Non-Discretionary | 0 | $0 |
| Total | 945 | $257.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 320 | $81.7M |
| HNW Individuals | 102 | $174.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-79396 |
|---|---|
| SEC ERA File Number | 801-79396 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109650 |
| Legal Entity Identifier | None |
Principal Office
1241 CUMBERLAND AVENUESUITE B
WEST LAFAYETTE
IN
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 765-490-0464, Fax: 765-464-0308
Chief Compliance Officer
WILLIAM G. BANKER
PRESIDENT
1241 CUMBERLAND AVE.
SUITE B
WEST LAFAYETTE
IN
United States
Tel:
765-497-0197
Fax:
765-464-0308
B***@************M
(Full email address available in API data)
Regulatory Contact
ASHLEY HICKMAN
VICE PRESIDENT
1241 CUMBERLAND AVE.
SUITE B
WEST LAFAYETTE
IN
United States
Tel:
765-497-0197
Fax:
765-464-0308
A*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANKER, WILLIAM, GILBERT | Individual | – | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | 01/1998 | > 75% |