PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.
Adviser information for PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 174 | $140.4M |
| Non-Discretionary | 18 | $268.5M |
| Total | 192 | $408.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 57 | $4.0M |
| HNW Individuals | 27 | $123.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.8M |
| Charitable organizations | 6 | $275.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $596,064 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79412 |
|---|---|
| SEC ERA File Number | 801-79412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119436 |
| Legal Entity Identifier | None |
Principal Office
15600 WAYZATA BLVD.SUITE 101
WAYZATA
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 952-476-2770, Fax: 952-960-0129
Websites
Chief Compliance Officer
BRIAN G. CARRINGTON
PRESIDENT
PO BOX 604
WAYZATA
MN
United States
Tel:
952-476-2770
Fax:
952-960-0129
B***************@******************M
(Full email address available in API data)
Regulatory Contact
BETH K. CARRINGTON
CHIEF EXECUTIVE OFFICER, TREASURER
PO BOX 604
WAYZATA
MN
United States
Tel:
952-476-2770
Fax:
952-960-0129
B**************@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARRINGTON, BRIAN, GUSTAF | Individual | – | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 01/2002 | 50-75% |
| CARRINGTON, BETH, K | Individual | – | CHIEF EXECUTIVE OFFICER, TREASURER | 01/2002 | 50-75% |