GPB CAPITAL HOLDINGS, LLC
Adviser information for GPB CAPITAL HOLDINGS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPLEASE SEE ADDITIONAL INFORMATION DISCLOSED IN PART 2A |
Identifiers
| SEC RIA File Number | 801-79413 |
|---|---|
| SEC ERA File Number | 801-79413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169825 |
| Legal Entity Identifier | None |
Principal Office
55 OLD FIELD POINT RDSUITE 1E
GREENWICH
CT
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 212.235.2650, Fax: None
Chief Compliance Officer
MICHAEL S. EMANUEL
GENERAL COUNSEL
55 OLD FIELD POINT RD
SUITE 1E
GREENWICH
CT
United States
Tel:
212-235-2650
M*******@**********M
(Full email address available in API data)
Regulatory Contact
DAVID W. JOHNS
DEPUTY CHIEF COMPLIANCE OFFICER AND COUNSEL
55 OLD FIELD POINT RD
SUITE 1E
GREENWICH
CT
United States
D*****@**********M
(Full email address available in API data)
Industry Affiliates
| ARMADA WASTE MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GPB HOLDINGS QUALIFIED, LP | SPECIAL PURPOSE PRIVATE INVESTMENT VEHICLE | $0.0M | $0.1M | 94 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GENTILE, DAVID, CARMELO | Individual | – | NON-MANAGEMENT OWNER | 05/2014 | > 75% |
| CHMIEL, ROBERT, EMMETT | Individual | – | CEO AND CHIEF FINANCIAL OFFICER | 07/2021 | < 5% |
| EMANUEL, MICHAEL, SCOTT | Individual | – | CCO AND GENERAL COUNSEL | 08/2020 | < 5% |