INVESTOR ADVISORY GROUP
INVESTOR ADVISORY GROUP, LLC Legal Name
Adviser information for INVESTOR ADVISORY GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 464 | $140.9M |
| Total | 464 | $140.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $23.0M |
| HNW Individuals | 67 | $113.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-79417 |
|---|---|
| SEC ERA File Number | 801-79417 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106837 |
| Legal Entity Identifier | None |
Principal Office
421 SOUTH SHARON AMITY ROADSUITE A
CHARLOTTE
NC
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 704-366-1120, Fax: 704-366-1159
Websites
Chief Compliance Officer
ROBERT J. JONES
MANAGER
421 SOUTH SHARON AMITY RD
SUITE A
CHARLOTTE
NC
United States
Tel:
704-366-1120
Fax:
704-366-1159
R*****@*********M
(Full email address available in API data)
Regulatory Contact
EDWARD K. JACKSON
MANAGER
421 SOUTH SHARON AMITY RD
SUITE A
CHARLOTTE
NC
United States
Tel:
704-366-1120
Fax:
704-366-1159
E*@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKSON, EDWARD, KEITH | Individual | – | MANAGER | 07/2015 | < 5% |
| ASPIRATIONAL INVESTMENTS, LLC | Domestic Entity | – | OWNER | 07/2015 | 50-75% |
| JACKSON, EDWARD, KEITH | Individual | ASPIRATIONAL INVESTMENTS, LLC | OWNER | 07/2012 | > 75% |
| Jackson, Julie, Frazer | Individual | ASPIRATIONAL INVESTMENTS, LLC | OWNER | 07/2012 | |
| JONES & COMPANY WEALTH ADVISORS, LLC | Domestic Entity | – | OWNER | 01/2018 | 50-75% |
| JONES, ROBERT, JOEL | Individual | JONES & COMPANY WEALTH ADVISORS, LLC | OWNER | 01/2017 | > 75% |
| JONES, ROBERT, JOEL | Individual | – | MANAGER/CHIEF COMPLIANCE OFFICER | 12/2015 | < 5% |